Simply type in the name of the company
whos symbol you wish to lookup and submit.
Affirmative obligations
NASD requirements imposed on Nasdaq Market maker , including: maintaining two-sided markets on a continuous Basis , quoting firm Bid and Ask prices, participating in the Small Order Execution System, and reporting price and Volume data for each Nasdaq security Transaction within 90 seconds of execution.
Related Terms: 21
ACH , Ask , Action , Bid , Basis , CLU , Execution , ECU , Inc. , Impose , Market maker , Market , NASD , Nasdaq , Order , Repo , SEC , Small Order Execution System , Transaction , Two-sided market , Volume
Semi Related Terms: 633 CLICK HERE TO VIEW
10-Q ,
10-K ,
Accelerated Cost Recovery System ,
Accrual basis accounting ,
Adjusted basis ,
Allowance for depreciation ,
ACH ,
Above par ,
Accrual of discount ,
Accrued market discount ,
After-tax basis ,
Agency security ,
Amortization of premium ,
Ask ,
Asked price ,
Asking price ,
Asset-backed security ,
At par ,
All or any part ,
Alternative order ,
At best ,
At call ,
Automated Order Entry System ,
Adjusted futures price ,
All-risks coverage ,
At risk ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
As is ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Average price per share ,
Aggregate exercise price ,
At the money ,
Across the board ,
Action ,
Additional paid-in capital ,
Average daily volume ,
Active market ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Auction market ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Banking Act of 1933 ,
Below par ,
Best ask ,
Best bid ,
Bid ,
Bid/ask spread ,
Bid-to-cover ratio ,
Bond market ,
Book-entry security ,
Bureau of Public Debt ,
Best-execution requirement ,
Brokerage firm ,
Brought over the wall ,
Buying on margin ,
Buy limit order ,
Buy minus order ,
Buy on close ,
Buy on opening ,
Buy order ,
Buy stop order ,
Buy the book ,
Balance of payments ,
Basis point ,
Bear market ,
Board of Governors ,
Basis ,
Basis trading ,
Buying basis ,
Bulldog market ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
B shares ,
Buy and write ,
Buy-side ,
Breadth-of-market theory ,
Beat the gun ,
Bull market ,
Cash basis ,
Cost Of Goods Sold ,
Cost of sales ,
Credit order ,
Continuous compounding ,
Cabinet security ,
Call price ,
Capital market ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Conversion parity price ,
Conversion price ,
Convertible security ,
Current market value ,
Clearing firm ,
Code of procedure ,
Contingency order ,
Contingent order ,
Capitalization of income ,
Consumer Price Index ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cash and carry trade ,
Cash market ,
Cash price ,
Chasing the market ,
Chicago Board of Trade ,
Commodities Exchange Act ,
Contract market ,
Cost basis ,
CLU ,
Cost-of-living rider ,
Certificate of stock ,
Corporate action ,
Cost of carry ,
Competitive bid ,
Certificate of title ,
Class action suit ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Correspondency system ,
Cost of debt capital ,
Cost of funds ,
C shares ,
Class of options ,
Close to the money ,
Closing transaction ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Choice market ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Child and dependent care credit ,
Coefficient of determination ,
Cup and handle ,
Certificate of delivery ,
Close a position ,
Close market ,
Closing price ,
Continuous market ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Dealer market ,
Debt market ,
Digested security ,
Dollar price ,
Droplock security ,
Day order ,
Designated Order Turnaround ,
Discretionary order ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Dividend requirement ,
Desk (the) ,
Division of labor ,
Delivery price ,
Derivative security ,
De-escalation clause ,
De facto ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Distressed security ,
Dogs of the Dow ,
Down volume ,
Deep market ,
Depth of market ,
Dollar volume ,
Double auction market ,
Earnings report ,
Eurodollar certificate of deposit ,
Exchangeable security ,
Exempt security ,
Ex-legal ,
External market ,
Either-or order ,
Execution ,
ECU ,
European Monetary System ,
Effective par ,
Edge Act ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Ex-pit transaction ,
Emerging market ,
Eligibility requirements ,
Ex-all ,
Ex-warrants ,
Employee Retirement Income Security Act of 1974 ,
Ex-rights ,
Ex-rights date ,
First In First Out ,
Form 10-Q ,
Federal Savings and Loan Association ,
Flow of funds ,
Full price ,
Fill or kill ,
Firm quotation ,
Front-ending an order ,
Forward P/E ,
Factors of production ,
Favorable balance of trade ,
Federal Reserve requirement ,
Free market ,
Free market price ,
Forward price ,
Futures price ,
Fee-for-service ,
Fair market value ,
Form 8-K ,
Form S-1 ,
Firm commitment offering ,
Floating security ,
Friends and family offering ,
Fair Credit Reporting Act ,
Fair Debt Collection Practices Act ,
Firm commitment lending ,
Full faith and credit ,
Family of funds ,
Fund of funds ,
Free and clear ,
Federal Insurance Contributions Act ,
Free right of exchange ,
Federal ID Number ,
Fourth market ,
Graduated security ,
Glass-Steagall Act ,
G-7 ,
GDP implicit price deflator ,
General Agreement on Tariffs and Trade ,
G-8 ,
Growth and income fund ,
Gather in the stops ,
Graveyard market ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Health Insurance Portability and Accountability Act ,
Holder in due course ,
Home equity line of credit ,
Home Mortgage Disclosure Act ,
Housing Market Index ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Horizontal price movement ,
In escrow ,
Inflation-indexed security ,
Investment security ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Inefficient market ,
Inverted market ,
Internal market ,
Inside market ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
Inc. ,
In intestacy ,
In play ,
In-process research and development ,
I/O strip ,
In-service withdrawal ,
Impose ,
Imbalance of orders ,
Imperfect market ,
In and out ,
In sympathy ,
Intermarket Trading System ,
In the tank ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Letter security ,
Lending at a rate ,
Limit-on-close order ,
Limit order ,
Limit order book ,
Limit order information system ,
Limit price ,
Long Market Value ,
Law of demand ,
Law of supply ,
London International Financial Futures and Options Exchange ,
Letter of comment ,
Line of credit ,
Lock-in ,
Leading the market ,
Listing requirements ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Liquid market ,
Locked market ,
Modified cash basis ,
Money order ,
Marketable security ,
Market basket ,
Market capitalization ,
Market conversion price ,
Mortgage-backed security ,
Mortgage pass-through security ,
Make a market ,
Market if touched order ,
Market letter ,
Market maker ,
Market maker spread ,
Market on close order ,
Market order ,
Mark-to-market ,
Member firm ,
Medium of exchange ,
Market economy ,
Make whole provision ,
Market rate ,
Money at call ,
Morningstar Rating System ,
Market cap ,
Market neutral ,
Market portfolio ,
Market timer ,
Market timing ,
Market analysis ,
Market ,
Market inefficiency ,
Market opening ,
Market return ,
Market-share weighted index ,
Market surveillance ,
Market-value weighted index ,
Market Volatility Index ,
Maximum price fluctuation ,
Mixed market ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
National Market System ,
Negotiable security ,
Noncompetitive bid ,
Notice of Sale ,
NASD ,
Nasdaq ,
NASD Regulation ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
No limit order ,
Nonmember firm ,
Normal market ,
No-Action Letter ,
Null and void ,
Notice of Default ,
National Association of Real Estate Investment Trusts ,
Nasdaq Small Cap Market ,
Narrow market ,
Nasdaq Composite Index ,
National Market Advisory Board ,
Negative Volume Index ,
Negotiated market ,
Net transaction ,
Net volume ,
Off the books ,
Office of Thrift Supervision ,
Offering price ,
Out-of-favor ,
Over-the-Counter ,
Off-floor order ,
On-floor order ,
On margin ,
Open order ,
Or better ,
Order ,
Order flow ,
Order ticket ,
Open market operation ,
Opinion of title ,
On account ,
On-the-spot loan ,
Opening transaction ,
Option price ,
Options Prices Reporting Authority ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
On close ,
On open ,
On the opening ,
Open market ,
Open repo ,
Operationally efficient market ,
Order book official ,
Order imbalance ,
Outside market ,
Overnight repo ,
Pooling of interests ,
Profit and loss statement ,
Par bond ,
Participating GIC ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Payment for order flow ,
Participating dividend ,
Participating preferred ,
P&L ,
Provision for income taxes ,
Price index ,
Producer Price Index ,
Productivity report ,
Parity price ,
Physical market ,
Price limit ,
Participating insurance ,
Primary market ,
Public offering price ,
Power of Attorney ,
Prioritization of debt ,
Private Market Value ,
Price spread ,
Prudent Expert Act ,
Paid-in capital ,
Paid-in surplus ,
Participating trust ,
Pre-syndicate bid ,
Private Investment in Public Equity ,
Perfect capital market ,
Preservation of capital ,
Point-and-figure chart ,
Painting the tape ,
Positive Volume Index ,
Price range ,
Price-weighted index ,
Quarterly report ,
Reports and Records ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Regulation Q ,
Reserve requirement ,
Redemption price ,
Registered security ,
Residual security ,
Restricted security ,
Reading the tape ,
Real-time trade reporting ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Retail Price Index ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
Repo ,
Reverse repo ,
SEC filing ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Sight letter of credit ,
S&L ,
SEC ,
Secondary market ,
Securities and Exchange Commission ,
Stamped security ,
SEC fee ,
Segregation of securities ,
Sell limit order ,
Sell order ,
Sell-side analyst ,
Sell the book ,
Significant order ,
Small Order Execution System ,
Split order ,
Stop-limit order ,
Stop order ,
Stop price ,
Syndicate bid ,
Second preferred stock ,
Standard of living ,
Supply-side economics ,
Settlement price ,
Spot market ,
Spot price ,
Strong basis ,
Second-to-die insurance ,
Stock market ,
Summary annual report ,
Small corporate offering registration ,
Subscription price ,
Statute of Limitations ,
Sale and leaseback ,
Satisfaction of debt ,
Secondary mortgage market ,
Second mortgage ,
Security interest ,
Security loan ,
Senior security ,
Staggered board of directors ,
Selling the spread ,
Short market value ,
Savings Incentive Match Plan for Employees ,
Social Security ,
Social Security Tax ,
Share price ,
Small cap ,
Split-adjusted price ,
Security analysis ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Scale order ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
Small investor ,
Specialist market ,
S&P phenomenon ,
Stop and reverse ,
Transaction ,
T-Bill ,
Treasury Inflation-Protected Security ,
Trust-preferred security ,
Take a position ,
Time order ,
Two-sided market ,
Two-way market ,
Trailing P/E ,
Tenancy by the entirety ,
Truth in Lending ,
Two-step mortgage ,
Tenancy at will ,
The Street ,
Timing the market ,
Tax basis ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
Target price ,
Term repo ,
Thin market ,
Third market ,
Tight market ,
Trading volume ,
Transparent market ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Underlying security ,
Up volume ,
Unit of trade ,
Unit of trading ,
Volume ,
With interest ,
Williams Act ,
Wage price spiral ,
Waiver of premium ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
Weak market ,
When, as, and if issued ,
Wide market ,
X or XD ,
Yankee bond market ,
Y shares