Direct placement
Offering performed without an underwriter;
usually Exempt from SEC Filing.
Semi Related Terms: 298 CLICK HERE TO VIEW
Allowance for depreciation,
Accrual of discount,
Amortization of premium,
All or any part,
All-risks coverage,
Abstract of title,
Attorney in fact,
Assignment of mortgage,
A shares,
Assets under management,
Average price per share,
Additional paid-in capital,
Away from the market,
Books of final entry,
Books of original entry,
Book value per share,
Banking Act of 1933,
Bureau of Public Debt,
Best efforts offering,
Basic earnings per share,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
Bailing out,
Blitzkrieg tender offer,
B shares,
Buy and write,
Blow-off top,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Closed out,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chicago Board of Trade,
Chartered Life Underwriter,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Cash-out refinancing,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Crowding out,
Creeping tender offer,
C shares,
Class of options,
Certificate of Occupancy,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Close out,
Curbs in,
Curbs out,
Deposit in transit,
Date of issue,
Date of payment,
Double exempt,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Division of labor,
Direct Public Offering,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Exempt security,
Ex-legal,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Ex-pit transaction,
Ex-all,
Ex-warrants,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
Exempt,
First In First Out,
Form 10-Q,
Flow of funds,
Fill or kill,
Front-ending an order,
Filing,
Forward P/E,
Fully diluted earnings per share,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Form 8-K,
Form S-1,
Firm commitment offering,
Friends and family offering,
Family of funds,
Fund of funds,
Free right of exchange,
Filing status,
G-7,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
House of issue,
Holder in due course,
Hang out loan,
Home equity line of credit,
In escrow,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Initial Public Offering,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Intrastate offering,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Knock-out option,
Last In First Out,
Lender of last resort,
Law of one price,
Lead underwriter,
Lending at a rate,
Law of demand,
Law of supply,
London Inter-Bank Offer Rate,
Letter of comment,
Line of credit,
Lock-in,
Locked in,
Long-term gain or loss,
Level I quotes,
Make a market,
Medium of exchange,
Managing underwriter,
Married filing jointly,
Married filing separately,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Notice of Default,
National Association of Real Estate Investment Trusts,
Off-balance-sheet financing,
Off the books,
Office of Thrift Supervision,
Offer,
Offering,
Offering circular,
Offering price,
Offering scale,
Out-of-favor,
Off-floor order,
Or better,
Offering date,
Opinion of title,
Option writer,
Out of the money,
Off-board,
Pooling of interests,
Payment-in-kind security,
Price Value of a Basis Point,
Public offering,
Payment for order flow,
P&L,
Primary earnings per share,
Provision for income taxes,
Public offering price,
Per stirpes,
Power of Attorney,
Prioritization of debt,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Priced out,
Return of capital,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Rights offering,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Ratio write,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Rate of return,
Real rate of return,
Ring,
SEC filing,
SG&A,
Sight letter of credit,
S&L,
SEC,
Secondary offering,
Shelf offering,
Split offering,
SEC fee,
Segregation of securities,
Standard of living,
Small corporate offering registration,
Statute of Limitations,
Satisfaction of debt,
Staggered board of directors,
Savings Incentive Match Plan for Employees,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Stopped out,
Tax-exempt bond,
T-Bill,
Take a position,
Trailing P/E,
Tender offer,
Truth in Lending,
Tax-exempt,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Top out,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underwriter,
Unit of trade,
Unit of trading,
Variable ratio write,
Write down,
With interest,
Waiver of premium,
Write,
Writer,
W-2 Form,
W formation,
X or XD,
Y shares