Division of Investment Management

12b-1 funds, Automatic Funds Transfer, Above par, At par, All or any part, At best, At call, Adjustable life insurance, At risk, As is, Attorney in fact, Advisor, Aggressive growth fund, A shares, Asset allocation fund, Automatic investment plan, At the money, Across the board, Additional paid-in capital, Ad valorem, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Bank holding company, Bank Trust Department, Balanced fund, Below par, Blend fund, Bond fund, Bureau of Public Debt, Brought over the wall, Buy the book, Breaking the syndicate, By the book, Business finance companies, B shares, Buy and write, Balanced investment strategy, Beat the gun, Capital investment, Certified Public Accountant, Clearinghouse funds, Compliance department, Cash and carry trade, Chasing the market, Commodity-product spread, Commodity Trading Advisor, Cash value life insurance policy, Casualty insurance, Convertible term insurance, Credit insurance, Credit life insurance, Cost of funds, Capital appreciation fund, Clone fund, Closed-end fund, Closed-end investment company, Closed fund, Core holding, Crossover fund, C shares, Close to the money, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Child and dependent care credit, Cup and handle, Close a position, Cornering the market, Curbs in, Deposit in transit, Division of Investment Management, Dividend in arrears, Desk (the), Disability insurance, Dual life insurance, Direct Public Offering, De-escalation clause, De facto, Debtor in possession, Debtor-in-possession financing, Dual-purpose fund, Deep in the money, Deep out of the money, Department of Housing and Urban Development, Defensive investment strategy, Dogs of the Dow, Electronic Funds Transfer, External funds, Either-or order, Effective par, E-mini, Excess insurance, Executive indemnity insurance, Enhanced index fund, Environmental fund, Equity fund, Exchange fund, First In First Out, Federal Deposit Insurance Corporation, Federal funds, Federal Savings and Loan Association, Fed funds, Flow of funds, Fill or kill, Front-ending an order, Fund supermarket, Forward P/E, Foreign direct investment, Form S-1, Friends and family offering, Fund, Full faith and credit, Family of funds, Financial advisor, Focused fund, Fund family, Fund manager, Fund of funds, Free and clear, Federal Insurance Contributions Act, Fixed investment trust, Guaranteed Investment Contract, Good Til Canceled, G-7, General Agreement on Tariffs and Trade, Gross National Product, G-8, Global fund, Group insurance, Going public, Growth and income fund, Growth fund, Gather in the stops, Hit the bid, Hazard insurance, Health insurance, Health Insurance Portability and Accountability Act, Holding company, Holder in due course, Hedge fund, Holding period, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Investment flows, In escrow, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, International Monetary Fund, Investment multiplier, Insurance, Insurance agent, Insurance broker, Insurance carrier, Insurance claim, Insurance examiner, Insurance policy, Insurance premium, Initial Public Offering, In intestacy, In play, In-process research and development, Income fund, Index fund, Institutional fund, International fund, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, In-service withdrawal, Investment philosophy, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lending at a rate, London International Financial Futures and Options Exchange, Level premium insurance, Level term insurance, Life insurance, Long-term care insurance, Lock-in, Lifecycle fund, Load fund, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Mutual association, Mutual company, Mutual Savings Bank, Municipal bond fund, Municipal bond insurance, Municipal Bond Insurance Association, Municipal investment trust, Muni fund, Make a market, Major medical insurance, Mortgage life insurance, Money at call, Mutual fund, Mutual fund custodian, Mutual fund symbol, Matching funds, Mutual exclusion doctrine, Mutual improvement certificate, Net investment, Nonparticipating life insurance policy, Notary Public, Null and void, National Association of Real Estate Investment Trusts, Non-investment property, Off the books, Over-the-Counter, Or better, On-the-spot loan, Open-end fund, Option income fund, Out of the money, Old age, survivors, and disability insurance, On the opening, Profit and loss statement, Pro forma, Par bond, Payment-in-kind security, Price Value of a Basis Point, Public bond, Public offering, Public purpose bond, Public limited partnership, Public Securities Association, P&L, Public goods, Public sector, Participating insurance, Private Mortgage Insurance, Public company, Public offering price, Pooled fund, Prime rate fund, Publicly-traded fund, Pure index fund, Pension fund, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Public, Public equity, Public ownership, Portfolio insurance, Point-and-figure chart, Painting the tape, Public book, Reports and Records, Real Estate Mortgage Investment Conduit, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Research department, Regulated investment company, Regional fund, Reduced paid-up insurance, Replacement cost insurance, Regulation A, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings Association Insurance Fund, S&L, SEC, Securities and Exchange Commission, Sinking fund, SEC fee, Sell the book, Second-to-die insurance, Self insurance, Single-premium life insurance, Stock life insurance company, Survivorship insurance, Statutory investment, Sale and leaseback, Sector fund, Series fund, Socially responsible fund, Specialized fund, Specialty fund, Stock fund, Systematic investment plan, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Same Day Funds Settlement, Schedule C, Seek a market, S&P phenomenon, Stop and reverse, Surveillance department, T-Bill, Take a position, Trailing P/E, Term insurance, Title insurance, Tenancy by the entirety, Trust fund, Truth in Lending, Tax-free bond fund, Tax-managed fund, Tenancy at will, The Street, Timing the market, Take a bath, Thin market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Umbrella liability insurance, Unit Investment Trust, Variable rate, Variable life, Variable universal life, Variable ratio write, Variable ratio plan, With interest, World fund, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Y shares, Zero-investment portfolio