CRD

10-K, Allowance for depreciation, Asset/equity ratio, At par, All or any part, At best, At call, At risk, Add-on service, Action to quiet title, As is, Assignment to creditors, Attorney in fact, A shares, At the money, Across the board, Action, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Banking Act of 1933, Bid-to-cover ratio, Broker, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Base interest rate, Base period, Base-year analysis, Breaking the syndicate, By the book, Base rate, Broker loan rate, B shares, Buy and write, Broad-base index, Base, Beat the gun, Cash asset ratio, Cash ratio, Collection ratio, Central assets account, Checkbook register, Committee on Uniform Securities Identification Procedures, Conversion ratio, Central Registration Depository, Contra broker, Contract broker, CRD, Capital formation, Cash and carry trade, Chasing the market, Cheapest to deliver, Commodities Exchange Act, Corporate action, Class action suit, Contract for deed, Credit score, Core holding, C shares, Call ratio backspread, Close to the money, Covered put, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Child and dependent care credit, Cup and handle, Close a position, Cornering the market, Curbs in, Demand deposit, Deposit in transit, Deposit multiplier, Depository, Deposit slip, Direct deposit, Deep discount broker, Discount broker, Dividend in arrears, Dividend payout ratio, Desk (the), De-escalation clause, De facto, Doing business as, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Deep in the money, Deep out of the money, Department of Housing and Urban Development, Dogs of the Dow, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, Edge Act, Employment Cost Index, E-mini, Exchange for futures, Exchange for physical, Ex-pit transaction, European Central Bank, Ex-all, Exchange ratio, Exercise ratio, Ex-warrants, Employee Retirement Income Security Act of 1974, Exclusion ratio, Ex-rights, Ex-rights date, First In First Out, Fixed-charge coverage ratio, Form 10-Q, Federal Deposit Insurance Corporation, Federal Savings and Loan Association, Flight to quality, Fill or kill, Floor broker, Front-ending an order, Forward P/E, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, FICO score, Full faith and credit, Free and clear, Federal Insurance Contributions Act, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, Hedge ratio, Health Insurance Portability and Accountability Act, Holder in due course, High-ratio mortgage, Home Mortgage Disclosure Act, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, Independent broker, In-house, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insurance broker, Insider Trading sanctions Act of 1984, In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Liquidity ratio, Lending at a rate, Limit-on-close order, Limit order information system, London International Financial Futures and Options Exchange, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market on close order, Mark-to-market, Marginal propensity to consume, Money at call, Mortgage broker, Married put, Negotiable certificate of deposit, Net capital ratio, No-Action Letter, Null and void, Naked put, Off the books, Overhead ratio, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Profit and loss statement, Pro forma, Payment-in-kind security, Price Value of a Basis Point, Put bond, Put provision, Payment for order flow, Prime broker, Payout ratio, P&L, Provision for income taxes, Protective put, Protective put buying, Put, Put option, Put swaption, Put warrant, Prudent Expert Act, Paid-in capital, Paid-in surplus, Piggyback registration rights, Private Investment in Public Equity, Put ratio backspread, Point-and-figure chart, Profit ratio, Painting the tape, Put/call ratio, Register, Reports and Records, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Registered coupon bond, Registered security, Reading the tape, Registered Representative, Regulation D, Regulation G, Regulation T, Regulation U, Registered Retirement Savings Plan, Ratio, Red herring, Registered Company, Registration, Registration Statement, Regulation A, Right to Know, Regulation Z, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Registered options principal, Real estate broker, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Selling, General and Administrative Expenses, SG&A, Savings and Loan, S&L, Securities and Exchange Commission, Shelf registration, Sell the book, Street broker, Second-to-die insurance, Short interest ratio, SCOR, Small corporate offering registration, Sale and leaseback, Selling the spread, Synthetic put, Savings Incentive Match Plan for Employees, Story stock, Selling short against the box, Shorting against the box, S Corporation, Self-employment tax, Short-term gain or loss, Sin tax, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Time deposit, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Term deposit, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxable wage base, Tax base, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Uncovered put, Variable ratio write, Variable ratio plan, With interest, Williams Act, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-base budgeting, Z shares