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The group of brokers who perform securities transactions on an 

Exchange

 floor. These brokers are employed by member firms of the exchange.



Related Terms: 8

Action

,

Broker

,

Exchange

,

ECU

,

Floor

,

Member firm

,

SEC

,

Transaction


Other Related Pages:

Category: Brokerages


Starting With: C


Semi Related Terms: 392  CLICK HERE TO VIEW

10-K

,

1035 exchange

,

Allowance for depreciation

,

Accrual of discount

,

American Stock Exchange

,

Amortization of premium

,

Allied member

,

All or any part

,

Associate member

,

Add-on service

,

Abstract of title

,

Action to quiet title

,

Assignment of mortgage

,

A shares

,

Average price per share

,

At the money

,

Across the board

,

Action

,

Average up

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Away from the market

,

Below the line

,

Books of final entry

,

Books of original entry

,

Book value per share

,

Banking Act of 1933

,

Bureau of Public Debt

,

Broker

,

Brokerage firm

,

Broker loan

,

Brought over the wall

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Buy the book

,

Basic earnings per share

,

Balance of payments

,

Board of Governors

,

Breaking the syndicate

,

Bill of exchange

,

Bill of sale

,

Breach of trust

,

By the book

,

Broker loan rate

,

Bust-up takeover

,

B shares

,

Breadth-of-market theory

,

Beat the gun

,

Cost Of Goods Sold

,

Cost of sales

,

Certificate of Participation

,

Committee on Uniform Securities Identification Procedures

,

Clearing firm

,

Clearing member

,

Code of procedure

,

Contra broker

,

Contract broker

,

Chicago Mercantile Exchange

,

Capitalization of income

,

Cost of Living Adjustment

,

Cost-of-living index

,

Council of Economic Advisers

,

Chasing the market

,

Chicago Board of Trade

,

Commodities Exchange Act

,

Commodities Exchange Center

,

Commodity Exchange

,

Cost-of-living rider

,

Certificate of stock

,

Chicago Board Options Exchange

,

Corporate action

,

Cost of carry

,

Certificate of title

,

Class action suit

,

Contract for deed

,

Cancellation of debt

,

Certificate of Claim

,

Cost of debt capital

,

Cost of funds

,

C shares

,

Class of options

,

Close to the money

,

Closing transaction

,

Certificate of Occupancy

,

Cloud on title

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Crash of 1929

,

Crash of 1987

,

Coefficient of determination

,

Certificate of delivery

,

Close a position

,

Cornering the market

,

Date of issue

,

Date of payment

,

Drawn securities

,

Deep discount broker

,

Discount broker

,

Division of Enforcement

,

Division of Investment Management

,

Division of Market Regulation

,

Date of record

,

Desk (the)

,

Division of labor

,

Durable Power of Attorney

,

Date of maturity

,

Deed of Release

,

Deed of Trust

,

Discharge of bankruptcy

,

Discharge of lien

,

Due-on-sale clause

,

Deep in the money

,

Deep out of the money

,

Deed of Surrender

,

Department of Housing and Urban Development

,

Dogs of the Dow

,

Double up

,

Depth of market

,

Eurodollar certificate of deposit

,

Exchange

,

Ex-legal

,

Either-or order

,

Exchange seat

,

ECU

,

Exchange rate

,

Edge Act

,

E-mini

,

Exchange against actuals

,

Exchange for futures

,

Exchange for physical

,

Exchange of spot

,

Exchange versus cash

,

Ex-pit transaction

,

Ex-all

,

Exchange ratio

,

Exchange fund

,

Exchange privilege

,

Exchange-traded option

,

Ex-warrants

,

Employee Retirement Income Security Act of 1974

,

Ex-rights

,

Ex-rights date

,

Even up

,

Exchange distribution

,

Form 10-Q

,

Flow of funds

,

Fill or kill

,

Firm quotation

,

Floor broker

,

Floor trader

,

Front-ending an order

,

Floating exchange rate

,

Foreign exchange

,

Foreign exchange rate

,

Forward exchange rate

,

Forward P/E

,

Fully diluted earnings per share

,

Factors of production

,

Favorable balance of trade

,

Fee-for-service

,

Form 8-K

,

Form S-1

,

Firm commitment offering

,

Fair Credit Reporting Act

,

Fair Debt Collection Practices Act

,

Firm commitment lending

,

Floor loan

,

Family of funds

,

Fund of funds

,

Federal Insurance Contributions Act

,

Free right of exchange

,

Floor

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

Glass-Steagall Act

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Group insurance

,

Group sale

,

Group IRA

,

Gather in the stops

,

Ground floor

,

Hart-Scott-Rodino Act of 1976

,

Hit the bid

,

House of issue

,

Hang Seng Index

,

Health Insurance Portability and Accountability Act

,

Hang out loan

,

Home equity line of credit

,

Home Mortgage Disclosure Act

,

Hammering the market

,

Held at the opening

,

Holding the market

,

International Securities Identification Number

,

Independent broker

,

Introducing broker

,

Investment Advisor Act of 1940

,

Investment banking group

,

Investment Company Act of 1940

,

Insurance broker

,

Insider Trading sanctions Act of 1984

,

Internal Rate of Return

,

Indication of interest

,

Interest rate floor

,

I/O strip

,

Imbalance of orders

,

In the tank

,

Jumping the gun

,

Lender of last resort

,

Law of one price

,

Lending at a rate

,

Lessee member

,

Limit-on-close order

,

Law of demand

,

Law of supply

,

Limit up

,

London International Financial Futures and Options Exchange

,

Long-Term Equity Anticipation Securities

,

Letter of comment

,

Line of credit

,

Leading the market

,

Like-kind exchange

,

Long-term gain or loss

,

Level I quotes

,

Member bank

,

Make a market

,

Market on close order

,

Member firm

,

Medium of exchange

,

Mortgage broker

,

Marketable securities

,

Negotiable certificate of deposit

,

Negotiable Order of Withdrawal

,

New York Stock Exchange

,

Notice of Sale

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Nonmember firm

,

New York Futures Exchange

,

No-Action Letter

,

Notice of Default

,

National Association of Real Estate Investment Trusts

,

Net change

,

Net transaction

,

Off the books

,

Office of Thrift Supervision

,

Out-of-favor

,

Over-the-Counter

,

Off-floor order

,

On-floor order

,

Online broker

,

On margin

,

Or better

,

Outside broker

,

Opinion of title

,

On account

,

On-the-spot loan

,

Opening transaction

,

Out of the money

,

On-balance volume

,

On close

,

On open

,

On the opening

,

Option exchange

,

Pooling of interests

,

Price Value of a Basis Point

,

Payment for order flow

,

Prime broker

,

Public Securities Association

,

P&L

,

Primary earnings per share

,

Provision for income taxes

,

Per stirpes

,

Power of Attorney

,

Paid up

,

Prioritization of debt

,

Prudent Expert Act

,

Percent held by institutions

,

Preservation of capital

,

Painting the tape

,

Primary exchange

,

Return of capital

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Reading the tape

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Round of funding

,

Rules of Fair Practice

,

Rate of exchange

,

Reciprocal of European terms

,

Reduced paid-up insurance

,

Regulation A

,

Right of first refusal

,

Right of rescission

,

Revolving line of credit

,

Right of recourse

,

Rule of 78

,

Roll up

,

Real estate broker

,

Right of redemption

,

Retirement Equity Act of 1984

,

Return on Capital Employed

,

Rate of return

,

Real rate of return

,

Regional exchange

,

SEC filing

,

SG&A

,

Sight letter of credit

,

S&L

,

SEC

,

Securities and Exchange Commission

,

Step-up bond

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Selling group

,

Sell the book

,

Street broker

,

Syndicate member

,

Standard of living

,

Stock exchange

,

Statute of Limitations

,

Satisfaction of debt

,

Securities lending

,

Staggered board of directors

,

Selling the spread

,

Step-up warrant

,

Step-up lease

,

Savings Incentive Match Plan for Employees

,

Self-employed pension

,

Selling short against the box

,

Shorting against the box

,

S Corporation

,

Self-employed

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

Transaction

,

T-Bill

,

Take a position

,

Trailing P/E

,

Tenancy by the entirety

,

The Street

,

Timing the market

,

Taxpayer Relief Act of 1997

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Take a bath

,

Trading floor

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Underwriting group

,

Uniform Securities Act

,

Up volume

,

Unit of trade

,

Unit of trading

,

Williams Act

,

Waiver of premium

,

W-2 Form

,

W formation

,

X or XD

,

Y shares


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