General Securities Representative Examination

10-Q, Allowance for depreciation, Adjustable rate, Accrual of discount, Amortization of premium, At par, All or any part, Alternative order, At best, At call, Automated Order Entry System, Adjustable rate preferred stock, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Adjustable Rate Mortgage, Advance rate, Annual Percentage Rate, Applicable federal rate, Assignment of mortgage, A shares, Assets under management, At the money, Absorption rate, Across the board, Additional paid-in capital, Ad valorem, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Burn rate, Banking Act of 1933, Benchmark interest rate, Bid-to-cover ratio, Bill pass, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy limit order, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Bank Rate, Base interest rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Base rate, Blended rate, Broker loan rate, B shares, Buy and write, Break-even tax rate, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Credit order, Checkbook register, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Coupon pass, Coupon rate, Current production rate, Call money rate, Code of procedure, Contingency order, Contingent order, Capitalization of income, Capitalization rate, Cap rate, Civilian unemployment rate, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cyclical industry, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Chapter 7, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Day order, Designated Order Turnaround, Discretionary order, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend rate, Desk (the), Discount rate, Division of labor, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Effective annual interest rate, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, ECU, Exchange rate, Economic growth rate, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Export license, Effective tax rate, Ex-all, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, First In First Out, Form 10-Q, Federal Savings and Loan Association, Flight to quality, Floating-rate bond, Flow of funds, Fill or kill, Front-ending an order, Floating exchange rate, Foreign exchange rate, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Discount Rate, Fed pass, Fee-for-service, Form S-1, Friends and family offering, Fixed rate, Fixed-rate loan, Fixed-Rate Mortgage, Floating rate, Forward interest rate, Forward Rate Agreement, Full faith and credit, Family of funds, Fund of funds, Free and clear, Free right of exchange, Ginnie Mae pass-through, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Growth industry, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, Interest rate collar, Interest rate risk, Interest rate swap, International Securities Identification Number, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Inflation rate, Interest rate futures, Interbank Rate, Industry, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, Interest rate, Interest rate cap, Interest rate ceiling, Interest rate floor, In play, In-process research and development, Interest rate option, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Limit order, Limit order book, Limit order information system, Law of demand, Law of supply, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Money order, Mortgage pass-through security, Make a market, Margin rate, Market if touched order, Market on close order, Market order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Market rate, Modified pass-through, Money at call, Mortgage rate, Marketable securities, Mill rate, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nominal rate, Notice of Sale, NYSE, NASD, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, No limit order, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, NYSE Composite Index, Off the books, One time charge, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Open order, Or better, Order, Order flow, Order ticket, Operating rate, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Option series, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, One man picture, On open, On the opening, Order book official, Order imbalance, Pooling of interests, Pre-depreciation profit, Pre-tax profit margin, Profit and loss statement, Pass-through, Pass-through coupon rate, Payment-in-kind security, Price Value of a Basis Point, Private sector pass-through, Payment for order flow, Public Securities Association, P&L, Provision for income taxes, Pre-existing conditions, Power of Attorney, Prime rate, Prioritization of debt, Prime rate fund, Paid-in capital, Paid-in surplus, Percent held by institutions, Pre-syndicate bid, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Register, Reports and Records, Retention rate, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Run rate, Real interest rate, Regulation Q, Rate covenant, Registered coupon bond, Registered security, Reading the tape, Registered Representative, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Real economic growth rate, Registered Retirement Savings Plan, Red herring, Registered Company, Regulation A, Representative, Right of first refusal, Right of rescission, Right to Know, Rate-improvement, Rate lock, Renegotiable rate, Revolving line of credit, Right of recourse, Rule of 78, Registered options principal, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Series bond, Series EE bond, Series HH bond, Spot rate, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell order, Sell the book, Series 6, Series 63, Series 7, Significant order, Small Order Execution System, Split order, Stop-limit order, Stop order, Savings rate, Smokestack industry, Standard of living, Swap rate, Series 3, Second-to-die insurance, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Securities lending, Start rate, Staggered board of directors, Series fund, Selling the spread, Series, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Standard mileage rate, Subchapter M, Subchapter S Corporation, Scale order, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Time order, Trailing P/E, Tenancy by the entirety, Teaser rate, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Test, Take a bath, Tick test, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unemployment rate, Unit of trade, Unit of trading, Variable rate, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares