FT MarketWatch
Simply type in the name of the company whos symbol you wish to lookup and submit.
Search Investors Edge:    

Division of Investment Management

A department within the 

SEC

 which regulates mutual 

Fund

, investment 

Advisor

Public

 utility holding companies and variable 

Insurance

 products.



Related Terms: 6

Advisor

,

Fund

,

Insurance

,

Mutual fund

,

Public

,

SEC


Other Related Pages:

Category: Brokerages


Starting With: D


Semi Related Terms: 371  CLICK HERE TO VIEW

12b-1 funds

,

Automatic Funds Transfer

,

Above par

,

At par

,

All or any part

,

At best

,

At call

,

Adjustable life insurance

,

At risk

,

As is

,

Attorney in fact

,

Advisor

,

Aggressive growth fund

,

A shares

,

Asset allocation fund

,

Automatic investment plan

,

At the money

,

Across the board

,

Additional paid-in capital

,

Ad valorem

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Away from the market

,

Below the line

,

Bank holding company

,

Bank Trust Department

,

Balanced fund

,

Below par

,

Blend fund

,

Bond fund

,

Bureau of Public Debt

,

Brought over the wall

,

Buy the book

,

Breaking the syndicate

,

By the book

,

Business finance companies

,

B shares

,

Buy and write

,

Balanced investment strategy

,

Beat the gun

,

Capital investment

,

Certified Public Accountant

,

Clearinghouse funds

,

Compliance department

,

Cash and carry trade

,

Chasing the market

,

Commodity-product spread

,

Commodity Trading Advisor

,

Cash value life insurance policy

,

Casualty insurance

,

Convertible term insurance

,

Credit insurance

,

Credit life insurance

,

Cost of funds

,

Capital appreciation fund

,

Clone fund

,

Closed-end fund

,

Closed-end investment company

,

Closed fund

,

Core holding

,

Crossover fund

,

C shares

,

Close to the money

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Cornering the market

,

Curbs in

,

Deposit in transit

,

Division of Investment Management

,

Dividend in arrears

,

Desk (the)

,

Disability insurance

,

Dual life insurance

,

Direct Public Offering

,

De-escalation clause

,

De facto

,

Debtor in possession

,

Debtor-in-possession financing

,

Dual-purpose fund

,

Deep in the money

,

Deep out of the money

,

Department of Housing and Urban Development

,

Defensive investment strategy

,

Dogs of the Dow

,

Electronic Funds Transfer

,

External funds

,

Either-or order

,

Effective par

,

E-mini

,

Excess insurance

,

Executive indemnity insurance

,

Enhanced index fund

,

Environmental fund

,

Equity fund

,

Exchange fund

,

First In First Out

,

Federal Deposit Insurance Corporation

,

Federal funds

,

Federal Savings and Loan Association

,

Fed funds

,

Flow of funds

,

Fill or kill

,

Front-ending an order

,

Fund supermarket

,

Forward P/E

,

Foreign direct investment

,

Form S-1

,

Friends and family offering

,

Fund

,

Full faith and credit

,

Family of funds

,

Financial advisor

,

Focused fund

,

Fund family

,

Fund manager

,

Fund of funds

,

Free and clear

,

Federal Insurance Contributions Act

,

Fixed investment trust

,

Guaranteed Investment Contract

,

Good Til Canceled

,

G-7

,

General Agreement on Tariffs and Trade

,

Gross National Product

,

G-8

,

Global fund

,

Group insurance

,

Going public

,

Growth and income fund

,

Growth fund

,

Gather in the stops

,

Hit the bid

,

Hazard insurance

,

Health insurance

,

Health Insurance Portability and Accountability Act

,

Holding company

,

Holder in due course

,

Hedge fund

,

Holding period

,

Head and shoulders

,

Hammering the market

,

Held at the opening

,

Holding the market

,

Investment flows

,

In escrow

,

Investment bill

,

Investment-grade bond

,

Investment letter

,

Investment security

,

Investment value

,

In-house

,

Investment Advisor Act of 1940

,

Investment bank

,

Investment banker

,

Investment Bankers Association

,

Investment banking

,

Investment banking group

,

Investment Company Act of 1940

,

In line

,

International Monetary Fund

,

Investment multiplier

,

Insurance

,

Insurance agent

,

Insurance broker

,

Insurance carrier

,

Insurance claim

,

Insurance examiner

,

Insurance policy

,

Insurance premium

,

Initial Public Offering

,

In intestacy

,

In play

,

In-process research and development

,

Income fund

,

Index fund

,

Institutional fund

,

International fund

,

Investment company

,

Investment fund

,

Investment objective

,

Investment policy

,

Investment trust

,

I/O strip

,

Investment property

,

In-service withdrawal

,

Investment philosophy

,

In and out

,

In sympathy

,

In the tank

,

Jointly and severally

,

Jumping the gun

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Lending at a rate

,

London International Financial Futures and Options Exchange

,

Level premium insurance

,

Level term insurance

,

Life insurance

,

Long-term care insurance

,

Lock-in

,

Lifecycle fund

,

Load fund

,

Leading the market

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Mutual association

,

Mutual company

,

Mutual Savings Bank

,

Municipal bond fund

,

Municipal bond insurance

,

Municipal Bond Insurance Association

,

Municipal investment trust

,

Muni fund

,

Make a market

,

Major medical insurance

,

Mortgage life insurance

,

Money at call

,

Mutual fund

,

Mutual fund custodian

,

Mutual fund symbol

,

Matching funds

,

Mutual exclusion doctrine

,

Mutual improvement certificate

,

Net investment

,

Nonparticipating life insurance policy

,

Notary Public

,

Null and void

,

National Association of Real Estate Investment Trusts

,

Non-investment property

,

Off the books

,

Over-the-Counter

,

Or better

,

On-the-spot loan

,

Open-end fund

,

Option income fund

,

Out of the money

,

Old age, survivors, and disability insurance

,

On the opening

,

Profit and loss statement

,

Pro forma

,

Par bond

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Public bond

,

Public offering

,

Public purpose bond

,

Public limited partnership

,

Public Securities Association

,

P&L

,

Public goods

,

Public sector

,

Participating insurance

,

Private Mortgage Insurance

,

Public company

,

Public offering price

,

Pooled fund

,

Prime rate fund

,

Publicly-traded fund

,

Pure index fund

,

Pension fund

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Public

,

Public equity

,

Public ownership

,

Portfolio insurance

,

Point-and-figure chart

,

Painting the tape

,

Public book

,

Reports and Records

,

Real Estate Mortgage Investment Conduit

,

Reading the tape

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Research department

,

Regulated investment company

,

Regional fund

,

Reduced paid-up insurance

,

Replacement cost insurance

,

Regulation A

,

SEC filing

,

Selling, General and Administrative Expenses

,

SG&A

,

Savings and Loan

,

Savings Association Insurance Fund

,

S&L

,

SEC

,

Securities and Exchange Commission

,

Sinking fund

,

SEC fee

,

Sell the book

,

Second-to-die insurance

,

Self insurance

,

Single-premium life insurance

,

Stock life insurance company

,

Survivorship insurance

,

Statutory investment

,

Sale and leaseback

,

Sector fund

,

Series fund

,

Socially responsible fund

,

Specialized fund

,

Specialty fund

,

Stock fund

,

Systematic investment plan

,

Selling the spread

,

Selling short against the box

,

Shorting against the box

,

S Corporation

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Same Day Funds Settlement

,

Schedule C

,

Seek a market

,

S&P phenomenon

,

Stop and reverse

,

Surveillance department

,

T-Bill

,

Take a position

,

Trailing P/E

,

Term insurance

,

Title insurance

,

Tenancy by the entirety

,

Trust fund

,

Truth in Lending

,

Tax-free bond fund

,

Tax-managed fund

,

Tenancy at will

,

The Street

,

Timing the market

,

Take a bath

,

Thin market

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Umbrella liability insurance

,

Unit Investment Trust

,

Variable rate

,

Variable life

,

Variable universal life

,

Variable ratio write

,

Variable ratio plan

,

With interest

,

World fund

,

Widow-and-orphan stock

,

W-2 Form

,

W formation

,

When, as, and if issued

,

X or XD

,

Y shares

,

Zero-investment portfolio


Home  Day Trading  Mutual Funds  Bonds  Hedge Funds  Forex  Futures  Options  Retirement Planning  Tag Heuer Watches
SEEHITS.COM HIT COUNTER