Full disclosure
An Obligation to disclose all the facts relevant to a business Transaction or to a security, as required by the SEC or another government entity.
Semi Related Terms: 287 CLICK HERE TO VIEW
10-Q,
Agency security,
Asset-backed security,
At par,
All or any part,
At best,
At call,
All-risks coverage,
At risk,
Add-on service,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
A shares,
At the money,
Across the board,
Action,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Banking Act of 1933,
Bid-to-cover ratio,
Book-entry security,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Business cycle,
Breaking the syndicate,
By the book,
Business credit,
Business finance companies,
B shares,
Beat the gun,
Cabinet security,
CLO,
Collateralized Bond Obligation,
Collateralized Mortgage Obligation,
Collaterized Loan Obligation,
Committee on Uniform Securities Identification Procedures,
Convertible security,
Chasing the market,
Cheapest to deliver,
Commodities Exchange Act,
Corporate action,
Class action suit,
C shares,
Close to the money,
Closing transaction,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Close,
Close a position,
Close market,
Close out,
Cornering the market,
Curbs in,
Deposit in transit,
Digested security,
Droplock security,
Do Not Reduce,
Dividend in arrears,
Desk (the),
Derivative security,
Doing business as,
Debtor in possession,
Debtor-in-possession financing,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Distressed security,
Dogs of the Dow,
Escrowed to maturity,
Exchangeable security,
Exempt security,
Either-or order,
ECU,
Edge Act,
E-mini,
Ex-pit transaction,
Ex-all,
Employee Retirement Income Security Act of 1974,
First In First Out,
Form 10-Q,
Flight to quality,
Fill or kill,
Front-ending an order,
Forward P/E,
Form S-1,
Floating security,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Federal Insurance Contributions Act,
General Obligation Bond,
Government Bond,
Government National Mortgage Association,
Government Paper,
Government securities,
Government Securities Clearing Corporation,
Graduated security,
Glass-Steagall Act,
G-7,
General Agreement on Tariffs and Trade,
Government expenditure,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
Health Insurance Portability and Accountability Act,
Holder in due course,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Inflation-indexed security,
Investment security,
In-house,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
In line,
Insider Trading sanctions Act of 1984,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Letter security,
Lending at a rate,
Limit-on-close order,
Legal entity,
Loan-to-cost,
Loan-to-value,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Marketable security,
Moral obligation bond,
Mortgage-backed security,
Mortgage pass-through security,
Make a market,
Market on close order,
Mark-to-market,
Marginal propensity to consume,
Money at call,
Negotiable security,
No limit order,
No quote,
No-Fault,
No-Action Letter,
No-lien affidavit,
No-load,
No-load stock,
Net transaction,
No book,
Off the books,
Other current assets,
Other long term liabilities,
Obligation,
Obligation bond,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Other income,
On account,
On-the-spot loan,
Opening transaction,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Payment-in-kind security,
Premium over bond value,
Premium over conversion value,
Price Value of a Basis Point,
P&L,
Pour-over will,
Prudent Expert Act,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private Investment in Public Equity,
Painting the tape,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation Q,
Required reserves,
Registered security,
Residual security,
Restricted security,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Red herring,
Regulation A,
Reverse Take-Over,
Right to Know,
Roll over,
Required Minimum Distribution,
Retirement Equity Act of 1984,
Return on Capital Employed,
SEC filing,
SG&A,
S&L,
SEC,
Stamped security,
SEC fee,
Sell the book,
Second-to-die insurance,
Severally but not jointly,
Security interest,
Security loan,
Senior security,
Selling the spread,
Social Security,
Social Security Tax,
Security analysis,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Sin tax,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
Transaction,
T-Bill,
Term to maturity,
Treasury Inflation-Protected Security,
Trust-preferred security,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Underlying security,
Williams Act,
When, as, and if issued,
X or XD,
Year-over-year,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares