Chapter 10

10-K, Allowance for depreciation, Agent bank, Above par, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Attorney in fact, Assignment of mortgage, A shares, Assets under management, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Average up, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Bank-eligible issues, Below par, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Basis point, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bankrupt, Bank term loan, Bust-up takeover, Back-end load, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Call protection, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Closed-end credit, Cost of debt capital, Cost of funds, Controlled company, Closed-end fund, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Delivery point, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Downside protection, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Double up, Dependent, Depth of market, Eurodollar certificate of deposit, Either-or order, Effective par, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, European Central Bank, Export-Import Bank, Employee Retirement Income Security Act of 1974, Even up, First In First Out, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Fee-for-service, Front-end load, Form 8-K, Form S-1, Finance company, Family of funds, Fund manager, Fund of funds, Free right of exchange, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Maintenance Organization, Holding company, Holder in due course, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, Independent broker, In-house, Investment Advisor Act of 1940, Investment bank, Investment Company Act of 1940, In line, Independent agent, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, Investment company, I/O strip, In-service withdrawal, Internal Revenue Code, Inflection point, Imbalance of orders, In and out, In sympathy, In the tank, Jumping the gun, Joint Stock Company, Last In First Out, Lender of last resort, Law of one price, Lead manager, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limit up, Limited company, London Inter-Bank Offer Rate, Letter of comment, Legal age, Line of credit, Lock-in, Leading the market, Limited Liability Company, Locked in, Long-term gain or loss, Level I quotes, Member bank, Money center bank, Mutual company, Mutual Savings Bank, Make a market, Market on close order, Merchant bank, Medium of exchange, Money at call, Management company, Manager, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Notice of Default, National Association of Real Estate Investment Trusts, Normal retirement age, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Offshore company, Opinion of title, On account, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, OCC, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On-balance volume, On close, One man picture, On open, On the opening, Pooling of interests, Pro forma, Par bond, Payment-in-kind security, Point, Price Value of a Basis Point, Payment for order flow, P&L, Provision for income taxes, Personal Injury Protection, Portfolio manager, PPO, Preferred Provider Organization, Public company, Power of Attorney, Paid up, Prioritization of debt, Paid-in capital, Paid-in surplus, Private company, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Reduced paid-up insurance, Registered Company, Regulation A, Right of first refusal, Right of rescission, Regulation Z, Revolving line of credit, Right of recourse, Rule of 78, Roll up, REO, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SG&A, Savings bank, Sight letter of credit, S&L, State bank, Step-up bond, Securities Investor Protection Corporation, Segregation of securities, Sell the book, Syndicate manager, Standard of living, Stock life insurance company, Statute of Limitations, Satisfaction of debt, Staggered board of directors, Selling the spread, Step-up warrant, Step-up lease, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, T-Bill, Take a position, Trailing P/E, Tenancy by the entirety, Trust company, TED spread, Truth in Lending, Tenancy at will, Title company, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Up volume, Unit of trade, Unit of trading, World Bank, World Trade Organization, Waiver of premium, W-2 Form, W formation, X or XD, Y shares, Z shares