Determination Letter
A letter issued by the IRS indicating that a retirement plan meets the requirements for qualification.
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10-Q,
401(k) plan,
403(b) plan,
457 plan,
Allowance for depreciation,
At par,
All or any part,
At best,
At call,
Automatic reinvestment plan,
At risk,
Add-on service,
As is,
Attorney in fact,
A shares,
Automatic investment plan,
At the money,
Age-weighted plan,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Best-execution requirement,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Breaking the syndicate,
By the book,
B shares,
Beat the gun,
CAT bond,
Committee on Uniform Securities Identification Procedures,
Current issue,
Chasing the market,
Contract for deed,
Commitment letter,
C shares,
Close to the money,
Cloud on title,
Cafeteria plan,
Cash-balance plan,
Cash or Deferred Arrangement,
Collectively bargained plan,
Class A Shares,
Class B Shares,
Constant dollar plan,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Dividend in arrears,
Dividend Reinvestment Plan,
Dividend requirement,
Dividend rollover plan,
Desk (the),
Deficiency letter,
Debtor in possession,
Debtor-in-possession financing,
Debt retirement,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Defined benefit plan,
Defined contribution plan,
Determination Letter,
Dogs of the Dow,
Dead cat bounce,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Eligibility requirements,
Employee Stock Purchase Plan,
Employee Retirement Income Security Act of 1974,
First In First Out,
Form 10-Q,
Fill or kill,
Front-ending an order,
Forward P/E,
Federal Reserve requirement,
Fee-for-service,
Form S-1,
Fully distributed issue,
FICA,
Flexible benefit plan,
Frozen plan,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Gather in the stops,
Highly confident letter,
Hit the bid,
House of issue,
Hot issue,
Holder in due course,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Investment letter,
Issue date,
In-house,
In line,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Keogh Plan,
Last In First Out,
Letter security,
Lending at a rate,
Limit-on-close order,
Letter of comment,
Lock-in,
Leading the market,
Listing requirements,
Locked in,
Long-term gain or loss,
Level I quotes,
Make a market,
Market if touched order,
Market letter,
Market on close order,
Money at call,
New issue,
No-Action Letter,
Non-contributory plan,
Non-insured plan,
Non-qualified retirement plan,
Normal retirement age,
Off the books,
Original Issue Discount,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Original issue stock,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
P&L,
Provision for income taxes,
Periodic payment plan,
Pension plan,
Plan asset,
Plan sponsor,
Prototype plan,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private Investment in Public Equity,
Private letter ruling,
Painting the tape,
Qualified retirement plan,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Reserve requirement,
Retire,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Registered Retirement Savings Plan,
Regulation A,
Release letter,
Retirement Equity Act of 1984,
Return on Capital Employed,
SG&A,
Sight letter of credit,
S&L,
Series EE bond,
Sell the book,
Stock bonus plan,
Stock option plan,
Sue,
Systematic investment plan,
Selling the spread,
Savings Incentive Match Plan for Employees,
Self-directed retirement account,
SEP Plan,
Single-employer plan,
Summary plan description,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Transmittal letter,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
Tenancy at will,
Top hat plan,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unseasoned issue,
Underfunded pension plan,
Voluntary accumulation plan,
Variable ratio plan,
When, as, and if issued,
When issued,
X or XD,
Y shares