Contract broker
A stock Exchange member who executes transactions for other Exchange members.
Semi Related Terms: 292 CLICK HERE TO VIEW
10-K,
1035 exchange,
19c3 stock,
Allowance for depreciation,
American Stock Exchange,
Allied member,
All or any part,
Associate member,
Adjustable rate preferred stock,
Add-on service,
Action to quiet title,
Assignment to creditors,
A shares,
At the money,
Across the board,
Action,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Banking Act of 1933,
Bid-to-cover ratio,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Breaking the syndicate,
Bill of exchange,
By the book,
B shares,
Borrowed stock,
Beat the gun,
Committee on Uniform Securities Identification Procedures,
Common stock equivalent,
Clearing member,
Chicago Mercantile Exchange,
Cyclical stock,
Certificated stock,
Chasing the market,
Cheapest to deliver,
Commodities Exchange Act,
Commodities Exchange Center,
Commodity Exchange,
Callable stock,
Certificate of stock,
Chicago Board Options Exchange,
Consumer stock,
Control stock,
Corporate action,
Class action suit,
Contract for deed,
C shares,
Close to the money,
Closing transaction,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Close a position,
Cornering the market,
Desk (the),
Deal stock,
Defensive stock,
Distribution stock,
Donated stock,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Dirty stock,
Dogs of the Dow,
Escrowed to maturity,
Exchange,
Ex-legal,
Either-or order,
Exchange seat,
ECU,
Exchange rate,
Edge Act,
E-mini,
Exchange against actuals,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exchange versus cash,
Ex-pit transaction,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Ex-all,
Exchange ratio,
Exchange fund,
Exchange privilege,
Exchange-traded option,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Exchange distribution,
Flight to quality,
Fill or kill,
Front-ending an order,
Floating exchange rate,
Foreign exchange,
Foreign exchange rate,
Forward exchange rate,
Forward P/E,
Fee-for-service,
First preferred stock,
Form 8-K,
Form S-1,
Full stock,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Federal Insurance Contributions Act,
Free right of exchange,
Glass-Steagall Act,
Growth stock,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
Hang Seng Index,
Health Insurance Portability and Accountability Act,
High-tech stock,
Hang out loan,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Income stock,
Insider Trading sanctions Act of 1984,
I/O strip,
In the tank,
Jumping the gun,
Joint Stock Company,
Lending at a rate,
Lessee member,
Limit-on-close order,
London International Financial Futures and Options Exchange,
Loan stock,
Loan-to-cost,
Loan-to-value,
Leading the market,
Like-kind exchange,
Long-term gain or loss,
Level I quotes,
Member bank,
Make a market,
Market on close order,
Mark-to-market,
Member firm,
Medium of exchange,
Marginal propensity to consume,
Marginable stock,
New York Stock Exchange,
New York Futures Exchange,
Nonvoting stock,
No-Action Letter,
Non-qualified stock option,
Non-statutory stock option,
No-load stock,
Net change,
Net transaction,
Off the books,
Other current assets,
Other long term liabilities,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Other income,
Optionable stock,
Original issue stock,
On account,
On-the-spot loan,
Opening transaction,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Option exchange,
Price Value of a Basis Point,
Payment for order flow,
Preferred stock,
Prior preferred stock,
Provision for income taxes,
Prudent Expert Act,
Painting the tape,
Primary exchange,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Regulation G,
Regulation T,
Regulation U,
Rate of exchange,
Restricted stock,
Regulation A,
Right to Know,
Retirement Equity Act of 1984,
Return on Capital Employed,
Regional exchange,
SG&A,
S&L,
Stock association,
Securities and Exchange Commission,
Stock buyback,
Sell the book,
Stock loan,
Syndicate member,
Second preferred stock,
Stock dividend,
Single stock futures,
Second-to-die insurance,
Stock life insurance company,
Secondary stock,
Stock bonus plan,
Stock certificate,
Stock Clearing Corporation,
Stock consolidation,
Stock exchange,
Stock index,
Stock market,
Stock option,
Stock option plan,
Stock power,
Stock screening,
Stock swap,
Stock symbol,
Stock ticker,
Stock fund,
Selling the spread,
Synthetic stock,
Savings Incentive Match Plan for Employees,
Stock list,
Story stock,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Transaction,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Treasury Stock,
Tenancy by the entirety,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Value stock,
Vetoing stock,
Voting stock,
Williams Act,
Watered stock,
Widow-and-orphan stock,
W-2 Form,
W formation,
X or XD,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst