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Hart-Scott-Rodino Act of 1976
An antitrust regulation requiring any investor seeking to acquire either a 15% Stake or a Stake valued at more than $15 million in a particular security to file a notification with the federal government. The Filing marks the beginning of a 30 day review period.
Semi Related Terms: 515 CLICK HERE TO VIEW
10-Q ,
10-K ,
12b-1 funds ,
30-day wash rule ,
Average collection period ,
Above par ,
Accreted value ,
Accrual of discount ,
Agency security ,
Amortization of premium ,
Amortized value ,
Asset-backed security ,
At par ,
All or any part ,
At best ,
At call ,
Antitrust laws ,
At risk ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
Assignment to creditors ,
Attorney in fact ,
Applicable federal rate ,
Assignment of mortgage ,
A shares ,
Average price per share ,
At the money ,
Across the board ,
Additional paid-in capital ,
Assessed value ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Accredited investor ,
Angel investor ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Banking Act of 1933 ,
Bank Trust Department ,
Below par ,
Bid-to-cover ratio ,
Book-entry security ,
Bureau of Public Debt ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Base period ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Breakup value ,
B shares ,
Blackout period ,
Breadth-of-market theory ,
Beat the gun ,
Cost Of Goods Sold ,
Cost of sales ,
Cabinet security ,
CAT bond ,
Certificate of Participation ,
Collateral trust certificate ,
Committee on Uniform Securities Identification Procedures ,
Conversion value ,
Convertible security ,
Corporate trust ,
Current market value ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cash surrender value ,
Cash value ,
Cash value life insurance policy ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Cancellation of debt ,
Certificate of Claim ,
Cost of debt capital ,
Cost of funds ,
Cure period ,
Collective trust ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Digested security ,
Droplock security ,
Day loan ,
Day order ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Distribution period ,
Dividend in arrears ,
Desk (the) ,
Division of labor ,
Derivative security ,
De-escalation clause ,
De facto ,
Discretionary trust ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Distressed security ,
Dogs of the Dow ,
Day trade ,
Day trader ,
Dead cat bounce ,
Depth of market ,
Economic value ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Exchangeable security ,
Exempt security ,
Either-or order ,
ECU ,
Effective par ,
E-mini ,
Exchange of spot ,
Employee Retirement Income Security Act of 1974 ,
First In First Out ,
Form 10-Q ,
Federal Deposit Insurance Corporation ,
Federal funds ,
Federal Savings and Loan Association ,
Fed funds ,
Federal Home Loan Mortgage Corporation ,
Federal National Mortgage Association ,
Federal Reserve Note ,
Flight to quality ,
Flow of funds ,
Federal Call ,
Fill or kill ,
Front-ending an order ,
Filing ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Fed ,
Fed bias ,
Fed Chairman ,
Federal Reserve Bank ,
Federal Reserve Board ,
Federal Reserve Discount Rate ,
Federal Reserve requirement ,
Federal Trade Commission ,
Fed pass ,
First notice day ,
Fair market value ,
Form 8-K ,
Form S-1 ,
Floating security ,
Federal Housing Administration ,
Family of funds ,
Fund of funds ,
Federal Insurance Contributions Act ,
FICA ,
Fixed investment trust ,
Free right of exchange ,
Fully valued ,
Federal ID Number ,
Federal Tax Identification Number ,
Federal tax lien ,
Filing status ,
Fairly valued ,
Fair value ,
Government Bond ,
Government National Mortgage Association ,
Government Paper ,
Government securities ,
Government Securities Clearing Corporation ,
Graduated security ,
G-7 ,
General Agreement on Tariffs and Trade ,
Government expenditure ,
G-8 ,
Grace period ,
Ginnie Mae trust ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Holder in due course ,
Home equity line of credit ,
HUD-1 statement ,
Holding period ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Imputed value ,
In escrow ,
Inflation-indexed security ,
Intrinsic value ,
Investment security ,
Investment value ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Individual policy pension trust ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Investor relations ,
Indication of interest ,
In intestacy ,
Inter vivos trust ,
In play ,
In-process research and development ,
Investment trust ,
I/O strip ,
In-service withdrawal ,
Imbalance of orders ,
In and out ,
Individual investor ,
Institutional investor ,
In sympathy ,
In the tank ,
Jumping the gun ,
Last In First Out ,
Liquidation value ,
Lender of last resort ,
Law day ,
Law of one price ,
Letter security ,
Lending at a rate ,
Limit-on-close order ,
Long Market Value ,
Law of demand ,
Law of supply ,
Last trading day ,
Letter of comment ,
Lockup period ,
Living trust ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Loan value ,
Loan-value ratio ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Marketable security ,
Maturity value ,
Mortgage-backed security ,
Mortgage pass-through security ,
Municipal investment trust ,
Make a market ,
Market if touched order ,
Market on close order ,
Mark-to-market ,
May Day ,
Medium of exchange ,
Marginal propensity to consume ,
Money at call ,
Married filing jointly ,
Married filing separately ,
Mill ,
Mill rate ,
Market-value weighted index ,
Net book value ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
Negotiable security ,
Notice of Sale ,
NASD Regulation ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
No limit order ,
No quote ,
Notice period ,
No-Fault ,
Net Asset Value ,
No-Action Letter ,
Nondiscretionary trust ,
No-lien affidavit ,
Notice of Default ,
No-load ,
National Association of Real Estate Investment Trusts ,
No-load stock ,
Nominal value ,
Next Day Settlement ,
No book ,
Nonaccredited investor ,
Off the books ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
On margin ,
Or better ,
Opinion of title ,
On account ,
On-the-spot loan ,
Out of the money ,
On-balance volume ,
On close ,
On open ,
On the opening ,
Pooling of interests ,
Par bond ,
Payment-in-kind security ,
Premium over bond value ,
Premium over conversion value ,
Price Value of a Basis Point ,
P&L ,
Primary earnings per share ,
Per stirpes ,
Pour-over will ,
Power of Attorney ,
Prioritization of debt ,
Private Market Value ,
Paid-in capital ,
Paid-in surplus ,
Participating trust ,
Passive investor ,
Payback period ,
Private Investment in Public Equity ,
Preservation of capital ,
Painting the tape ,
Qualified institutional investor ,
Quiet period ,
Qualified trust ,
Replacement value ,
Residual value ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Regulation Q ,
Registered security ,
Residual security ,
Restricted security ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rule 15c3-1 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulation A ,
Reverse Take-Over ,
Revisionary trust ,
Revocable trust ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Regulation Z ,
Revolving line of credit ,
Right of recourse ,
Roll over ,
Rule of 78 ,
Redemption period ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Regulation FD ,
Risk seeking ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
Retail investor ,
Ring ,
Salvage value ,
SEC filing ,
SG&A ,
Sight letter of credit ,
S&L ,
SEC ,
Series EE bond ,
Stamped security ,
Straight value ,
SEC fee ,
Securities Investor Protection Corporation ,
Segregation of securities ,
Sell the book ,
Stake ,
Standard of living ,
Series 3 ,
Second-to-die insurance ,
Surrender value ,
Severally but not jointly ,
Statute of Limitations ,
Satisfaction of debt ,
Security interest ,
Security loan ,
Senior security ,
Staggered board of directors ,
Selling the spread ,
Short market value ,
Social Security ,
Social Security Tax ,
Shareholder value ,
Security analysis ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Same Day Funds Settlement ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
Small investor ,
Sophisticated investor ,
S&P phenomenon ,
T-Bill ,
Term to maturity ,
Treasury Inflation-Protected Security ,
Trust-preferred security ,
Take a position ,
Trailing P/E ,
Take delivery ,
Tenancy by the entirety ,
Testamentary trust ,
Trust ,
Trust company ,
Trust fund ,
Truth in Lending ,
Term trust ,
Theoretical value ,
Tenancy at will ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
Take profits ,
Triple witching day ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Underlying security ,
Unit Investment Trust ,
Unit Trust ,
Unit of trade ,
Unit of trading ,
Value stock ,
Vesting period ,
Voting trust ,
Value averaging ,
Value investing ,
Value Added Tax ,
Written-down value ,
With interest ,
Waiver of premium ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-over-year ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares