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Broker
An individual or firm which acts as an intermediary between a buyer and seller, usually charging a Commission . For securities and most other products, a license is required.
Semi Related Terms: 309 CLICK HERE TO VIEW
10-Q ,
Allowance for depreciation ,
All or any part ,
All-risks coverage ,
Add-on service ,
As is ,
Attorney in fact ,
Amortization term ,
A shares ,
At the money ,
Across the board ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Banking Act of 1933 ,
Bond Buyer ,
Buy ,
Brokerage firm ,
Brought over the wall ,
Buying on margin ,
Buy limit order ,
Buy minus ,
Buy minus order ,
Buy on close ,
Buy on opening ,
Buy order ,
Buy stop order ,
Buy the book ,
Breaking the syndicate ,
By the book ,
Bank term loan ,
B shares ,
Buy and write ,
Buy-side ,
Beat the gun ,
Commission ,
Committee on Uniform Securities Identification Procedures ,
Clearing firm ,
Commission house ,
Cash and carry trade ,
Chasing the market ,
Commodities Exchange Act ,
Commodity Futures Trading Commission ,
Commodity-product spread ,
Convertible term insurance ,
Contract for deed ,
C shares ,
Close to the money ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Child and dependent care credit ,
Cup and handle ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Drawn securities ,
Dual currency bond ,
Dual listing ,
Dividend in arrears ,
Desk (the) ,
Decreasing term life ,
Dual life insurance ,
Doing business as ,
Debtor in possession ,
Debtor-in-possession financing ,
Due-on-sale clause ,
Dual-purpose fund ,
Deep in the money ,
Deep out of the money ,
Department of Housing and Urban Development ,
Dogs of the Dow ,
Either-or order ,
ECU ,
Edge Act ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Export license ,
Ex-all ,
Employee Retirement Income Security Act of 1974 ,
First In First Out ,
Form 10-Q ,
Federal Savings and Loan Association ,
Fill or kill ,
Firm quotation ,
Front-ending an order ,
Forward P/E ,
Federal Trade Commission ,
Fee-for-service ,
Form S-1 ,
Firm commitment offering ,
Friends and family offering ,
Fair Credit Reporting Act ,
Fair Debt Collection Practices Act ,
Firm commitment lending ,
Full faith and credit ,
Free and clear ,
Federal Insurance Contributions Act ,
Federal ID Number ,
Government securities ,
Government Securities Clearing Corporation ,
General Securities Representative Examination ,
Glass-Steagall Act ,
G-7 ,
General Agreement on Tariffs and Trade ,
Gross National Product ,
G-8 ,
Growth and income fund ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
Health Insurance Portability and Accountability Act ,
Holder in due course ,
Home Mortgage Disclosure Act ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
Intermediate-term ,
International Securities Identification Number ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Individual policy pension trust ,
Insider Trading sanctions Act of 1984 ,
In intestacy ,
Inter vivos trust ,
In play ,
In-process research and development ,
I/O strip ,
In-service withdrawal ,
Individual tax return ,
In and out ,
Individual investor ,
In sympathy ,
In the tank ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Last In First Out ,
Long-term ,
Lending at a rate ,
Limit-on-close order ,
London International Financial Futures and Options Exchange ,
London Inter-Bank Offer Rate ,
Level term insurance ,
Long-term care insurance ,
Long-term debt ,
Long-Term Equity Anticipation Securities ,
Lock-in ,
Long-term mortgage ,
Long-term lease ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Medium-term ,
Medium-term bond ,
Make a market ,
Market on close order ,
Member firm ,
Most distant month ,
Marketable securities ,
Most active ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
Nonmember firm ,
Null and void ,
Off the books ,
Other current assets ,
Other long term liabilities ,
Over-the-Counter ,
On-floor order ,
On margin ,
Or better ,
Other income ,
On account ,
On-the-spot loan ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
Odd lot buy/sell ratio ,
On close ,
On open ,
On the opening ,
Profit and loss statement ,
Pro forma ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Payment for order flow ,
Public Securities Association ,
P&L ,
Provision for income taxes ,
Prudent Expert Act ,
Paid-in capital ,
Paid-in surplus ,
Private Investment in Public Equity ,
Point-and-figure chart ,
Painting the tape ,
Reports and Records ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Regulation Q ,
Required reserves ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Red herring ,
Regulation A ,
Required Minimum Distribution ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
SEC filing ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Short-term reserves ,
S&L ,
SEC ,
Securities and Exchange Commission ,
Sell ,
Series EE bond ,
Short-term ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Sell limit order ,
Sell order ,
Sell plus ,
Sell-side analyst ,
Sell the book ,
Split commission ,
Sale and leaseback ,
Securities lending ,
Seller financing ,
Selling the spread ,
Savings Incentive Match Plan for Employees ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
S&P phenomenon ,
Stop and reverse ,
Term CD ,
T-Bill ,
Term ,
Term bond ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Term insurance ,
Tenancy by the entirety ,
Term deposit ,
Term loan ,
Truth in Lending ,
Term trust ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
Term repo ,
Term sheet ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Williams Act ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Y shares