Execution

12b-1 funds, Accrual of discount, Amortization of premium, ABC agreement, All or any part, Alternative order, Automated Order Entry System, Add-on service, Abstract of title, Action to quiet title, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bureau of Public Debt, Buy, Brought over the wall, Buying on margin, Buy limit order, Buy minus, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Buy and write, Buy-side, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Credit order, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Contingency order, Contingent order, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Confidentiality agreement, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Day order, Del credere agency, Designated Order Turnaround, Discretionary order, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, De-escalation clause, De facto, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Either-or order, ECU, E-mini, Exchange of spot, Employee stock repurchase agreement, Express agreement, Employee Retirement Income Security Act of 1974, First In First Out, Federal Savings and Loan Association, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Form S-1, Friends and family offering, Forward Rate Agreement, Full faith and credit, Family of funds, Fund of funds, Free and clear, Free right of exchange, FIN, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Hypothecation agreement, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, HUD-1 statement, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Limit order, Limit order book, Limit order information system, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Lease-purchase agreement, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Money order, Make a market, Margin agreement, Market if touched order, Market on close order, Market order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Marketable securities, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, No limit order, Non-compete agreement, Non-disclosure agreement, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Open order, Or better, Order, Order flow, Order ticket, Opinion of title, On account, On-the-spot loan, Out of the money, Occupancy agreement, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Order book official, Order imbalance, Pooling of interests, Profit and loss statement, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, Public Securities Association, P&L, Power of Attorney, Prioritization of debt, Purchase agreement, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rule 15c3-1, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, Repurchase agreement, Reverse repurchase agreement, Ring, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Sell, Series EE bond, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Significant order, Small Order Execution System, Split order, Stop-limit order, Stop order, Standard of living, Second-to-die insurance, Statute of Limitations, Supplemental agreement, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Scale order, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Time order, Trailing P/E, Tenancy by the entirety, Truth in Lending, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Underwriting agreement, Uniform Securities Act, Uniform submission agreement, Unit of trade, Unit of trading, Waiver of premium, Widow-and-orphan stock, W-2 Form, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares