Block
A large amount of securities being held or traded, typically at least 10,000 shares of stock or $200,000 in bonds.
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10-Q,
10-K,
12b-1 funds,
19c3 stock,
Accrual bond,
Accrual of discount,
Accumulation bond,
Agency bond,
American Municipal Bond Assurance Corporation,
American Stock Exchange,
Amortization of premium,
Assumed bond,
At par,
Authority bond,
All or any part,
At best,
At call,
Adjustable rate preferred stock,
American Depositary Share,
All-risks coverage,
At risk,
Add-on service,
Abstract of title,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
Assignment of mortgage,
A shares,
Average price per share,
At the money,
Additional paid-in capital,
Ad valorem,
Amount recognized,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Books of final entry,
Books of original entry,
Book value per share,
Banking Act of 1933,
Baby bond,
Bearer bond,
Bid-to-cover ratio,
Blanket bond,
Block trade,
Bond anticipation note,
Bond Buyer,
Bond circular,
Bond crowd,
Bond equivalent yield,
Bond fund,
Bond indenture,
Bond market,
Bond ordinance,
Bond quote,
Bond resolution,
Bond swap,
Brady bond,
Bullet bond,
Bureau of Public Debt,
Buying on margin,
Buy on close,
Buy on opening,
Basic earnings per share,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
B shares,
Bearer share,
Bonus share,
Borrowed stock,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Call,
Callable bond,
Call date,
Called bond,
Call price,
Call protection,
Call risk,
Catastrophe bond,
CAT bond,
Certificateless municipal bond,
Certificate of Participation,
Collateralized Bond Obligation,
Combination bond,
Committee on Uniform Securities Identification Procedures,
Commodity-backed bond,
Common stock equivalent,
Companion bonds,
Consolidated bond,
Corporate bond equivalent,
Coupon bond,
Current coupon bond,
Call money rate,
Code of procedure,
Crossed trade,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cyclical stock,
Cash and carry trade,
Certificated stock,
Cheapest to deliver,
Chicago Board of Trade,
Cost-of-living rider,
Callable stock,
Certificate of stock,
Closely held,
Consumer stock,
Control stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Chapter 10,
Cost of debt capital,
Cost of funds,
C shares,
Call option,
Call ratio backspread,
Call swaption,
Class of options,
Close to the money,
Covered call,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Deep-discount bond,
Deferred interest bond,
Discount bond,
Discounted bond,
Dollar bond,
Drawn securities,
Dual currency bond,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Division of labor,
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
Directed share program,
De-escalation clause,
De facto,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dirty stock,
Dogs of the Dow,
Daylight trade,
Day trade,
Depth of market,
Eurodollar certificate of deposit,
Escrowed to maturity,
Eurodollar bond,
Euroyen bond,
Either-or order,
ECU,
E-mini,
Exchange of spot,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Ex-all,
Exchange-traded option,
Employee Retirement Income Security Act of 1974,
First In First Out,
Form 10-Q,
Face-amount certificate,
Fidelity bond,
First call date,
Flight to quality,
Floating-rate bond,
Flow of funds,
Free bond,
Federal Call,
Fill or kill,
Fractional share,
Forward P/E,
Fully diluted earnings per share,
Factors of production,
Favorable balance of trade,
Federal Trade Commission,
Free trade,
Face amount,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Family of funds,
Fund of funds,
Free right of exchange,
Forward trade,
General Obligation Bond,
Global bond,
Gold bond,
Government Bond,
Government securities,
Government Securities Clearing Corporation,
Guaranteed bond,
General Securities Representative Examination,
Growth stock,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
High-grade bond,
Housing bond,
Hart-Scott-Rodino Act of 1976,
House call,
House of issue,
High-tech stock,
Holder in due course,
Home equity line of credit,
HUD-1 statement,
Held at the opening,
Income bond,
Index bond,
Index-linked bond,
Industrial revenue bond,
In escrow,
Installment bond,
Insured bond,
Interchangeable bond,
International Securities Identification Number,
Investment-grade bond,
Irredeemable bond,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Income stock,
In line,
International trade,
Identified shares,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Institutional shares,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Junk bond,
Joint Stock Company,
Last In First Out,
Lender of last resort,
Law of one price,
Long Bond,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Loan stock,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Large cap,
Locked in,
Long-term gain or loss,
Level I quotes,
Maintenance bond,
Medium-term bond,
Moral obligation bond,
Mortgage bond,
Municipal bond,
Municipal bond fund,
Municipal bond insurance,
Municipal Bond Insurance Association,
Municipal revenue bond,
Maintenance call,
Make a market,
Margin call,
Market on close order,
Mark-to-market,
Medium of exchange,
Marginal propensity to consume,
Marginable stock,
Money at call,
Marketable securities,
Market-share weighted index,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
New York Stock Exchange,
Nine-Bond Rule,
Non-callable bond,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nonvoting stock,
Notice of Default,
Notional principal amount,
Naked call,
Non-qualified stock option,
Non-statutory stock option,
National Association of Real Estate Investment Trusts,
No-load stock,
Office of Thrift Supervision,
Obligation bond,
Out-of-favor,
On-floor order,
On margin,
Or better,
One-share one-vote rule,
Optionable stock,
Original issue stock,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Open trade equity,
Pooling of interests,
Par bond,
Payment-in-kind security,
Performance bond,
Pickup bond,
Premium bond,
Premium over bond value,
Price Value of a Basis Point,
Prior lien bond,
Privileged bond,
Provisional call feature,
Public bond,
Public purpose bond,
Put bond,
Public Securities Association,
Preference shares,
Preferred shares,
Preferred stock,
Prior preferred stock,
P&L,
Primary earnings per share,
Power of Attorney,
Principal amount,
Prioritization of debt,
Publicly-traded fund,
Pairs trade,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private Investment in Public Equity,
Publicly held,
Publicly traded,
Preservation of capital,
Put/call ratio,
Qualifying share,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Redeemable bond,
Registered coupon bond,
Revenue bond,
Real-time trade reporting,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rule 15c3-1,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Redeemable shares,
Restricted stock,
Regulation A,
Right of first refusal,
Right of rescission,
Right to Know,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Return on Capital Employed,
Rate of return,
Real rate of return,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
Stock association,
Savings Bond,
SEC,
Secured bond,
Securities and Exchange Commission,
Self-supporting bond,
Serial bond,
Series bond,
Series EE bond,
Series HH bond,
Short bond,
Split coupon bond,
Step-up bond,
Stock buyback,
Straight bond,
Super sinker bond,
Surety bond,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Stock loan,
Second preferred stock,
Stock dividend,
Standard of living,
Single stock futures,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Share,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Share appreciation mortgage,
Staggered board of directors,
Stock fund,
Synthetic stock,
Share price,
Stock list,
Story stock,
Swing trade,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Tax-exempt bond,
T-Bill,
Term bond,
Term to maturity,
Trade,
Treasury Bond,
Take a position,
Trailing P/E,
Trade barrier,
Trade deficit,
Trade surplus,
Trade house,
Treasury Stock,
Truth in Lending,
Tax-free bond fund,
Tenancy at will,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Thinly traded,
Trade date,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unlimited tax bond,
Uniform Securities Act,
Uncovered call,
Unit of trade,
Unit of trading,
Value stock,
Vetoing stock,
Voting stock,
World Trade Organization,
Waiver of premium,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
When, as, and if issued,
X or XD,
Year-To-Date,
Yankee bond market,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares,
Zero-coupon bond,
Z shares