Agency

10-K, 12b-1 funds, Account, Account statement, Allowance for depreciation, Account aggregation, Account balance, Active account, Agent bank, Alternate account, Asset management account, Above par, Accrual of discount, Amortization of premium, At par, Account executive, Agent, All or any part, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, As is, Attorney in fact, Amortization term, Assignment of mortgage, A shares, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Bond Buyer, Bureau of Public Debt, Buy, Brought over the wall, Buying on margin, Buy limit order, Buy minus, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bank term loan, Blanket lien, Benchmark risk, B shares, Buy and write, Buy-side, Breadth-of-market theory, Beat the gun, Charge, Contra account, Cost Of Goods Sold, Cost of sales, Central assets account, Checking account, Commission, Custodial account, Call risk, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Credit risk, Cash account, Client, Code of procedure, Commission house, Capitalization of income, Capital account, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Current account, Carrying charge, Cash and carry trade, Chasing the market, Chicago Board of Trade, Commodity Futures Trading Commission, Country risk, Captive agent, Convertible term insurance, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Customary arrangement, Cancellation of debt, Certificate of Claim, Charge card, Cost of debt capital, Cost of funds, Contingent deferred sales charge, C shares, Class of options, Close to the money, Counterparty risk, Certificate of Occupancy, Closing agent, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deferred charge, Deposit in transit, Drawing account, Date of issue, Date of payment, Discretionary account, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Disbursing agent, Dividend in arrears, Desk (the), Division of labor, Decreasing term life, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Default risk, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Deferred account, Direct participation program, Diversifiable risk, Dogs of the Dow, Depth of market, Downside risk, Eurodollar certificate of deposit, Equity risk premium, Event risk, Either-or order, Effective par, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Excluded risk, Ex-all, Enrolled agent, Employee Retirement Income Security Act of 1974, First In First Out, Fixed-charge coverage ratio, Federal Savings and Loan Association, Frozen account, Fiscal agent, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Trade Commission, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Finance charge, Financial risk, Full faith and credit, Family of funds, Fund of funds, Free and clear, Flexible spending account, Free right of exchange, Federal tax lien, FIN, Generally Accepted Accounting Principles, General Obligation Bond, General account, General Securities Representative Examination, G-7, General Accounting Office, General Agreement on Tariffs and Trade, G-8, General lien, General mortgage, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House account, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, Inactive account, Insured account, In escrow, Interest rate risk, Intermediate-term, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Intermediate goods, Independent agent, Insurance agent, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, Inc., In intestacy, Inter vivos trust, In play, In-process research and development, Income risk, I/O strip, In-service withdrawal, Idiosyncratic risk, Inverse relationship, Imbalance of orders, In and out, In sympathy, In the tank, Joint account, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Limited risk, Long-term, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Level term insurance, Long-term care insurance, Lump sum distribution, Long-term debt, Long-Term Equity Anticipation Securities, Letter of comment, Legal age, Legal risk, Lien, Lien affidavit, Line of credit, Lock-in, Long-term mortgage, Lump sum, Long-term lease, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Medium-term, Medium-term bond, Make a market, Managed account, Margin account, Market on close order, Medium of exchange, Mortgage lien, Money at call, Mortgage risk, Mixed account, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nostro account, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Null and void, No-lien affidavit, Notice of Default, Notional principal amount, National Association of Real Estate Investment Trusts, Normal retirement age, Off the books, One time charge, Other long term liabilities, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Option account, Or better, Omnibus account, Opinion of title, On account, On-the-spot loan, Original principal balance, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Par bond, Participation certificate, Paying agent, Payment-in-kind security, Price Value of a Basis Point, Prior lien bond, Payment for order flow, P&L, Provision for income taxes, Power of Attorney, Participation, Participation loan, Prepayment risk, Principal, Principal amount, Principal balance, Principal risk, Prioritization of debt, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Price range, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Risk adjusted return, Risk, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Restricted account, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Range, Reinvestment risk, Regulation A, Right of first refusal, Right of rescission, Remaining principal balance, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Real estate agent, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Risk arbitrage, Risk-averse, Risk management, Risk neutral, Risk premium, Risk seeking, Return on Capital Employed, Rally, Rate of return, Real rate of return, Risk capital, Selling, General and Administrative Expenses, SG&A, Sales charge, Savings account, Savings and Loan, Short-term reserves, Sight letter of credit, S&L, Securities and Exchange Commission, Sell, Series EE bond, Short-term, Segregation of securities, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Split commission, Street name, Sweep account, Standard of living, Systemic risk, Separate account, Severally but not jointly, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Seller financing, Staggered board of directors, Selling the spread, Savings Incentive Match Plan for Employees, Self-directed retirement account, Surrender charge, Santa Claus rally, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Term CD, T-Bill, Term, Term bond, Term to maturity, Take a position, Trailing P/E, Trading range, Term insurance, Transfer agent, Tenancy by the entirety, Term deposit, Term loan, Truth in Lending, Term trust, Tax lien, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Term repo, Term sheet, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unlimited risk, Undermargined account, Unsystematic risk, Unit of trade, Unit of trading, Wrap account, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Y shares