Excess distribution
The amount of a retirement payment exceeding the allowable limits, on which a Penalty is applied.
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52-week low,
Accrual of discount,
Amortization of premium,
All or any part,
Applied economics,
All-risks coverage,
Add-on service,
Abstract of title,
As is,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Across the board,
Additional paid-in capital,
Amount recognized,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Back pay,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy limit order,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Balloon payment,
B shares,
Breadth-of-market theory,
Beat the gun,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Credit limit,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Debt limit,
Delivery vs. payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
Daily trading limit,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Debt retirement,
Deed of Release,
Deed of Trust,
Deferred payment,
Discharge of bankruptcy,
Discharge of lien,
Down payment,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Deferred payment annuity,
Dogs of the Dow,
Daily low,
Depth of market,
Eurodollar certificate of deposit,
Ex-legal,
E-mini,
Exchange of spot,
Ex-pit transaction,
Ex-all,
Exercise limit,
Ex-warrants,
Early withdrawal penalty,
Employee Retirement Income Security Act of 1974,
Ex-rights,
Ex-rights date,
First In First Out,
Face-amount certificate,
Flow of funds,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fluctuation limit,
Face amount,
Form S-1,
Family of funds,
Fund of funds,
Free right of exchange,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Graduated payment,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Holder in due course,
Home equity line of credit,
High-low index,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
I/O strip,
Immediate payment annuity,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
ITS,
Jumping the gun,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Limit order,
Limit order book,
Limit order information system,
Limit price,
Law of demand,
Law of supply,
Limit down,
Limit move,
Limit up,
Lock-limit,
Letter of comment,
Line of credit,
Lock-in,
Leading the market,
Locked in,
Level I quotes,
Low,
Make a market,
Market on close order,
Medium of exchange,
Minimum payment,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
No limit order,
Notice of Default,
Notional principal amount,
National Association of Real Estate Investment Trusts,
Non-qualified retirement plan,
Normal retirement age,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pooling of interests,
Penalty,
Payment date,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
P&L,
Price limit,
Periodic payment plan,
Policy limit,
Power of Attorney,
Prepayment penalty,
Principal amount,
Prioritization of debt,
Position limit,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Qualified retirement plan,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Retire,
Reading the tape,
Receive against payment,
Receive versus payment,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Registered Retirement Savings Plan,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
SG&A,
Sight letter of credit,
S&L,
Stop payment,
Series EE bond,
Segregation of securities,
Sell limit order,
Sell the book,
Stop-limit order,
Standard of living,
Statute of Limitations,
Satisfaction of debt,
Single-payment loan,
Standard payment calculation,
Staggered board of directors,
Selling the spread,
Self-directed retirement account,
Selling short against the box,
Shorting against the box,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unit of trade,
Unit of trading,
Waiver of premium,
W-2 Form,
W formation,
X or XD,
Y shares