Best-execution requirement
The Obligation of Market maker, broker/dealers, and others to execute Customer orders at the best price currently available.
Semi Related Terms: 525 CLICK HERE TO VIEW
10-K,
Available assets,
Accrual of discount,
Accrued market discount,
Amortization of premium,
Asked price,
Asking price,
At par,
All or any part,
Alternative order,
At best,
At call,
Automated Order Entry System,
Adjusted futures price,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
Assignment to creditors,
Assignment of mortgage,
A shares,
Average price per share,
Aggregate exercise price,
At the money,
Across the board,
Active market,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Auction market,
Automated Pricing and Reporting System,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Best ask,
Best bid,
Bid-to-cover ratio,
Bond market,
Bureau of Public Debt,
Best efforts offering,
Best-execution requirement,
Broker,
Broker loan,
Brought over the wall,
Buying on margin,
Buy limit order,
Buy minus order,
Buy on close,
Buy on opening,
Buy order,
Buy stop order,
Buy the book,
Balance of payments,
Bear market,
Board of Governors,
Bulldog market,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Broker loan rate,
B shares,
Buy and write,
Breadth-of-market theory,
Beat the gun,
Bull market,
Cost Of Goods Sold,
Cost of sales,
Credit order,
Current debt,
Current liabilities,
Current income,
Call price,
Capital market,
Certificate of Participation,
Collateralized Bond Obligation,
Collateralized Mortgage Obligation,
Collaterized Loan Obligation,
Committee on Uniform Securities Identification Procedures,
Conversion parity price,
Conversion price,
Current coupon bond,
Current issue,
Current market value,
Current maturity,
Current production rate,
Current yield,
Code of procedure,
Contingency order,
Contingent order,
Contra broker,
Contract broker,
Customer protection rule,
Capitalization of income,
Consumer Price Index,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Current account,
Current dollars,
Customer,
Cash and carry trade,
Cash market,
Cash price,
Chasing the market,
Cheapest to deliver,
Chicago Board of Trade,
Contract market,
Current delivery,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Choice market,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Child and dependent care credit,
Coefficient of determination,
Cup and handle,
Certificate of delivery,
Close a position,
Close market,
Closing price,
Continuous market,
Cornering the market,
Dealer bank,
Date of issue,
Date of payment,
Dealer market,
Debt market,
Dollar price,
Day order,
Dealer,
Deep discount broker,
Designated Order Turnaround,
Discount broker,
Discretionary order,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Desk (the),
Division of labor,
Durable goods orders,
Delivery price,
Deal stock,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Deep market,
Depth of market,
Double auction market,
Deal,
Deal flow,
Eurodollar certificate of deposit,
Escrowed to maturity,
Ex-legal,
External market,
Either-or order,
ECU,
E-mini,
Exchange of spot,
Ex-pit transaction,
Emerging market,
Ex-all,
Ex-warrants,
Economic rent,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Federal Savings and Loan Association,
Flight to quality,
Flow of funds,
Full price,
Fill or kill,
Floor broker,
Front-ending an order,
Forward deal,
Forward P/E,
Factors of production,
Favorable balance of trade,
Free market,
Free market price,
Forward price,
Futures price,
Fair market value,
Form 8-K,
Form S-1,
Friends and family offering,
Full faith and credit,
Family of funds,
Fund of funds,
Free and clear,
Free right of exchange,
Fourth market,
General Obligation Bond,
G-7,
GDP implicit price deflator,
General Agreement on Tariffs and Trade,
G-8,
Growth and income fund,
Gather in the stops,
Graveyard market,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Home equity line of credit,
Housing Market Index,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
Horizontal price movement,
Independent broker,
Introducing broker,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Inefficient market,
Inverted market,
Internal market,
Insurance broker,
Inside market,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In-process research and development,
I/O strip,
Imbalance of orders,
Imperfect market,
In and out,
In the tank,
Jointly and severally,
Jumping the gun,
Joint and several liability,
Joint and survivor annuity,
Know Your Customer,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Limit order,
Limit order book,
Limit order information system,
Limit price,
Long Market Value,
Law of demand,
Law of supply,
London International Financial Futures and Options Exchange,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Leading the market,
Long-term gain or loss,
Level I quotes,
Liquid market,
Locked market,
Money order,
Market basket,
Market capitalization,
Market conversion price,
Moral obligation bond,
Make a market,
Market if touched order,
Market letter,
Market maker,
Market maker spread,
Market on close order,
Market order,
Mark-to-market,
Medium of exchange,
Marginal propensity to consume,
Market economy,
Make whole provision,
Market rate,
Money at call,
Mortgage broker,
Market cap,
Market neutral,
Market portfolio,
Market timer,
Market timing,
Market analysis,
Market,
Market inefficiency,
Market opening,
Market return,
Market-share weighted index,
Market surveillance,
Market-value weighted index,
Market Volatility Index,
Matching orders,
Maximum price fluctuation,
Mixed market,
Net current assets,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
National Market System,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
No limit order,
Normal market,
Null and void,
Notice of Default,
National Association of Real Estate Investment Trusts,
Nasdaq Small Cap Market,
Narrow market,
National Market Advisory Board,
Negotiated market,
Off the books,
Other current assets,
Other long term liabilities,
Office of Thrift Supervision,
Obligation,
Obligation bond,
Offering price,
Out-of-favor,
Over-the-Counter,
Off-floor order,
On-floor order,
Online broker,
On margin,
Open order,
Or better,
Order,
Order flow,
Order ticket,
Outside broker,
Other income,
Open market operation,
Opinion of title,
On account,
On-the-spot loan,
Option price,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Open market,
Operationally efficient market,
Order book official,
Order imbalance,
Outside market,
Pooling of interests,
Profit and loss statement,
Paper dealer,
Price Value of a Basis Point,
Payment for order flow,
Primary Dealer,
Prime broker,
P&L,
Price index,
Producer Price Index,
Parity price,
Physical market,
Price limit,
Primary market,
Public offering price,
Power of Attorney,
Prioritization of debt,
Private Market Value,
Price spread,
Privilege dealer,
Perfect capital market,
Preservation of capital,
Point-and-figure chart,
Painting the tape,
Price range,
Price-weighted index,
Reports and Records,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Redemption price,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Retail Price Index,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Real estate broker,
Rent,
Rent control,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
Sight letter of credit,
S&L,
Secondary market,
Securities and Exchange Commission,
Segregation of securities,
Sell limit order,
Sell order,
Sell the book,
Significant order,
Small Order Execution System,
Split order,
Stop-limit order,
Stop order,
Stop price,
Street broker,
Standard of living,
Settlement price,
Spot market,
Spot price,
Second-to-die insurance,
Stock market,
Subscription price,
Statute of Limitations,
Sale and leaseback,
Satisfaction of debt,
Secondary mortgage market,
Staggered board of directors,
Selling the spread,
Short market value,
Share price,
Split-adjusted price,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Scale order,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
Specialist market,
S&P phenomenon,
Stop and reverse,
T-Bill,
Term to maturity,
Take a position,
Time order,
Two-sided market,
Two-way market,
Trailing P/E,
Tenancy by the entirety,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Target price,
Thin market,
Third market,
Tight market,
Transparent market,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unit of trade,
Unit of trading,
Wage price spiral,
Waiver of premium,
Widow-and-orphan stock,
Weak market,
When, as, and if issued,
Wide market,
X or XD,
Year-To-Date,
Yankee bond market,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares