Eligible list

30-day wash rule, Accredited Personal Financial Planning Specialist, Approved list, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Abstract of title, As is, Attorney in fact, Assignment of mortgage, A shares, Automatic investment plan, At the money, Additional paid-in capital, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Books of final entry, Books of original entry, Banking Act of 1933, Blue List, Bureau of Public Debt, Brokerage firm, Balance of payments, Board of Governors, Bill of exchange, Bill of sale, Breach of trust, B shares, Balanced investment strategy, Breadth-of-market theory, Capital investment, Combined financial statement, Consolidated financial statement, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Clearing firm, Code of procedure, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Closed-end investment company, C shares, Class of options, Certificate of Occupancy, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Closing purchase, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Division of labor, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Defensive investment strategy, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Either-or order, Eligible list, ECU, E-mini, Exchange of spot, Employee Stock Purchase Plan, Employee Retirement Income Security Act of 1974, Financial Accounting Standards Board, Financial asset, Financial capital, Financial statement, First In First Out, Financial institution, Financial instrument, Flow of funds, Fill or kill, Financial analyst, Firm quotation, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Financial futures, Foreign direct investment, Form S-1, Firm commitment offering, Financial risk, Firm commitment lending, Family of funds, Financial advisor, Fund of funds, Fixed investment trust, Free right of exchange, FIN, Government securities, Government Securities Clearing Corporation, Guaranteed Investment Contract, General Securities Representative Examination, Gather in the stops, Hart-Scott-Rodino Act of 1976, House of issue, Holder in due course, Home equity line of credit, Held at the opening, Investment flows, In escrow, International Securities Identification Number, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, Investment multiplier, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, In-service withdrawal, Investment philosophy, Income exclusion rule, Imbalance of orders, In and out, In sympathy, In the tank, ITS, Last In First Out, Legal list, Lender of last resort, Law of one price, Lending at a rate, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Lock-in, Lease-purchase agreement, Locked in, Long-term gain or loss, Level I quotes, Municipal investment trust, Make a market, Member firm, Medium of exchange, Money at call, Marketable securities, Net investment, Non-financial asset, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nine-Bond Rule, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Nonmember firm, Notice of Default, National Association of Real Estate Investment Trusts, Non-investment property, Office of Thrift Supervision, Out-of-favor, Or better, One-share one-vote rule, Opinion of title, Out of the money, Own, Pooling of interests, Payment-in-kind security, Price Value of a Basis Point, Purchase, Public Securities Association, P&L, Power of Attorney, Prioritization of debt, Purchase-money mortgage, Purchase agreement, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Plus tick rule, Return of capital, Real Estate Mortgage Investment Conduit, Regulation D, Regulation T, Regulation U, Round of funding, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Rate of return, Real rate of return, Rule 13d, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Suitability Rules, Standard of living, Statute of Limitations, Statutory investment, Satisfaction of debt, Securities lending, Staggered board of directors, Systematic investment plan, Stock list, Short purchase, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Short swing rules, S&P phenomenon, T-Bill, Take a position, Trailing P/E, Truth in Lending, Tenancy at will, Top hat plan, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit Investment Trust, Unit of trade, Unit of trading, Watch list, With interest, Waiver of premium, W-2 Form, Wash sale rule, W formation, When, as, and if issued, X or XD, Zero-investment portfolio