Agent

10-K, Accredited Personal Financial Planning Specialist, Agent bank, Accrual of discount, Amortization of premium, Agent, All or any part, At call, Accommodative monetary policy, Adjustable life insurance, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Authorize, Assignment of mortgage, A shares, At the money, Age-weighted plan, Across the board, Action, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Brokerage firm, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Benchmark risk, B shares, Buy and write, Breadth-of-market theory, Beat the gun, Combined financial statement, Consolidated financial statement, Cost Of Goods Sold, Cost of sales, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Credit risk, Call money rate, Clearing firm, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Country risk, Captive agent, Cash value life insurance policy, Casualty insurance, Convertible term insurance, Cost-of-living rider, Credit insurance, Credit life insurance, Certificate of stock, Corporate action, Cost of carry, Certificate of title, Class action suit, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Closing transaction, Counterparty risk, Covered call, Certificate of Occupancy, Closing agent, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Dual currency bond, Dual listing, Dealer, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Disbursing agent, Dividend in arrears, Desk (the), Division of labor, Disability insurance, Dual life insurance, Deal stock, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Default risk, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Diversifiable risk, Dogs of the Dow, Depth of market, Downside risk, Deal, Deal flow, Eurodollar certificate of deposit, Equity risk premium, Escrowed to maturity, Event risk, Ex-legal, Either-or order, ECU, Easy monetary policy, Edge Act, E-mini, Exchange of spot, Ex-pit transaction, Excess insurance, Excluded risk, Executive indemnity insurance, Ex-all, Enrolled agent, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Federal Deposit Insurance Corporation, Federal Savings and Loan Association, Financial institution, Financial instrument, First call date, Fiscal agent, Flight to quality, Flow of funds, Federal Call, Fill or kill, Financial analyst, Firm quotation, Front-ending an order, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Fiscal policy, Financial futures, Form 8-K, Form S-1, Firm commitment offering, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Financial risk, Firm commitment lending, Full faith and credit, Family of funds, Financial advisor, Fund of funds, Free and clear, Federal Insurance Contributions Act, Free right of exchange, Federal ID Number, FIN, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Group insurance, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Hazard insurance, Health insurance, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, Interest rate risk, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Independent agent, Individual policy pension trust, Insurance, Insurance agent, Insurance broker, Insurance carrier, Insurance claim, Insurance examiner, Insurance policy, Insurance premium, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Inc., In intestacy, In play, In-process research and development, Income risk, Investment policy, I/O strip, In-service withdrawal, Idiosyncratic risk, Individual tax return, Imbalance of orders, In and out, Individual investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Limited risk, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Level premium insurance, Level term insurance, Life insurance, Long-term care insurance, Lump sum distribution, Letter of comment, Legal age, Legal risk, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lump sum, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Municipal bond insurance, Municipal Bond Insurance Association, Maintenance call, Make a market, Margin call, Market on close order, Mark-to-market, Member firm, Medium of exchange, Marginal propensity to consume, Monetary policy, Major medical insurance, Master policy, Mortgage life insurance, Money at call, Mortgage risk, Mortgage servicing, Non-financial asset, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, No limit order, Nonmember firm, No quote, No-Fault, Nonparticipating life insurance policy, No-Action Letter, Null and void, No-lien affidavit, Notice of Default, Notional principal amount, No-load, Naked call, National Association of Real Estate Investment Trusts, Normal retirement age, No-load stock, Net transaction, No book, Off the books, Other current assets, Other long term liabilities, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Other income, Opinion of title, On account, On-the-spot loan, Original principal balance, Opening transaction, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Paper dealer, Paying agent, Payment-in-kind security, Price Value of a Basis Point, Provisional call feature, Primary Dealer, P&L, Participating insurance, Policy, Policy limit, Policy loan, Policy surrender, Private Mortgage Insurance, Power of Attorney, Prepayment risk, Principal, Principal amount, Principal balance, Principal risk, Prioritization of debt, Privilege dealer, Prudent Expert Act, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Portfolio insurance, Preservation of capital, Point-and-figure chart, Painting the tape, Put/call ratio, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Risk adjusted return, Risk, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Reduced paid-up insurance, Replacement cost insurance, Reinvestment risk, Regulation A, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Remaining principal balance, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Real estate agent, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Risk arbitrage, Risk-averse, Risk management, Risk neutral, Risk premium, Risk seeking, Return on Capital Employed, Rate of return, Real rate of return, Risk capital, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, Sight letter of credit, S&L, Securities and Exchange Commission, Sell, Selling flat, Segregation of securities, Selling group, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Standard of living, Systemic risk, Selling hedge, Second-to-die insurance, Self insurance, Single-premium life insurance, Stock life insurance company, Survivorship insurance, Severally but not jointly, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Scorched-earth policy, Staggered board of directors, Selling the spread, Selling short, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Transaction, T-Bill, Term to maturity, Take a position, Trailing P/E, Tight monetary policy, Term insurance, Title insurance, Transfer agent, Tenancy by the entirety, Truth in Lending, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unlimited risk, Uniform Securities Act, Umbrella liability insurance, Uncovered call, Unsystematic risk, Unit of trade, Unit of trading, Vanishing premium policy, Williams Act, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Z shares