Blue Sky Laws

12b-1 funds, Automatic Funds Transfer, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, Affinity fraud, Assignment to creditors, Attorney in fact, Assignment of mortgage, Aggressive growth fund, A shares, Asset allocation fund, At the money, Across the board, Additional paid-in capital, Average up, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Accredited investor, Angel investor, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Balanced fund, Bid-to-cover ratio, Blend fund, Bond fund, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bust-up takeover, B shares, Buy and write, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Clearinghouse funds, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract sale, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Capital appreciation fund, Clone fund, Closed-end fund, Closed fund, Crossover fund, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Cash sale, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Deal stock, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Double up, Depth of market, Deal, Deal flow, Electronic Funds Transfer, Eurodollar certificate of deposit, Escrowed to maturity, External funds, Either-or order, ECU, E-mini, Exchange of spot, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, Employee Retirement Income Security Act of 1974, Even up, First In First Out, Federal funds, Federal Savings and Loan Association, Fed funds, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Fund supermarket, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Form S-1, Friends and family offering, Fund, Fraud, Forward sale, FRA, Full faith and credit, Family of funds, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, Free right of exchange, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Global fund, Group sale, Growth and income fund, Growth fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Hedge fund, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, International Monetary Fund, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, In intestacy, In play, In-process research and development, Income fund, Index fund, Institutional fund, International fund, Investment fund, I/O strip, In-service withdrawal, Imbalance of orders, In and out, Individual investor, Institutional investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limit up, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lifecycle fund, Load fund, Leading the market, Locked in, Long-term gain or loss, Last sale, Level I quotes, Mutual association, Mutual company, Mutual Savings Bank, Municipal bond fund, Muni fund, Make a market, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Mutual fund, Mutual fund custodian, Mutual fund symbol, Matching funds, Marketable securities, Mutual exclusion doctrine, Mutual improvement certificate, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Nonaccredited investor, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Opinion of title, On account, On-the-spot loan, Open-end fund, Option income fund, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Payment-in-kind security, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Public Securities Association, P&L, Pour-over will, Power of Attorney, Paid up, Preforeclosure sale, Prioritization of debt, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Pension fund, Paid-in capital, Paid-in surplus, Passive investor, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Qualified institutional investor, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regional fund, Reduced paid-up insurance, Red herring, Regulation A, Reverse Take-Over, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Revolving line of credit, Right of recourse, Roll over, Rule of 78, Roll up, Right of redemption, Retirement Equity Act of 1984, Regulation FD, Return on Capital Employed, Rate of return, Real rate of return, Retail investor, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, Sight letter of credit, S&L, State bank, SEC, Securities and Exchange Commission, Sinking fund, Step-up bond, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Selling the spread, Step-up warrant, Step-up lease, Selling short against the box, Shorting against the box, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Same Day Funds Settlement, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Trust fund, Truth in Lending, Tax-free bond fund, Tax-managed fund, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Tax sale, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Up volume, Unit of trade, Unit of trading, World fund, Waiver of premium, Widow-and-orphan stock, Wash sale rule, When, as, and if issued, X or XD, Year-over-year, Year-To-Date, Yield to call, Yield to maturity, Yield to worst