Crowd
The group of brokers who perform securities transactions on an Exchange floor. These brokers are employed by member firms of the exchange.
Semi Related Terms: 392 CLICK HERE TO VIEW
10-K,
1035 exchange,
Allowance for depreciation,
Accrual of discount,
American Stock Exchange,
Amortization of premium,
Allied member,
All or any part,
Associate member,
Add-on service,
Abstract of title,
Action to quiet title,
Assignment of mortgage,
A shares,
Average price per share,
At the money,
Across the board,
Action,
Average up,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Book value per share,
Banking Act of 1933,
Bureau of Public Debt,
Broker,
Brokerage firm,
Broker loan,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Basic earnings per share,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Broker loan rate,
Bust-up takeover,
B shares,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Clearing firm,
Clearing member,
Code of procedure,
Contra broker,
Contract broker,
Chicago Mercantile Exchange,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Chicago Board of Trade,
Commodities Exchange Act,
Commodities Exchange Center,
Commodity Exchange,
Cost-of-living rider,
Certificate of stock,
Chicago Board Options Exchange,
Corporate action,
Cost of carry,
Certificate of title,
Class action suit,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Closing transaction,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Date of issue,
Date of payment,
Drawn securities,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Desk (the),
Division of labor,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Double up,
Depth of market,
Eurodollar certificate of deposit,
Exchange,
Ex-legal,
Either-or order,
Exchange seat,
ECU,
Exchange rate,
Edge Act,
E-mini,
Exchange against actuals,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exchange versus cash,
Ex-pit transaction,
Ex-all,
Exchange ratio,
Exchange fund,
Exchange privilege,
Exchange-traded option,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Even up,
Exchange distribution,
Form 10-Q,
Flow of funds,
Fill or kill,
Firm quotation,
Floor broker,
Floor trader,
Front-ending an order,
Floating exchange rate,
Foreign exchange,
Foreign exchange rate,
Forward exchange rate,
Forward P/E,
Fully diluted earnings per share,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Form 8-K,
Form S-1,
Firm commitment offering,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Firm commitment lending,
Floor loan,
Family of funds,
Fund of funds,
Federal Insurance Contributions Act,
Free right of exchange,
Floor,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
Glass-Steagall Act,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group insurance,
Group sale,
Group IRA,
Gather in the stops,
Ground floor,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Hang Seng Index,
Health Insurance Portability and Accountability Act,
Hang out loan,
Home equity line of credit,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
International Securities Identification Number,
Independent broker,
Introducing broker,
Investment Advisor Act of 1940,
Investment banking group,
Investment Company Act of 1940,
Insurance broker,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Interest rate floor,
I/O strip,
Imbalance of orders,
In the tank,
Jumping the gun,
Lender of last resort,
Law of one price,
Lending at a rate,
Lessee member,
Limit-on-close order,
Law of demand,
Law of supply,
Limit up,
London International Financial Futures and Options Exchange,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Leading the market,
Like-kind exchange,
Long-term gain or loss,
Level I quotes,
Member bank,
Make a market,
Market on close order,
Member firm,
Medium of exchange,
Mortgage broker,
Marketable securities,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
New York Stock Exchange,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
Nonmember firm,
New York Futures Exchange,
No-Action Letter,
Notice of Default,
National Association of Real Estate Investment Trusts,
Net change,
Net transaction,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
Off-floor order,
On-floor order,
Online broker,
On margin,
Or better,
Outside broker,
Opinion of title,
On account,
On-the-spot loan,
Opening transaction,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Option exchange,
Pooling of interests,
Price Value of a Basis Point,
Payment for order flow,
Prime broker,
Public Securities Association,
P&L,
Primary earnings per share,
Provision for income taxes,
Per stirpes,
Power of Attorney,
Paid up,
Prioritization of debt,
Prudent Expert Act,
Percent held by institutions,
Preservation of capital,
Painting the tape,
Primary exchange,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Reduced paid-up insurance,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
Regional exchange,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Securities and Exchange Commission,
Step-up bond,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Selling group,
Sell the book,
Street broker,
Syndicate member,
Standard of living,
Stock exchange,
Statute of Limitations,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Selling the spread,
Step-up warrant,
Step-up lease,
Savings Incentive Match Plan for Employees,
Self-employed pension,
Selling short against the box,
Shorting against the box,
S Corporation,
Self-employed,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Transaction,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Trading floor,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriting group,
Uniform Securities Act,
Up volume,
Unit of trade,
Unit of trading,
Williams Act,
Waiver of premium,
W-2 Form,
W formation,
X or XD,
Y shares