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Broker

An individual or firm which acts as an intermediary between a buyer and seller, usually charging a 

Commission

. For securities and most other products, a license is required.



Related Terms: 6

Buy

,

Commission

,

ECU

,

SEC

,

Sell

,

Term


Other Related Pages:

Category: Brokerages


Starting With: B


Semi Related Terms: 309  CLICK HERE TO VIEW

10-Q

,

Allowance for depreciation

,

All or any part

,

All-risks coverage

,

Add-on service

,

As is

,

Attorney in fact

,

Amortization term

,

A shares

,

At the money

,

Across the board

,

Additional paid-in capital

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Away from the market

,

Below the line

,

Banking Act of 1933

,

Bond Buyer

,

Buy

,

Brokerage firm

,

Brought over the wall

,

Buying on margin

,

Buy limit order

,

Buy minus

,

Buy minus order

,

Buy on close

,

Buy on opening

,

Buy order

,

Buy stop order

,

Buy the book

,

Breaking the syndicate

,

By the book

,

Bank term loan

,

B shares

,

Buy and write

,

Buy-side

,

Beat the gun

,

Commission

,

Committee on Uniform Securities Identification Procedures

,

Clearing firm

,

Commission house

,

Cash and carry trade

,

Chasing the market

,

Commodities Exchange Act

,

Commodity Futures Trading Commission

,

Commodity-product spread

,

Convertible term insurance

,

Contract for deed

,

C shares

,

Close to the money

,

Cloud on title

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Cornering the market

,

Curbs in

,

Deposit in transit

,

Drawn securities

,

Dual currency bond

,

Dual listing

,

Dividend in arrears

,

Desk (the)

,

Decreasing term life

,

Dual life insurance

,

Doing business as

,

Debtor in possession

,

Debtor-in-possession financing

,

Due-on-sale clause

,

Dual-purpose fund

,

Deep in the money

,

Deep out of the money

,

Department of Housing and Urban Development

,

Dogs of the Dow

,

Either-or order

,

ECU

,

Edge Act

,

E-mini

,

Exchange for futures

,

Exchange for physical

,

Export license

,

Ex-all

,

Employee Retirement Income Security Act of 1974

,

First In First Out

,

Form 10-Q

,

Federal Savings and Loan Association

,

Fill or kill

,

Firm quotation

,

Front-ending an order

,

Forward P/E

,

Federal Trade Commission

,

Fee-for-service

,

Form S-1

,

Firm commitment offering

,

Friends and family offering

,

Fair Credit Reporting Act

,

Fair Debt Collection Practices Act

,

Firm commitment lending

,

Full faith and credit

,

Free and clear

,

Federal Insurance Contributions Act

,

Federal ID Number

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

Glass-Steagall Act

,

G-7

,

General Agreement on Tariffs and Trade

,

Gross National Product

,

G-8

,

Growth and income fund

,

Gather in the stops

,

Hart-Scott-Rodino Act of 1976

,

Hit the bid

,

Health Insurance Portability and Accountability Act

,

Holder in due course

,

Home Mortgage Disclosure Act

,

Head and shoulders

,

Hammering the market

,

Held at the opening

,

Holding the market

,

In escrow

,

Intermediate-term

,

International Securities Identification Number

,

In-house

,

Investment Advisor Act of 1940

,

Investment Company Act of 1940

,

In line

,

Individual policy pension trust

,

Insider Trading sanctions Act of 1984

,

In intestacy

,

Inter vivos trust

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

Individual tax return

,

In and out

,

Individual investor

,

In sympathy

,

In the tank

,

Jointly and severally

,

Jumping the gun

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Long-term

,

Lending at a rate

,

Limit-on-close order

,

London International Financial Futures and Options Exchange

,

London Inter-Bank Offer Rate

,

Level term insurance

,

Long-term care insurance

,

Long-term debt

,

Long-Term Equity Anticipation Securities

,

Lock-in

,

Long-term mortgage

,

Long-term lease

,

Leading the market

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Medium-term

,

Medium-term bond

,

Make a market

,

Market on close order

,

Member firm

,

Most distant month

,

Marketable securities

,

Most active

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Nonmember firm

,

Null and void

,

Off the books

,

Other current assets

,

Other long term liabilities

,

Over-the-Counter

,

On-floor order

,

On margin

,

Or better

,

Other income

,

On account

,

On-the-spot loan

,

Out of the money

,

Old age, survivors, and disability insurance

,

On-balance volume

,

Odd lot buy/sell ratio

,

On close

,

On open

,

On the opening

,

Profit and loss statement

,

Pro forma

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Payment for order flow

,

Public Securities Association

,

P&L

,

Provision for income taxes

,

Prudent Expert Act

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Point-and-figure chart

,

Painting the tape

,

Reports and Records

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Regulation Q

,

Required reserves

,

Reading the tape

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Red herring

,

Regulation A

,

Required Minimum Distribution

,

Retirement Equity Act of 1984

,

Return on Capital Employed

,

SEC filing

,

Selling, General and Administrative Expenses

,

SG&A

,

Savings and Loan

,

Short-term reserves

,

S&L

,

SEC

,

Securities and Exchange Commission

,

Sell

,

Series EE bond

,

Short-term

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Sell limit order

,

Sell order

,

Sell plus

,

Sell-side analyst

,

Sell the book

,

Split commission

,

Sale and leaseback

,

Securities lending

,

Seller financing

,

Selling the spread

,

Savings Incentive Match Plan for Employees

,

Selling short against the box

,

Shorting against the box

,

S Corporation

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

Stop and reverse

,

Term CD

,

T-Bill

,

Term

,

Term bond

,

Term to maturity

,

Take a position

,

Trailing P/E

,

Term insurance

,

Tenancy by the entirety

,

Term deposit

,

Term loan

,

Truth in Lending

,

Term trust

,

The Street

,

Timing the market

,

Taxpayer Relief Act of 1997

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Take a bath

,

Term repo

,

Term sheet

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Williams Act

,

Widow-and-orphan stock

,

W-2 Form

,

W formation

,

When, as, and if issued

,

X or XD

,

Y shares


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