Related Terms: 11
Activity, Block, Block trade, Broker, Brokerage, Brokerage firm, Execution, ECU, Inc., Principal, Trade
Semi Related Terms: 355 CLICK HERE TO VIEW
10-K,
Accrual of discount,
Amortization of premium,
Add-on service,
Abstract of title,
As is,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Age-weighted plan,
Across the board,
Activity,
Additional paid-in capital,
Ad valorem,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Block,
Block trade,
Bureau of Public Debt,
Best-execution requirement,
Block house,
Broker,
Brokerage,
Brokerage firm,
Brokerage house,
Broker loan,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Broker loan rate,
B shares,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Clearing firm,
Code of procedure,
Contra broker,
Contract broker,
Crossed trade,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cash and carry trade,
Chasing the market,
Chicago Board of Trade,
Commodities Exchange Act,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Daylight trade,
Day trade,
Depth of market,
Eurodollar certificate of deposit,
Ex-legal,
Execution,
ECU,
Edge Act,
E-mini,
Exchange of spot,
Ex-pit transaction,
Ex-all,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
First In First Out,
Flow of funds,
Firm quotation,
Floor broker,
Full-service brokerage,
Forward P/E,
Factors of production,
Favorable balance of trade,
Federal Trade Commission,
Free trade,
Form 8-K,
Form S-1,
Firm commitment offering,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Firm commitment lending,
Family of funds,
Fund of funds,
Federal Insurance Contributions Act,
Free right of exchange,
Forward trade,
Glass-Steagall Act,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Holder in due course,
Home equity line of credit,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Independent broker,
In-house,
Institutional brokerage,
Introducing broker,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
International trade,
Insurance broker,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Inc.,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Lock-limit,
Letter of comment,
Legal age,
Line of credit,
Lock-in,
Leading the market,
Locked in,
Level I quotes,
Make a market,
Market on close order,
Member firm,
Medium of exchange,
Mortgage broker,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Trade Association,
Nonmember firm,
Notice of Default,
Notional principal amount,
National Association of Real Estate Investment Trusts,
Normal retirement age,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
Online broker,
On margin,
Outside broker,
Opinion of title,
On account,
On-the-spot loan,
Original principal balance,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Opening block,
Open trade equity,
Pooling of interests,
Payment-in-kind security,
Price Value of a Basis Point,
Prime broker,
Prime brokerage,
P&L,
Power of Attorney,
Principal,
Principal amount,
Principal balance,
Principal risk,
Prioritization of debt,
Pairs trade,
Prudent Expert Act,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Real-time trade reporting,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Retail brokerage,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Rate lock,
Remaining principal balance,
Revolving line of credit,
Right of recourse,
Rule of 78,
Registered options principal,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Return on Capital Employed,
Rate of return,
Real rate of return,
SG&A,
Sight letter of credit,
S&L,
Segregation of securities,
Sell the book,
Small Order Execution System,
Street broker,
Standard of living,
Statute of Limitations,
Satisfaction of debt,
Staggered board of directors,
Selling the spread,
Selling short against the box,
Shorting against the box,
Swing trade,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Trade,
Take a position,
Trailing P/E,
Trade barrier,
Trade deficit,
Trade surplus,
Trade house,
Tenancy by the entirety,
Truth in Lending,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Trade date,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unit of trade,
Unit of trading,
Williams Act,
World Trade Organization,
Waiver of premium,
W-2 Form,
W formation,
X or XD,
Y shares