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Central Registration Depository
CRD. A computerized database with information on registered Broker . The CRD contains employment history, exam scores, licensing information, and disciplinary Action .
Semi Related Terms: 306 CLICK HERE TO VIEW
10-K ,
Allowance for depreciation ,
At par ,
All or any part ,
At best ,
At call ,
At risk ,
Add-on service ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
A shares ,
At the money ,
Across the board ,
Action ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Broker ,
Broker loan ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Base interest rate ,
Base period ,
Base-year analysis ,
Breaking the syndicate ,
By the book ,
Base rate ,
Broker loan rate ,
B shares ,
Buy and write ,
Broad-base index ,
Base ,
Beat the gun ,
Checkbook register ,
Committee on Uniform Securities Identification Procedures ,
Contra broker ,
Contract broker ,
CRD ,
Capital formation ,
Cash and carry trade ,
Chasing the market ,
Cheapest to deliver ,
Commodities Exchange Act ,
Corporate action ,
Class action suit ,
Contract for deed ,
Credit score ,
Core holding ,
C shares ,
Close to the money ,
Covered put ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Child and dependent care credit ,
Cup and handle ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Deep discount broker ,
Discount broker ,
Dividend in arrears ,
Desk (the) ,
Doing business as ,
Debtor in possession ,
Debtor-in-possession financing ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Department of Housing and Urban Development ,
Dogs of the Dow ,
Escrowed to maturity ,
Ex-legal ,
Either-or order ,
Edge Act ,
Employment Cost Index ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Ex-pit transaction ,
Ex-all ,
Ex-warrants ,
Employee Retirement Income Security Act of 1974 ,
Ex-rights ,
Ex-rights date ,
First In First Out ,
Form 10-Q ,
Federal Savings and Loan Association ,
Flight to quality ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Forward P/E ,
Fee-for-service ,
Form 8-K ,
Form S-1 ,
Friends and family offering ,
Fair Credit Reporting Act ,
Fair Debt Collection Practices Act ,
FICO score ,
Full faith and credit ,
Free and clear ,
Federal Insurance Contributions Act ,
Glass-Steagall Act ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Growth and income fund ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
Health Insurance Portability and Accountability Act ,
Holder in due course ,
Home Mortgage Disclosure Act ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
Independent broker ,
In-house ,
Introducing broker ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Insurance broker ,
Insider Trading sanctions Act of 1984 ,
In intestacy ,
In play ,
In-process research and development ,
I/O strip ,
In-service withdrawal ,
In and out ,
In sympathy ,
In the tank ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Last In First Out ,
Lending at a rate ,
Limit-on-close order ,
Limit order information system ,
London International Financial Futures and Options Exchange ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Make a market ,
Market on close order ,
Mark-to-market ,
Marginal propensity to consume ,
Money at call ,
Mortgage broker ,
Married put ,
No-Action Letter ,
Null and void ,
Naked put ,
Off the books ,
Over-the-Counter ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
On account ,
On-the-spot loan ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
On close ,
On open ,
On the opening ,
Profit and loss statement ,
Pro forma ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Put bond ,
Put provision ,
Payment for order flow ,
Prime broker ,
P&L ,
Provision for income taxes ,
Protective put ,
Protective put buying ,
Put ,
Put option ,
Put swaption ,
Put warrant ,
Prudent Expert Act ,
Paid-in capital ,
Paid-in surplus ,
Private Investment in Public Equity ,
Put ratio backspread ,
Point-and-figure chart ,
Painting the tape ,
Put/call ratio ,
Register ,
Reports and Records ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Registered coupon bond ,
Registered security ,
Reading the tape ,
Registered Representative ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Registered Retirement Savings Plan ,
Red herring ,
Registered Company ,
Regulation A ,
Right to Know ,
Regulation Z ,
Registered options principal ,
Real estate broker ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
S&L ,
Securities and Exchange Commission ,
Sell the book ,
Street broker ,
Second-to-die insurance ,
SCOR ,
Sale and leaseback ,
Selling the spread ,
Synthetic put ,
Savings Incentive Match Plan for Employees ,
Story stock ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Self-employment tax ,
Short-term gain or loss ,
Sin tax ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Exchange Act of 1934 ,
Seek a market ,
S&P phenomenon ,
Stop and reverse ,
T-Bill ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Tenancy by the entirety ,
Truth in Lending ,
Tenancy at will ,
The Street ,
Timing the market ,
Taxable wage base ,
Tax base ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Uncovered put ,
With interest ,
Williams Act ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares ,
Zero-base budgeting ,
Z shares