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Broken lot
Less than 100 shares of a stock;
or less than 10 shares of a very Thinly traded stock. Some brokerages Charge higher commissions for such transactions (often 1/8 of a Point per share, called the differential). also called odd Lot or Uneven lot . opposite of Round lot .
Related Terms: 20
Action , Broker , Brokerage , Charge , Commission , Call , Differential , Even lot , High , Lot , Odd lot , Point , PPO , Round lot , Rent , Share , Transaction , Trade , Thinly traded , Uneven lot
Semi Related Terms: 546 CLICK HERE TO VIEW
10-Q ,
10-K ,
52-week high ,
12b-1 funds ,
19c3 stock ,
Allowance for depreciation ,
Accrual of discount ,
American Stock Exchange ,
Amortization of premium ,
All or any part ,
At call ,
Adjustable rate preferred stock ,
American Depositary Share ,
All-risks coverage ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Average price per share ,
At the money ,
Age-weighted plan ,
Across the board ,
Action ,
Additional paid-in capital ,
Ad valorem ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Block trade ,
Bureau of Public Debt ,
Broker ,
Brokerage ,
Brokerage firm ,
Brokerage house ,
Broker loan ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Basis point ,
Board of Governors ,
Break-even analysis ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Broker loan rate ,
B shares ,
Bearer share ,
Bonus share ,
Borrowed stock ,
Broken lot ,
Break-even tax rate ,
Breadth-of-market theory ,
Beat the gun ,
Charge ,
Cost Of Goods Sold ,
Cost of sales ,
Commission ,
Call ,
Call date ,
Called away ,
Called bond ,
Call price ,
Call protection ,
Call risk ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Common stock equivalent ,
Call money rate ,
Code of procedure ,
Commission house ,
Contra broker ,
Contract broker ,
Crossed trade ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cyclical stock ,
Carrying charge ,
Cash and carry trade ,
Certificated stock ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Commodities Exchange Act ,
Commodity Futures Trading Commission ,
Cost-of-living rider ,
Callable stock ,
Certificate of stock ,
Consumer stock ,
Control stock ,
Corporate action ,
Cost of carry ,
Certificate of title ,
Class action suit ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Chapter 10 ,
Charge card ,
Cost of debt capital ,
Cost of funds ,
Contingent deferred sales charge ,
C shares ,
Call option ,
Call ratio backspread ,
Call swaption ,
Class of options ,
Close to the money ,
Closing transaction ,
Covered call ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deferred charge ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Deep discount broker ,
Differential ,
Discount broker ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Delivery point ,
Deal stock ,
Defensive stock ,
Distribution stock ,
Donated stock ,
Directed share program ,
De-escalation clause ,
De facto ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
DAX 100 ,
Dirty stock ,
Dogs of the Dow ,
Daily high ,
Daylight trade ,
Day trade ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Either-or order ,
Edge Act ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Ex-pit transaction ,
Employee Stock Purchase Plan ,
Employee stock repurchase agreement ,
Ex-all ,
Exchange-traded option ,
Economic rent ,
Employee Retirement Income Security Act of 1974 ,
Even lot ,
Even spread ,
Even up ,
First In First Out ,
Fixed-charge coverage ratio ,
Form 10-Q ,
First call date ,
Flight to quality ,
Flow of funds ,
Full lot ,
Federal Call ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Full-service brokerage ,
Fractional share ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Federal Trade Commission ,
Free trade ,
Fee-for-service ,
First preferred stock ,
Form 8-K ,
Form S-1 ,
Full stock ,
Fair Credit Reporting Act ,
Fair Debt Collection Practices Act ,
Finance charge ,
Forward differential ,
Family of funds ,
Fund of funds ,
Federal Insurance Contributions Act ,
Free right of exchange ,
Forward trade ,
First-round financing ,
Glass-Steagall Act ,
Growth stock ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Gather in the stops ,
High-grade bond ,
High yield ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House call ,
House of issue ,
Health Insurance Portability and Accountability Act ,
High ,
High-flyer ,
High-tech stock ,
Holder in due course ,
High credit ,
High-ratio mortgage ,
Home equity line of credit ,
Home Mortgage Disclosure Act ,
HUD-1 statement ,
High-low index ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
Independent broker ,
In-house ,
Institutional brokerage ,
Introducing broker ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
Income stock ,
In line ,
International trade ,
Insurance broker ,
Identified shares ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
Institutional shares ,
I/O strip ,
In-service withdrawal ,
Inflection point ,
Imbalance of orders ,
In and out ,
In sympathy ,
In the tank ,
Jumping the gun ,
Joint Stock Company ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Lending at a rate ,
Limit-on-close order ,
Law of demand ,
Law of supply ,
Loan stock ,
Letter of comment ,
Legal age ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Lot ,
Maintenance call ,
Make a market ,
Margin call ,
Market if touched order ,
Market on close order ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Marginable stock ,
Money at call ,
Mortgage broker ,
Market-share weighted index ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
New York Stock Exchange ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Trade Association ,
Nonvoting stock ,
No-Action Letter ,
Notice of Default ,
Naked call ,
Non-qualified stock option ,
Non-statutory stock option ,
National Association of Real Estate Investment Trusts ,
Normal retirement age ,
No-load stock ,
Net transaction ,
New high ,
Off the books ,
One time charge ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
One-share one-vote rule ,
Optionable stock ,
Original issue stock ,
Opinion of title ,
On account ,
On-the-spot loan ,
Opening transaction ,
Out of the money ,
Old age, survivors, and disability insurance ,
Odd-lot theory ,
On-balance volume ,
Odd lot ,
Odd lot buy/sell ratio ,
On close ,
On open ,
On the opening ,
Open trade equity ,
Pooling of interests ,
Payment-in-kind security ,
Point ,
Price Value of a Basis Point ,
Provisional call feature ,
Payment for order flow ,
Prime broker ,
Prime brokerage ,
Preference shares ,
Preferred shares ,
Preferred stock ,
Prior preferred stock ,
P&L ,
Primary earnings per share ,
Provision for income taxes ,
PPO ,
Per stirpes ,
Power of Attorney ,
Prioritization of debt ,
Publicly-traded fund ,
Pairs trade ,
Prudent Expert Act ,
Paid-in capital ,
Paid-in surplus ,
Private Investment in Public Equity ,
Publicly traded ,
Preservation of capital ,
Point-and-figure chart ,
Painting the tape ,
Put/call ratio ,
Qualifying share ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Round lot ,
Reading the tape ,
Real-time trade reporting ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Retail brokerage ,
Round of funding ,
Rule 15c3-1 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Round turn ,
Redeemable shares ,
Restricted stock ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Real estate broker ,
Rent ,
Rent control ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Risk/return trade-off ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
SG&A ,
Sales charge ,
Sight letter of credit ,
S&L ,
Stock association ,
Securities and Exchange Commission ,
Stock buyback ,
Segregation of securities ,
Sell the book ,
Split commission ,
Stock loan ,
Street broker ,
Second preferred stock ,
Stock dividend ,
Standard of living ,
Single stock futures ,
Second-to-die insurance ,
Stock life insurance company ,
Secondary stock ,
Share ,
Stock bonus plan ,
Stock certificate ,
Stock Clearing Corporation ,
Stock consolidation ,
Stock exchange ,
Stock index ,
Stock market ,
Stock option ,
Stock option plan ,
Stock power ,
Stock screening ,
Stock swap ,
Stock symbol ,
Stock ticker ,
Statute of Limitations ,
Satisfaction of debt ,
Share appreciation mortgage ,
Staggered board of directors ,
Stock fund ,
Selling the spread ,
Synthetic stock ,
Savings Incentive Match Plan for Employees ,
Surrender charge ,
Share price ,
Stock list ,
Story stock ,
Selling short against the box ,
Shorting against the box ,
Swing trade ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
S&P phenomenon ,
Transaction ,
T-Bill ,
Term to maturity ,
Trade ,
Take a position ,
Trailing P/E ,
Trade barrier ,
Trade deficit ,
Trade surplus ,
Trade house ,
Treasury Stock ,
Tenancy by the entirety ,
Truth in Lending ,
Ten-bagger ,
The Street ,
Timing the market ,
Tax lot ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
Thinly traded ,
Thin market ,
Trade date ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Uncovered call ,
Uneven lot ,
Unit of trade ,
Unit of trading ,
Value stock ,
Vetoing stock ,
Voting stock ,
Williams Act ,
World Trade Organization ,
Waiver of premium ,
Watered stock ,
Widow-and-orphan stock ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares ,
Z shares