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Exempt security

A security which is not subject to certain 

SEC

 or 

Federal Reserve Board

 rules.



Related Terms: 4

ECU

,

Fed

,

Federal Reserve Board

,

SEC


Other Related Pages:

Category: Stocks


Starting With: E


Semi Related Terms: 203  CLICK HERE TO VIEW

30-day wash rule

,

Agency security

,

Asset-backed security

,

All or any part

,

Action to quiet title

,

As is

,

Assignment to creditors

,

Attorney in fact

,

Applicable federal rate

,

A shares

,

Across the board

,

Additional paid-in capital

,

Bid-to-cover ratio

,

Book-entry security

,

Board of Governors

,

B shares

,

Big Board

,

Bulletin board

,

Cabinet security

,

Convertible security

,

Customer protection rule

,

Cheapest to deliver

,

Chicago Board of Trade

,

Chicago Board Options Exchange

,

C shares

,

Close to the money

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Close a position

,

Curbs in

,

Deposit in transit

,

Digested security

,

Droplock security

,

Do Not Reduce

,

Dividend in arrears

,

Derivative security

,

De-escalation clause

,

De facto

,

Debtor in possession

,

Debtor-in-possession financing

,

Deep in the money

,

Distressed security

,

Escrowed to maturity

,

Exchangeable security

,

Exempt security

,

Either-or order

,

ECU

,

E-mini

,

Employee Retirement Income Security Act of 1974

,

Financial Accounting Standards Board

,

First In First Out

,

Federal Deposit Insurance Corporation

,

Federal funds

,

Federal Savings and Loan Association

,

Fed funds

,

Fractional reserve banking

,

Federal Home Loan Mortgage Corporation

,

Federal National Mortgage Association

,

Federal Reserve Note

,

Flight to quality

,

Federal Call

,

Fill or kill

,

Forward P/E

,

Fed

,

Fed bias

,

Fed Chairman

,

Federal Reserve Bank

,

Federal Reserve Board

,

Federal Reserve Discount Rate

,

Federal Reserve requirement

,

Federal Trade Commission

,

Fed pass

,

First board

,

Form S-1

,

Floating security

,

Federal Housing Administration

,

Federal Insurance Contributions Act

,

Federal ID Number

,

Federal Tax Identification Number

,

Federal tax lien

,

Graduated security

,

Gather in the stops

,

Holder in due course

,

In escrow

,

Inflation-indexed security

,

Investment security

,

In-house

,

In line

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

Income exclusion rule

,

In and out

,

In sympathy

,

In the tank

,

Last In First Out

,

Letter security

,

Little Board

,

Lending at a rate

,

Loan-to-cost

,

Loan-to-value

,

Lock-in

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Marketable security

,

Mortgage-backed security

,

Mortgage pass-through security

,

Make a market

,

Mark-to-market

,

Marginal propensity to consume

,

Negotiable security

,

Nine-Bond Rule

,

No limit order

,

No quote

,

No-Fault

,

No-Action Letter

,

No-lien affidavit

,

No-load

,

No-load stock

,

National Market Advisory Board

,

No book

,

OTC Bulletin Board

,

Or better

,

One-share one-vote rule

,

Off-board

,

Payment-in-kind security

,

Price Value of a Basis Point

,

P&L

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Plus tick rule

,

Reserve ratio

,

Reserve requirement

,

Registered security

,

Residual security

,

Restricted security

,

Regulation D

,

Regulation T

,

Regulation U

,

Rule 10b-6

,

Rule 15c3-1

,

Rule 19c3

,

Rule 405

,

Rule 415

,

Rules of Fair Practice

,

Regulation A

,

Right to Know

,

Rule of 78

,

Rule 13d

,

SEC filing

,

SG&A

,

S&L

,

SEC

,

Stamped security

,

SEC fee

,

Suitability Rules

,

Second-to-die insurance

,

Severally but not jointly

,

Security interest

,

Security loan

,

Senior security

,

Staggered board of directors

,

Social Security

,

Social Security Tax

,

Security analysis

,

Short sale rule

,

S Corporation

,

Short-term gain or loss

,

Subchapter S Corporation

,

Schedule C

,

Seek a market

,

Short swing rules

,

S&P phenomenon

,

T-Bill

,

Term to maturity

,

Treasury Inflation-Protected Security

,

Trust-preferred security

,

Take a position

,

Trailing P/E

,

Truth in Lending

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Underlying security

,

W-2 Form

,

Wash sale rule

,

W formation

,

X or XD

,

Year-To-Date

,

Yield to call

,

Yield to maturity

,

Yield to worst

,

Y shares


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