Circular

10-Q, 12b-1 funds, 401(k) plan, 403(b) plan, 457 plan, Account statement, Accredited Personal Financial Planning Specialist, Allowance for depreciation, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, Active money, Automatic reinvestment plan, American Depositary Share, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Amortization term, Annual mortgagor statement, Assignment of mortgage, Aggressive growth fund, A shares, Asset allocation fund, Automatic investment plan, Average price per share, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Book value per share, Banking Act of 1933, Barren money, Balanced fund, Bid-to-cover ratio, Blend fund, Bond circular, Bond fund, Bureau of Public Debt, Best efforts offering, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Broad money, Basic earnings per share, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bank term loan, Blitzkrieg tender offer, B shares, Buy and write, Bearer share, Bonus share, Balanced investment strategy, Blow-off top, Breadth-of-market theory, Beat the gun, Capital investment, Combined financial statement, Common-size statement, Comparative statements, Consolidated financial statement, Cost Of Goods Sold, Cost of sales, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, Certificate of Participation, Circular, Committee on Uniform Securities Identification Procedures, Current issue, Call money rate, Code of procedure, Capitalization of income, Capital formation, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, CLU, Convertible term insurance, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Contract sale, Cancellation of debt, Certificate of Claim, Closing statement, Cost of debt capital, Cost of funds, Creeping tender offer, Capital appreciation fund, Clone fund, Closed-end fund, Closed-end investment company, Closed fund, Crossover fund, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Certificate of Occupancy, Cloud on title, Cafeteria plan, Cash-balance plan, Cash or Deferred Arrangement, Collectively bargained plan, Cash sale, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Constant dollar plan, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Direct issuer, Drawn securities, Dual currency bond, Dual listing, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Dollar terms, Date of record, Dividend in arrears, Dividend Reinvestment Plan, Dividend rollover plan, Desk (the), Division of labor, Decreasing term life, Dual life insurance, Directed share program, Direct Public Offering, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Defined benefit plan, Defined contribution plan, Defensive investment strategy, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, ECU, European terms, Extended broad money, ECI, Edge Act, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Employee Stock Purchase Plan, Ex-all, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Form 10-Q, Federal Savings and Loan Association, Financial institution, Financial instrument, First call date, Flight to quality, Flow of funds, Federal Call, Fill or kill, Financial analyst, Front-ending an order, Fund supermarket, Fiat money, Fractional share, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Financial futures, Foreign direct investment, Fee-for-service, Form 8-K, Form S-1, Final prospectus, Firm commitment offering, Friends and family offering, Fully distributed issue, Fund, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Financial risk, Forward sale, Full faith and credit, Family of funds, Financial advisor, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, Federal Insurance Contributions Act, Flexible benefit plan, Frozen plan, Fixed investment trust, Free right of exchange, Federal ID Number, FIN, Government securities, Government Securities Clearing Corporation, Guaranteed Investment Contract, General Securities Representative Examination, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Global fund, Group sale, Growth and income fund, Growth fund, Gather in the stops, Historical cost, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Health Insurance Portability and Accountability Act, Hot issue, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, HUD-1 statement, Hedge fund, Historical yield, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, Income statement, Interim statement, Investment flows, In escrow, Intermediate-term, International Securities Identification Number, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, Issue date, Issuer, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, International Monetary Fund, Investment multiplier, Individual policy pension trust, Identified shares, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Intrastate offering, Inc., In intestacy, In play, In-process research and development, Income fund, Index fund, Institutional fund, Institutional shares, International fund, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, In-service withdrawal, Investment philosophy, Individual tax return, Imbalance of orders, In and out, Individual investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Keogh Plan, Last In First Out, Legal list, Lender of last resort, Law of one price, Long-term, Lending at a rate, Limit-on-close order, Limit order information system, Lawful money, Law of demand, Law of supply, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Level term insurance, Long-term care insurance, Long-term debt, Long-Term Equity Anticipation Securities, Letter of comment, Legal, Legal age, Legal entity, Legal risk, Legal assets, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Long-term mortgage, Lifecycle fund, Load fund, Leg, Long leg, Long-term lease, Leading the market, Locked in, Long-term gain or loss, Last sale, Level I quotes, Money center bank, Money order, Mutual association, Mutual company, Mutual Savings Bank, Medium-term, Medium-term bond, Municipal bond fund, Municipal investment trust, Muni fund, Maintenance call, Make a market, Margin call, Market if touched order, Market on close order, Mark-to-market, Money management, Medium of exchange, Money, Marginal propensity to consume, Money at call, Money factor, Mutual fund, Mutual fund custodian, Mutual fund symbol, Marketable securities, Mutual exclusion doctrine, Mutual improvement certificate, Market-share weighted index, Money flow, Net investment, Non-financial asset, Near money, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, New issue, Null and void, Notice of Default, Naked call, National Association of Real Estate Investment Trusts, Non-investment property, Non-contributory plan, Non-insured plan, Non-qualified retirement plan, Off-balance-sheet financing, Off the books, One time charge, Other current assets, Other long term liabilities, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Original Issue Discount, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Or better, Other income, One-share one-vote rule, Original issue stock, Offering date, Opinion of title, On account, On-the-spot loan, Objective, Open-end fund, Option income fund, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Off-board, On close, One man picture, On open, On the opening, Pooling of interests, Profit and loss statement, Pro forma, Payment-in-kind security, Preliminary official statement, Price Value of a Basis Point, Prospectus, Provisional call feature, Public offering, Payment for order flow, Public Securities Association, Preference shares, Preferred shares, P&L, Primary earnings per share, Provision for income taxes, Periodic payment plan, Proxy statement, Preliminary prospectus, Public offering price, Power of Attorney, Preforeclosure sale, Prioritization of debt, Purchase-money mortgage, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Pension fund, Pension plan, Plan asset, Plan sponsor, Prototype plan, Prudent Expert Act, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Put/call ratio, Qualified retirement plan, Qualifying share, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Required reserves, Real Estate Mortgage Investment Conduit, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Regional fund, Registered Retirement Savings Plan, Redeemable shares, Red herring, Registration Statement, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Required Minimum Distribution, Retirement Equity Act of 1984, Risk/return trade-off, Return on Capital Employed, Rate of return, Real rate of return, Ring, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, Short-term reserves, Sight letter of credit, S&L, State bank, SEC, Secondary offering, Securities and Exchange Commission, Shelf offering, Short-term, Sinking fund, Split offering, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Standard of living, Series 3, Second-to-die insurance, Share, Stock bonus plan, Stock option plan, Small corporate offering registration, Statute of Limitations, Statutory investment, Sue, Sale and leaseback, Satisfaction of debt, Securities lending, Share appreciation mortgage, Staggered board of directors, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Systematic investment plan, Selling the spread, Short leg, Special use property, Savings Incentive Match Plan for Employees, SEP Plan, Single-employer plan, Summary plan description, Share price, Selling short against the box, Shorting against the box, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Smart money, S&P phenomenon, Stop and reverse, Term CD, T-Bill, Term, Term bond, Term to maturity, Take a position, Trailing P/E, Tight money, Term insurance, Tender offer, Tenancy by the entirety, Terms, Trust fund, Term deposit, Termination Statement, Term loan, Truth in Lending, Tax-free bond fund, Tax-managed fund, Term trust, Tenancy at will, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Tax sale, Take a bath, Term repo, Term sheet, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unseasoned issue, Uniform Securities Act, Uncovered call, Underfunded pension plan, Unit Investment Trust, Unit of trade, Unit of trading, Victim Impact Statement, Voluntary accumulation plan, Variable ratio plan, Williams Act, World fund, Waiver of premium, Widow-and-orphan stock, W-2 Form, Wash sale rule, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Z shares, Zero-investment portfolio