10-K

10-Q, 10-K, 12b-1 funds, Allowance for depreciation, ACH, Asset management account, Accrual of discount, Active management, Amortization of premium, At par, All or any part, At best, At call, Antitrust laws, All-risks coverage, At risk, Annual return, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Annual mortgagor statement, Annual Percentage Rate, Asset-based finance, Assignment of mortgage, A shares, Assets under management, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Ad valorem, Annual exclusion, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Bank holding company, Banking Act of 1933, Bid-to-cover ratio, Block trade, Bureau of Public Debt, Blue Sky Laws, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Base-year analysis, Board of Governors, Business cycle, Breaking the syndicate, Bill of exchange, Bill of sale, Blue Laws, Breach of trust, By the book, Bailing out, Business credit, Business finance companies, B shares, Buy and write, Behavioral finance, Breadth-of-market theory, Beat the gun, Calendar year, Certified Public Accountant, Commercial year, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Closed out, Code of procedure, Crossed trade, Capitalization of income, Capital formation, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Crop year, CLU, Cost-of-living rider, Certificate of stock, Common-law voting, Cost of carry, Certificate of title, Class action suit, Contract for deed, Cancellation of debt, Cash-out refinancing, Certificate of Claim, Chapter 10, Commercial finance, Cost of debt capital, Cost of funds, Crowding out, Controlled company, Closed-end investment company, C shares, Class of options, Close to the money, Cash Against Documents, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Close out, Cornering the market, Curbs in, Curbs out, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Desk (the), Division of labor, Direct Public Offering, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Daylight trade, Day trade, Depth of market, Earnings report, Effective annual interest rate, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Ex-all, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, First In First Out, Fiscal year, Form 10-Q, Federal Savings and Loan Association, Finance, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Trade Commission, Free trade, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Finance charge, Finance company, Full faith and credit, Family of funds, Fund of funds, Free and clear, Free right of exchange, FIN, Forward trade, G-7, General Agreement on Tariffs and Trade, G-8, Going public, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Holding company, Holder in due course, Hang out loan, Home equity line of credit, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, International trade, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Inc., In intestacy, In play, In-process research and development, Investment company, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, ITS, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Knock-out option, Last In First Out, Legal list, Lender of last resort, Law day, Law of one price, Lending at a rate, Limit-on-close order, Limit order information system, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Limited company, Letter of comment, Legal, Legal age, Legal entity, Legal risk, Legal assets, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leg, Long leg, Leading the market, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Mutual company, Make a market, Market on close order, Mark-to-market, Money management, Medium of exchange, Marginal propensity to consume, Money at call, Management buyin, Management company, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Trade Association, Notary Public, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Normal retirement age, Off the books, Other current assets, Other long term liabilities, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Other income, Offshore company, Opinion of title, On account, On-the-spot loan, Open-end management company, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, One man picture, On open, On the opening, Open repo, Open trade equity, Overnight repo, Pooling of interests, Profit and loss statement, Pro forma, Payment-in-kind security, Price Value of a Basis Point, Public bond, Public offering, Public purpose bond, Payment for order flow, Public limited partnership, Public Securities Association, P&L, Provision for income taxes, Productivity report, Public goods, Public sector, Public company, Public offering price, Power of Attorney, Prioritization of debt, Publicly-traded fund, Pairs trade, Paid-in capital, Paid-in surplus, Percent held by institutions, Private company, Private Investment in Public Equity, Public, Public equity, Publicly held, Publicly traded, Public ownership, Passive management, Preservation of capital, Point-and-figure chart, Painting the tape, Priced out, Public book, Quarterly report, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Required reserves, Reading the tape, Real-time trade reporting, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Red herring, Registered Company, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Risk/return trade-off, Risk management, Return on Capital Employed, Rate of return, Real rate of return, Repo, Reverse repo, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, SEC fee, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Stock life insurance company, Summary annual report, Statute of Limitations, Sunshine laws, Sale and leaseback, Satisfaction of debt, Structured finance, Staggered board of directors, Selling the spread, Short leg, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, Swing trade, S Corporation, Short-term gain or loss, Sin tax, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Stopped out, T-Bill, Term to maturity, Trade, Take a position, Trailing P/E, Trade barrier, Trade deficit, Trade surplus, Trade house, Tenancy by the entirety, Trust company, Truth in Lending, Tenancy at will, Title company, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Top out, Take a bath, Term repo, Trade date, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, UIT, Unit of trade, Unit of trading, World Trade Organization, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-over-year, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares