Chapter 7

10-Q, 10-K, Agent bank, Above par, Accrual of discount, After-tax basis, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Attorney in fact, After acquired clause, After-acquired collateral, Assignment of mortgage, A shares, At the money, After-tax contributions, Across the board, Additional paid-in capital, Average up, After-tax, After-hours trading, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Bank-eligible issues, Below par, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bankrupt, Bank term loan, Bust-up takeover, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Controlled company, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Double up, Depth of market, Eurodollar certificate of deposit, Effective par, E-mini, Exchange of spot, European Central Bank, Export-Import Bank, Employee Retirement Income Security Act of 1974, Even up, First In First Out, Form 10-Q, Flow of funds, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Form 8-K, Form S-1, Finance company, Family of funds, Fund of funds, Free right of exchange, Federal ID Number, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Holding company, Holder in due course, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, In-house, Investment Advisor Act of 1940, Investment bank, Investment Company Act of 1940, In line, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, Involuntary liquidation, In play, In-process research and development, Investment company, I/O strip, In-service withdrawal, Internal Revenue Code, Imbalance of orders, In and out, In sympathy, In the tank, Jumping the gun, Joint Stock Company, Last In First Out, Liquidation value, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limit up, Limited company, London Inter-Bank Offer Rate, Liquid, Letter of comment, Line of credit, Lock-in, Leading the market, Limited Liability Company, Locked in, Level I quotes, Liquid market, Liquidation preference, Member bank, Money center bank, Mutual company, Mutual Savings Bank, Make a market, Market on close order, Merchant bank, Medium of exchange, Money at call, Management company, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Notice of Default, National Association of Real Estate Investment Trusts, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Offshore company, Opinion of title, On account, On-the-spot loan, Open-end management company, Out of the money, On-balance volume, On close, On open, On the opening, Pooling of interests, Par bond, Payment-in-kind security, Price Value of a Basis Point, P&L, Public company, Power of Attorney, Paid up, Prioritization of debt, Paid-in capital, Paid-in surplus, Private company, Private Investment in Public Equity, Preservation of capital, Painting the tape, Quid, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Regulation Q, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Reduced paid-up insurance, Registered Company, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Roll up, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SG&A, Savings bank, Sight letter of credit, S&L, State bank, Step-up bond, Segregation of securities, Sell the book, Standard of living, Stock life insurance company, Statute of Limitations, Satisfaction of debt, Staggered board of directors, Selling the spread, Step-up warrant, Step-up lease, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, T-Bill, Take a position, Trailing P/E, Tenancy by the entirety, Trust company, Truth in Lending, Tenancy at will, Title company, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Up volume, Unit of trade, Unit of trading, World Bank, Waiver of premium, Y shares