Bulk segregation
Client-owned stock held in Street name but kept separate from brokerage-owned securities.
Semi Related Terms: 338 CLICK HERE TO VIEW
10-K,
19c3 stock,
Adjustable rate,
Above par,
American Stock Exchange,
At par,
At best,
At call,
Adjustable rate preferred stock,
At risk,
Action to quiet title,
Assignment to creditors,
Attorney in fact,
Adjustable Rate Mortgage,
Advance rate,
Annual Percentage Rate,
Applicable federal rate,
A shares,
At the money,
Absorption rate,
Age-weighted plan,
Additional paid-in capital,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Burn rate,
Below par,
Benchmark interest rate,
Bid-to-cover ratio,
Broker,
Brokerage,
Brokerage firm,
Brokerage house,
Broker loan,
Bank Rate,
Base interest rate,
Base rate,
Blanket lien,
Blended rate,
Broker loan rate,
B shares,
Borrowed stock,
Break-even tax rate,
Committee on Uniform Securities Identification Procedures,
Common stock equivalent,
Coupon rate,
Current production rate,
Call money rate,
Client,
Contra broker,
Contract broker,
Capitalization rate,
Cap rate,
Civilian unemployment rate,
Cyclical stock,
Certificated stock,
Cheapest to deliver,
Callable stock,
Certificate of stock,
Closely held,
Consumer stock,
Control stock,
C shares,
Close to the money,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Drawn securities,
Deep discount broker,
Discount broker,
Dividend in arrears,
Dividend rate,
Discount rate,
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
Debtor in possession,
Debtor-in-possession financing,
Discharge of lien,
Deep in the money,
Dirty stock,
Effective annual interest rate,
Escrowed to maturity,
ECU,
Exchange rate,
Effective par,
Economic growth rate,
E-mini,
Effective tax rate,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
First In First Out,
Flight to quality,
Floating-rate bond,
Floor broker,
Full-service brokerage,
Floating exchange rate,
Foreign exchange rate,
Forward exchange rate,
Forward P/E,
Federal Reserve Discount Rate,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Fixed rate,
Fixed-rate loan,
Fixed-Rate Mortgage,
Floating rate,
Forward interest rate,
Forward Rate Agreement,
Federal tax lien,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
Growth stock,
G-7,
G-8,
General lien,
Gather in the stops,
High-tech stock,
Holder in due course,
Held at the opening,
In escrow,
Interest rate collar,
Interest rate risk,
Interest rate swap,
International Securities Identification Number,
Independent broker,
In-house,
Institutional brokerage,
Introducing broker,
Income stock,
In line,
Inflation rate,
Interest rate futures,
Interbank Rate,
Insurance broker,
Internal Rate of Return,
In intestacy,
Interest rate,
Interest rate cap,
Interest rate ceiling,
Interest rate floor,
In play,
In-process research and development,
Interest rate option,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Joint Stock Company,
Last In First Out,
Lending at a rate,
London Inter-Bank Offer Rate,
Loan stock,
Long-Term Equity Anticipation Securities,
Legal age,
Lien,
Lien affidavit,
Loan-to-cost,
Loan-to-value,
Lock-in,
Locked in,
Level I quotes,
Make a market,
Margin rate,
Mark-to-market,
Marginal propensity to consume,
Marginable stock,
Mortgage lien,
Market rate,
Money at call,
Mortgage broker,
Mortgage rate,
Marketable securities,
Mill rate,
New York Stock Exchange,
Nominal rate,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nonvoting stock,
No-lien affidavit,
Non-qualified stock option,
Non-statutory stock option,
Normal retirement age,
No-load stock,
Online broker,
Outside broker,
Operating rate,
Optionable stock,
Original issue stock,
Own,
Old age, survivors, and disability insurance,
Par bond,
Pass-through coupon rate,
Payment-in-kind security,
Price Value of a Basis Point,
Prior lien bond,
Prime broker,
Prime brokerage,
Public Securities Association,
Preferred stock,
Prior preferred stock,
P&L,
Prime rate,
Prime rate fund,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private Investment in Public Equity,
Publicly held,
Retention rate,
Run rate,
Real interest rate,
Rate covenant,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Retail brokerage,
Rate of exchange,
Real economic growth rate,
Restricted stock,
Regulation A,
Right to Know,
Rate-improvement,
Rate lock,
Real estate owned,
Renegotiable rate,
Real estate broker,
Rate of return,
Real rate of return,
SEC filing,
SG&A,
S&L,
Stock association,
SEC,
Securities and Exchange Commission,
Series EE bond,
Spot rate,
Stock buyback,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Stock loan,
Street broker,
Street name,
Second preferred stock,
Stock dividend,
Savings rate,
Swap rate,
Single stock futures,
Second-to-die insurance,
Separate account,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Severally but not jointly,
Securities lending,
Start rate,
Stock fund,
Synthetic stock,
SEP Plan,
Stock list,
Story stock,
S Corporation,
Separate tax returns,
Standard mileage rate,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Treasury Stock,
Teaser rate,
Truth in Lending,
Tax lien,
Tenancy at will,
The Street,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unemployment rate,
Variable rate,
Value stock,
Vetoing stock,
Voting stock,
Wall Street analyst,
Wall Street,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst