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19c3 stock
A stock that was Listed on one of the national securities exchanges, such as the NYSE , after April 26, 1979, absolving it from Rule 19c3 which forbids Exchange members from participating in Off-board trading.
Semi Related Terms: 538 CLICK HERE TO VIEW
10-K ,
1035 exchange ,
12b-1 funds ,
19c3 stock ,
30-day wash rule ,
Allowance for depreciation ,
Approved list ,
Above par ,
Accrual of discount ,
After-tax basis ,
American Stock Exchange ,
Amortization of premium ,
At par ,
Allied member ,
All or any part ,
Associate member ,
At best ,
At call ,
Adjustable rate preferred stock ,
At risk ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
After acquired clause ,
After-acquired collateral ,
APR ,
Assignment of mortgage ,
A shares ,
At the money ,
After-tax contributions ,
Across the board ,
Additional paid-in capital ,
Ad valorem ,
After-tax ,
After-hours trading ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Banking Act of 1933 ,
Below par ,
Best bid ,
Bid ,
Bid/ask spread ,
Bid-to-cover ratio ,
Blue List ,
Bureau of Public Debt ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Balance of payments ,
Board of Governors ,
Basis trading ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
B shares ,
Big Board ,
Borrowed stock ,
Bulletin board ,
Blow-off top ,
Breadth-of-market theory ,
Beat the gun ,
Cost Of Goods Sold ,
Cost of sales ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Common stock equivalent ,
Clearing member ,
Code of procedure ,
Customer protection rule ,
Chicago Mercantile Exchange ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cyclical stock ,
Certificated stock ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Commodities Exchange Act ,
Commodities Exchange Center ,
Commodity Exchange ,
Commodity Futures Trading Commission ,
Commodity Trading Advisor ,
Cost-of-living rider ,
Callable stock ,
Certificate of stock ,
Chicago Board Options Exchange ,
Consumer stock ,
Control stock ,
Cost of carry ,
Competitive bid ,
Certificate of title ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Chapter 7 ,
Cost of debt capital ,
Cost of funds ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Drawn securities ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Daily trading limit ,
Deal stock ,
Defensive stock ,
Distribution stock ,
Donated stock ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Dirty stock ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Exchange ,
Ex-legal ,
Either-or order ,
Eligible list ,
Exchange seat ,
ECU ,
Exchange rate ,
Effective par ,
E-mini ,
Exchange against actuals ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Exchange versus cash ,
Ex-pit transaction ,
Employee Stock Purchase Plan ,
Employee stock repurchase agreement ,
Ex-all ,
Exchange ratio ,
Exchange fund ,
Exchange privilege ,
Exchange-traded option ,
Ex-warrants ,
Employee Retirement Income Security Act of 1974 ,
Ex-rights ,
Ex-rights date ,
Exchange distribution ,
Financial Accounting Standards Board ,
First In First Out ,
Federal National Mortgage Association ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Floating exchange rate ,
Foreign exchange ,
Foreign exchange rate ,
Forward exchange rate ,
Forward P/E ,
Factors of production ,
Favorable balance of trade ,
Federal Reserve Board ,
First board ,
Fee-for-service ,
First preferred stock ,
Form 8-K ,
Form S-1 ,
Full stock ,
Family of funds ,
Fund of funds ,
Free right of exchange ,
Federal ID Number ,
Government National Mortgage Association ,
Government securities ,
Government Securities Clearing Corporation ,
General Securities Representative Examination ,
Growth stock ,
G-7 ,
General Agreement on Tariffs and Trade ,
Gross National Debt ,
Gross National Product ,
G-8 ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Hang Seng Index ,
High-tech stock ,
Holder in due course ,
Hang out loan ,
Home equity line of credit ,
HUD-1 statement ,
Hammering the market ,
Held at the opening ,
Historical trading range ,
Holding the market ,
In escrow ,
International Securities Identification Number ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
Income stock ,
In line ,
Insider trading ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
I/O strip ,
In-service withdrawal ,
Income exclusion rule ,
Imbalance of orders ,
In and out ,
In sympathy ,
Intermarket Trading System ,
In the tank ,
Jumping the gun ,
Joint Stock Company ,
Last In First Out ,
Legal list ,
Lender of last resort ,
Law of one price ,
Listed ,
Little Board ,
Lending at a rate ,
Lessee member ,
Limit-on-close order ,
Law of demand ,
Law of supply ,
Last trading day ,
London International Financial Futures and Options Exchange ,
Loan stock ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Listed option ,
Leading the market ,
Like-kind exchange ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Member bank ,
Matrix trading ,
Make a market ,
Market on close order ,
Mark-to-market ,
Member firm ,
Medium of exchange ,
Marginal propensity to consume ,
Marginable stock ,
Money at call ,
Marketable securities ,
National Bank ,
National Credit Union Administration ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
National Market System ,
New York Stock Exchange ,
Nine-Bond Rule ,
Noncompetitive bid ,
Notice of Sale ,
NYSE ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
National Debt ,
National Deficit ,
National Futures Association ,
New York Futures Exchange ,
Nonvoting stock ,
Notice of Default ,
Non-qualified stock option ,
Non-statutory stock option ,
National Association of Real Estate Investment Trusts ,
No-load stock ,
National Market Advisory Board ,
Net change ,
NYSE Composite Index ,
Off-balance-sheet financing ,
Off the books ,
One time charge ,
Office of Thrift Supervision ,
OTC Bulletin Board ,
Out-of-favor ,
Over-the-Counter ,
Off-floor order ,
On-floor order ,
On margin ,
Or better ,
One-share one-vote rule ,
Optionable stock ,
Original issue stock ,
Opinion of title ,
On account ,
On-the-spot loan ,
Out of the money ,
On-balance volume ,
Off-board ,
On close ,
One man picture ,
On open ,
On the opening ,
Option exchange ,
Pooling of interests ,
Par bond ,
Participating GIC ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Payment for order flow ,
Public Securities Association ,
Participating dividend ,
Participating preferred ,
Preferred stock ,
Prior preferred stock ,
P&L ,
Provision for income taxes ,
Participating insurance ,
Power of Attorney ,
Prioritization of debt ,
Paid-in capital ,
Paid-in surplus ,
Participating trust ,
Pre-syndicate bid ,
Private Investment in Public Equity ,
Preservation of capital ,
Program trading ,
Painting the tape ,
Paper trading ,
Plus tick rule ,
Primary exchange ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rule 10b-6 ,
Rule 15c3-1 ,
Rule 19c3 ,
Rule 405 ,
Rule 415 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Restricted stock ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Risk/return trade-off ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
Regional exchange ,
Rule 13d ,
SEC filing ,
SG&A ,
Sight letter of credit ,
S&L ,
Stock association ,
SEC ,
Securities and Exchange Commission ,
Stock buyback ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Sell the book ,
Series 6 ,
Series 7 ,
Stock loan ,
Syndicate bid ,
Syndicate member ,
Second preferred stock ,
Stock dividend ,
Standard of living ,
Series 3 ,
Single stock futures ,
Spot trading ,
Second-to-die insurance ,
Stock life insurance company ,
Secondary stock ,
Stock bonus plan ,
Stock certificate ,
Stock Clearing Corporation ,
Stock consolidation ,
Stock exchange ,
Stock index ,
Stock market ,
Stock option ,
Stock option plan ,
Stock power ,
Stock screening ,
Stock swap ,
Stock symbol ,
Stock ticker ,
Statute of Limitations ,
Satisfaction of debt ,
Securities lending ,
Staggered board of directors ,
Stock fund ,
Selling the spread ,
Synthetic stock ,
Savings Incentive Match Plan for Employees ,
Stock list ,
Story stock ,
Selling short against the box ,
Shorting against the box ,
Short sale rule ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
S&P phenomenon ,
Suspended trading ,
T-Bill ,
Term to maturity ,
Trading ,
Take a position ,
Trading authorization ,
Trailing P/E ,
Trading range ,
Treasury Stock ,
Tenancy by the entirety ,
TED spread ,
Truth in Lending ,
Tenancy at will ,
Top hat plan ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Trading profit ,
Trading Index ,
Take a bath ,
Trading costs ,
Trading curb ,
Trading floor ,
Trading halt ,
Trading session ,
Trading volume ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Unlisted trading ,
Unit of trade ,
Unit of trading ,
Value stock ,
Vetoing stock ,
Voting stock ,
Watch list ,
Waiver of premium ,
Watered stock ,
Widow-and-orphan stock ,
W-2 Form ,
Wash sale rule ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares