Associate member
Designation for a member of a stock Exchange who does not have a Seat on the exchange.
Semi Related Terms: 391 CLICK HERE TO VIEW
10-K,
1035 exchange,
19c3 stock,
Allowance for depreciation,
Accrual of discount,
American Stock Exchange,
Amortization of premium,
At par,
Allied member,
All or any part,
Associate member,
At best,
At call,
Adjustable rate preferred stock,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
Assignment to creditors,
Assignment of mortgage,
A shares,
At the money,
Across the board,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bid-to-cover ratio,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
B shares,
Borrowed stock,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Common stock equivalent,
Clearing member,
Code of procedure,
Chicago Mercantile Exchange,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cyclical stock,
Certificated stock,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Commodities Exchange Act,
Commodities Exchange Center,
Commodity Exchange,
Cost-of-living rider,
Callable stock,
Certificate of stock,
Chicago Board Options Exchange,
Consumer stock,
Control stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Do Not Reduce,
Date of record,
Desk (the),
Division of labor,
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dirty stock,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Escrowed to maturity,
Exchange,
Ex-legal,
Either-or order,
Exchange seat,
Exchange rate,
E-mini,
Exchange against actuals,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exchange versus cash,
Ex-pit transaction,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Ex-all,
Exchange ratio,
Exchange fund,
Exchange privilege,
Exchange-traded option,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Exchange distribution,
Flight to quality,
Flow of funds,
Fill or kill,
Front-ending an order,
Floating exchange rate,
Foreign exchange,
Foreign exchange rate,
Forward exchange rate,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fee-for-service,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Family of funds,
Fund of funds,
Free right of exchange,
Growth stock,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Hang Seng Index,
High-tech stock,
Hang out loan,
Home equity line of credit,
Hammering the market,
Held at the opening,
Holding the market,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Income stock,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
I/O strip,
Imbalance of orders,
In the tank,
Jumping the gun,
Joint Stock Company,
Lender of last resort,
Law of one price,
Lending at a rate,
Lessee member,
Limit-on-close order,
Law of demand,
Law of supply,
London International Financial Futures and Options Exchange,
Loan stock,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Leading the market,
Like-kind exchange,
Long-term gain or loss,
Level I quotes,
Member bank,
Make a market,
Market on close order,
Mark-to-market,
Member firm,
Medium of exchange,
Marginal propensity to consume,
Marginable stock,
Money at call,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
New York Stock Exchange,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
No limit order,
No quote,
New York Futures Exchange,
No-Fault,
Nonvoting stock,
No-Action Letter,
No-lien affidavit,
Notice of Default,
No-load,
Non-qualified stock option,
Non-statutory stock option,
National Association of Real Estate Investment Trusts,
No-load stock,
Net change,
No book,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Optionable stock,
Original issue stock,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Option exchange,
Pooling of interests,
Price Value of a Basis Point,
Payment for order flow,
Preferred stock,
Prior preferred stock,
Provision for income taxes,
Power of Attorney,
Prioritization of debt,
Preservation of capital,
Painting the tape,
Primary exchange,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Restricted stock,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
Regional exchange,
SG&A,
Sight letter of credit,
S&L,
Stock association,
Securities and Exchange Commission,
Stock buyback,
Segregation of securities,
Sell the book,
Stock loan,
Syndicate member,
Second preferred stock,
Stock dividend,
Standard of living,
Single stock futures,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Severally but not jointly,
Statute of Limitations,
Satisfaction of debt,
Staggered board of directors,
Stock fund,
Selling the spread,
Synthetic stock,
Savings Incentive Match Plan for Employees,
Stock list,
Story stock,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Seat,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Treasury Stock,
Tenancy by the entirety,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unit of trade,
Unit of trading,
Value stock,
Vetoing stock,
Voting stock,
Waiver of premium,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst