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Full-service brokerage
A Brokerage which, in addition to executing trades for its Client , also provides them with Research and advice. Significantly more expensive than discount Broker , which only execute Trade .
Semi Related Terms: 296 CLICK HERE TO VIEW
10-K ,
Allowance for depreciation ,
Accrual of discount ,
Accrued market discount ,
All or any part ,
Add-on service ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
A shares ,
At the money ,
Age-weighted plan ,
Across the board ,
Additional paid-in capital ,
Ad valorem ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Automated Pricing and Reporting System ,
Away from the market ,
Below the line ,
Bid-to-cover ratio ,
Block trade ,
Broker ,
Brokerage ,
Brokerage firm ,
Brokerage house ,
Broker loan ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Breaking the syndicate ,
By the book ,
Blanket lien ,
Broker loan rate ,
B shares ,
Buy and write ,
Beat the gun ,
Committee on Uniform Securities Identification Procedures ,
Client ,
Contra broker ,
Contract broker ,
Crossed trade ,
Cash and carry trade ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Contract for deed ,
C shares ,
Close to the money ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Child and dependent care credit ,
Cup and handle ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Deep-discount bond ,
Discount bond ,
Deep discount broker ,
Discount broker ,
Dividend discount model ,
Dividend in arrears ,
Desk (the) ,
Discount rate ,
De-escalation clause ,
De facto ,
Debtor in possession ,
Debtor-in-possession financing ,
Discharge of lien ,
Discount loan ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Department of Housing and Urban Development ,
Dogs of the Dow ,
Daylight trade ,
Day trade ,
Discount yield ,
Escrowed to maturity ,
Ex-legal ,
Either-or order ,
ECU ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Ex-pit transaction ,
Ex-all ,
Ex-warrants ,
Ex-rights ,
Ex-rights date ,
First In First Out ,
Federal Savings and Loan Association ,
Flight to quality ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Full-service brokerage ,
Forward P/E ,
Favorable balance of trade ,
Federal Reserve Discount Rate ,
Federal Trade Commission ,
Free trade ,
Fee-for-service ,
Form 8-K ,
Form S-1 ,
Friends and family offering ,
Full faith and credit ,
Free and clear ,
FICA ,
Federal ID Number ,
Federal tax lien ,
Forward trade ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
General lien ,
Growth and income fund ,
Gather in the stops ,
Hit the bid ,
Health Insurance Portability and Accountability Act ,
Holder in due course ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
In escrow ,
Independent broker ,
In-house ,
Institutional brokerage ,
Introducing broker ,
In line ,
International trade ,
Insurance broker ,
In intestacy ,
Interest-only loan ,
In play ,
In-process research and development ,
I/O strip ,
Interest-only strip ,
In-service withdrawal ,
In and out ,
In sympathy ,
In the tank ,
ITS ,
Jointly and severally ,
Jumping the gun ,
Joint and several liability ,
Joint and survivor annuity ,
Last In First Out ,
Lending at a rate ,
Limit-on-close order ,
London International Financial Futures and Options Exchange ,
Legal age ,
Lien ,
Lien affidavit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Make a market ,
Market if touched order ,
Market on close order ,
Mark-to-market ,
Marginal propensity to consume ,
Mortgage lien ,
Mortgage broker ,
National Securities Trade Association ,
Null and void ,
No-lien affidavit ,
Normal retirement age ,
Off the books ,
Original Issue Discount ,
Over-the-Counter ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
On account ,
On-the-spot loan ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
On close ,
On open ,
On the opening ,
Open trade equity ,
Profit and loss statement ,
Pro forma ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Prior lien bond ,
Payment for order flow ,
Prime broker ,
Prime brokerage ,
P&L ,
Provision for income taxes ,
Pairs trade ,
Paid-in capital ,
Paid-in surplus ,
Private Investment in Public Equity ,
Point-and-figure chart ,
Painting the tape ,
Qualitative research ,
Reports and Records ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Reading the tape ,
Real-time trade reporting ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Research department ,
Retail brokerage ,
Regulation A ,
Right to Know ,
Real estate broker ,
Research ,
Risk/return trade-off ,
Return on Capital Employed ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
S&L ,
Securities and Exchange Commission ,
Sell the book ,
Significant order ,
Street broker ,
Second-to-die insurance ,
Sale and leaseback ,
Selling the spread ,
Savings Incentive Match Plan for Employees ,
Selling short against the box ,
Shorting against the box ,
Swing trade ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Seek a market ,
S&P phenomenon ,
Stop and reverse ,
T-Bill ,
Term to maturity ,
Trade ,
Take a position ,
Trailing P/E ,
Trade barrier ,
Trade deficit ,
Trade surplus ,
Trade house ,
Tenancy by the entirety ,
Truth in Lending ,
Tax lien ,
Title search ,
The Street ,
Timing the market ,
Take a bath ,
Trade date ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unit of trade ,
With interest ,
World Trade Organization ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares