Group sale
A securities sale shared (pro rata) by all Syndicate members, as opposed to a designated sale, which includes only certain members.
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At par,
Allied member,
All or any part,
Associate member,
At best,
At call,
American Depositary Share,
All-risks coverage,
At risk,
Add-on service,
Action to quiet title,
As is,
Assignment to creditors,
Attorney in fact,
A shares,
Average price per share,
At the money,
Additional paid-in capital,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Book value per share,
Bid-to-cover ratio,
Buying on margin,
Buy on close,
Buy on opening,
Basic earnings per share,
Banking syndicate,
Breaking the syndicate,
Bill of sale,
By the book,
B shares,
Bearer share,
Bonus share,
CAT bond,
Committee on Uniform Securities Identification Procedures,
Clearing member,
Cheapest to deliver,
CLU,
Contract sale,
C shares,
Close to the money,
Cloud on title,
Cash sale,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Drawn securities,
Designated Order Turnaround,
Dividend in arrears,
Directed share program,
Distributing syndicate,
De-escalation clause,
De facto,
Doing business as,
Debtor in possession,
Debtor-in-possession financing,
Due-on-sale clause,
Deep in the money,
Dead cat bounce,
Escrowed to maturity,
ECU,
E-mini,
Ex-all,
First In First Out,
Flight to quality,
Fractional share,
Forward P/E,
Fully diluted earnings per share,
Form S-1,
Forward sale,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group sale,
Gather in the stops,
Holder in due course,
Held at the opening,
In escrow,
International Securities Identification Number,
In-house,
In line,
Inc.,
In intestacy,
Interest-only loan,
In play,
In-process research and development,
I/O strip,
Interest-only strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Last In First Out,
Lending at a rate,
Lessee member,
Limit-on-close order,
Long-Term Equity Anticipation Securities,
Loan-to-cost,
Loan-to-value,
Lock-in,
Locked in,
Last sale,
Level I quotes,
Member bank,
Make a market,
Market on close order,
Mark-to-market,
Member firm,
Marginal propensity to consume,
Money at call,
Marketable securities,
Market-share weighted index,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
On-floor order,
On margin,
One-share one-vote rule,
On account,
On-the-spot loan,
On-balance volume,
On close,
On open,
On the opening,
Pro forma,
Payment-in-kind security,
Price Value of a Basis Point,
Public Securities Association,
P&L,
Primary earnings per share,
PPO,
Preforeclosure sale,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Pre-syndicate bid,
Private Investment in Public Equity,
Qualifying share,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Red herring,
Regulation A,
Right to Know,
Return on Capital Employed,
SEC filing,
SG&A,
S&L,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Syndicate,
Syndicate bid,
Syndicate manager,
Syndicate member,
Second-to-die insurance,
Share,
Sale and leaseback,
Securities lending,
Share appreciation mortgage,
Share price,
Short sale rule,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Term to maturity,
Take a position,
Trailing P/E,
Tenancy by the entirety,
TED spread,
Truth in Lending,
Tenancy at will,
Tax sale,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
W-2 Form,
Wash sale rule,
W formation,
When, as, and if issued,
Year-To-Date,
Yield to call,
Yield to maturity,
Yield to worst,
Y shares