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Free riding
Definition 1
The withholding of part of a new securities issue by a Syndicate member, with the intention of selling it later at a higher price. Illegal.
Definition 2
The rapid buying and selling of a security by a Broker or customers without putting up personal funds for the Purchase . Illegal.
Related Terms: 16
Buy , Broker , Customer , ECU , Fund , FIN , High , Legal , Leg , Purchase , Put , SEC , Sell , Syndicate , Syndicate member , Sue
Semi Related Terms: 657 CLICK HERE TO VIEW
10-K ,
52-week high ,
12b-1 funds ,
Accredited Personal Financial Planning Specialist ,
Allowance for depreciation ,
Automatic Funds Transfer ,
Above par ,
Accrual of discount ,
Agency security ,
Amortization of premium ,
Asked price ,
Asking price ,
Asset-backed security ,
At par ,
Allied member ,
All or any part ,
Associate member ,
At best ,
At call ,
Adjusted futures price ,
At risk ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
Aggressive growth fund ,
A shares ,
Asset allocation fund ,
Average price per share ,
Aggregate exercise price ,
At the money ,
Across the board ,
Additional paid-in capital ,
Affiliated person ,
Average up ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Bank holding company ,
Banking Act of 1933 ,
Balanced fund ,
Below par ,
Bid-to-cover ratio ,
Blend fund ,
Bond fund ,
Book-entry security ,
Bureau of Public Debt ,
Buy ,
Broker ,
Broker loan ,
Brought over the wall ,
Buying on margin ,
Buy limit order ,
Buy minus ,
Buy minus order ,
Buy on close ,
Buy on opening ,
Buy order ,
Buy stop order ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Board of Governors ,
Buying power ,
Buying basis ,
Buying hedge ,
Banking syndicate ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Bailing out ,
Broker loan rate ,
Bust-up takeover ,
B shares ,
Buy and write ,
Buy-side ,
Backup withholding ,
Breadth-of-market theory ,
Beat the gun ,
Buying outright ,
Cost Of Goods Sold ,
Cost of sales ,
Clearinghouse funds ,
Cabinet security ,
Call price ,
CAT bond ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Conversion parity price ,
Conversion price ,
Convertible security ,
Current issue ,
Clearing member ,
Closed out ,
Code of procedure ,
Contra broker ,
Contract broker ,
Customer protection rule ,
Capitalization of income ,
Consumer Price Index ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Customer ,
Cash and carry trade ,
Cash price ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Contract for deed ,
Cancellation of debt ,
Cash-out refinancing ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
Crowding out ,
Capital appreciation fund ,
Clone fund ,
Closed-end fund ,
Closed fund ,
Core holding ,
Crossover fund ,
C shares ,
Class of options ,
Close to the money ,
Covered put ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Child and dependent care credit ,
Coefficient of determination ,
Cup and handle ,
Cash buying ,
Certificate of delivery ,
Close a position ,
Close out ,
Closing price ,
Closing purchase ,
Cornering the market ,
Curbs in ,
Curbs out ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Digested security ,
Dollar price ,
Drawn securities ,
Droplock security ,
Deep discount broker ,
Discount broker ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Delivery price ,
Derivative security ,
Distributing syndicate ,
De-escalation clause ,
De facto ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Dual-purpose fund ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Distressed security ,
Dogs of the Dow ,
Double up ,
Daily high ,
Dead cat bounce ,
Depth of market ,
Electronic Funds Transfer ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Exchangeable security ,
Exempt security ,
Ex-legal ,
External funds ,
Either-or order ,
ECU ,
Effective par ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Employee Stock Purchase Plan ,
Enhanced index fund ,
Environmental fund ,
Equity fund ,
Exchange fund ,
Employee Retirement Income Security Act of 1974 ,
Even up ,
First In First Out ,
Federal funds ,
Federal Savings and Loan Association ,
Fed funds ,
Flight to quality ,
Flow of funds ,
Full price ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Fund supermarket ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Free market price ,
Forward price ,
Futures price ,
Fee-for-service ,
Form 8-K ,
Form S-1 ,
Floating security ,
Friends and family offering ,
Fully distributed issue ,
Fund ,
Full faith and credit ,
Family of funds ,
Focused fund ,
Fund family ,
Fund manager ,
Fund of funds ,
Free and clear ,
Free right of exchange ,
Federal ID Number ,
FIN ,
Government securities ,
Government Securities Clearing Corporation ,
Graduated security ,
General Securities Representative Examination ,
G-7 ,
GDP implicit price deflator ,
General Agreement on Tariffs and Trade ,
G-8 ,
Global fund ,
Growth and income fund ,
Growth fund ,
Gather in the stops ,
High-grade bond ,
High yield ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Health Insurance Portability and Accountability Act ,
High ,
High-flyer ,
High-tech stock ,
Holding company ,
Hot issue ,
Holder in due course ,
Hang out loan ,
High credit ,
High-ratio mortgage ,
Home equity line of credit ,
HUD-1 statement ,
Hedge fund ,
Holding period ,
Head and shoulders ,
High-low index ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Horizontal price movement ,
In escrow ,
Inflation-indexed security ,
International Securities Identification Number ,
Investment security ,
Issue date ,
Independent broker ,
In-house ,
Introducing broker ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
International Monetary Fund ,
Insurance broker ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
Income fund ,
Index fund ,
Institutional fund ,
International fund ,
Investment fund ,
I/O strip ,
In-service withdrawal ,
Imbalance of orders ,
In and out ,
In sympathy ,
In the tank ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Know Your Customer ,
Knock-out option ,
Last In First Out ,
Legal list ,
Lender of last resort ,
Law of one price ,
Letter security ,
Lending at a rate ,
Lessee member ,
Limit-on-close order ,
Limit price ,
Law of demand ,
Law of supply ,
Limit up ,
London International Financial Futures and Options Exchange ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Legal ,
Legal age ,
Legal entity ,
Legal risk ,
Legal assets ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Lifecycle fund ,
Load fund ,
Leg ,
Long leg ,
Lease-purchase agreement ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Member bank ,
Marketable security ,
Market conversion price ,
Mortgage-backed security ,
Mortgage pass-through security ,
Municipal bond fund ,
Muni fund ,
Make a market ,
Margin buying ,
Market on close order ,
Mark-to-market ,
Member firm ,
Medium of exchange ,
Marginal propensity to consume ,
Money at call ,
Mortgage broker ,
Management buyin ,
Mutual fund ,
Mutual fund custodian ,
Mutual fund symbol ,
Married put ,
Matching funds ,
Marketable securities ,
Maximum price fluctuation ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
Negotiable security ,
New York Stock Exchange ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
New York Futures Exchange ,
New issue ,
Null and void ,
Notice of Default ,
Naked put ,
National Association of Real Estate Investment Trusts ,
New high ,
Off the books ,
Office of Thrift Supervision ,
Offering price ,
Original Issue Discount ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
Original issue stock ,
Opinion of title ,
On account ,
On-the-spot loan ,
Open-end fund ,
Option income fund ,
Option price ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
Odd lot buy/sell ratio ,
On close ,
On open ,
On the opening ,
Pooling of interests ,
Profit and loss statement ,
Par bond ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Purchase ,
Put bond ,
Put provision ,
Payment for order flow ,
Prime broker ,
Public Securities Association ,
P&L ,
Primary earnings per share ,
Provision for income taxes ,
Personal Consumption Expenditures ,
Price index ,
Producer Price Index ,
Parity price ,
Price limit ,
Personal Injury Protection ,
Public offering price ,
Per stirpes ,
Power of Attorney ,
Paid up ,
Personal guarantee ,
Personal interest ,
Prioritization of debt ,
Purchase-money mortgage ,
Pooled fund ,
Prime rate fund ,
Publicly-traded fund ,
Pure index fund ,
Price spread ,
Protective put ,
Protective put buying ,
Put ,
Put option ,
Put swaption ,
Put warrant ,
Personal property ,
Purchase agreement ,
Pension fund ,
Paid-in capital ,
Paid-in surplus ,
Percent held by institutions ,
Pre-syndicate bid ,
Private Investment in Public Equity ,
Preservation of capital ,
Put ratio backspread ,
Personal exemption ,
Point-and-figure chart ,
Painting the tape ,
Priced out ,
Price range ,
Price-weighted index ,
Put/call ratio ,
Reports and Records ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Redemption price ,
Registered security ,
Residual security ,
Restricted security ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rule 15c3-1 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Retail Price Index ,
Regional fund ,
Reduced paid-up insurance ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Roll up ,
Real estate broker ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
SEC filing ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Savings Association Insurance Fund ,
Sight letter of credit ,
S&L ,
SEC ,
Securities and Exchange Commission ,
Sell ,
Selling flat ,
Series HH bond ,
Sinking fund ,
Stamped security ,
Step-up bond ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Selling group ,
Sell limit order ,
Sell order ,
Sell plus ,
Sell-side analyst ,
Sell the book ,
Stop price ,
Street broker ,
Syndicate ,
Syndicate bid ,
Syndicate manager ,
Syndicate member ,
Standard of living ,
Selling hedge ,
Settlement price ,
Spot price ,
Second-to-die insurance ,
Subscription price ,
Statute of Limitations ,
Sue ,
Sale and leaseback ,
Satisfaction of debt ,
Securities lending ,
Security interest ,
Security loan ,
Senior security ,
Staggered board of directors ,
Sector fund ,
Series fund ,
Socially responsible fund ,
Specialized fund ,
Specialty fund ,
Stock fund ,
Selling the spread ,
Short leg ,
Step-up warrant ,
Synthetic put ,
Step-up lease ,
Savings Incentive Match Plan for Employees ,
Social Security ,
Social Security Tax ,
Share price ,
Split-adjusted price ,
Security analysis ,
Selling short ,
Selling short against the box ,
Shorting against the box ,
Short purchase ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Same Day Funds Settlement ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
S&P phenomenon ,
Stop and reverse ,
Stopped out ,
T-Bill ,
Term to maturity ,
Treasury Inflation-Protected Security ,
Trust-preferred security ,
Take a position ,
Trailing P/E ,
Tenancy by the entirety ,
Trust fund ,
Truth in Lending ,
Tax-free bond fund ,
Tax-managed fund ,
Tenancy at will ,
Ten-bagger ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Top out ,
Take a bath ,
Target price ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unseasoned issue ,
Uniform Securities Act ,
Underlying security ,
Uncovered put ,
Up volume ,
Unit of trade ,
Unit of trading ,
With interest ,
Wage price spiral ,
World fund ,
Waiver of premium ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares