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An individual or organization engaged in investment 

Banking

 and broker/dealer activities.



Related Terms: 6

Banking

,

Broker

,

Dealer

,

Deal

,

Investment bank

,

Investment banking


Other Related Pages:

Category: Brokerages


Starting With: H


Semi Related Terms: 285  CLICK HERE TO VIEW

10-K

,

Agent bank

,

At par

,

All or any part

,

At best

,

At call

,

At risk

,

Add-on service

,

Attorney in fact

,

A shares

,

Automatic investment plan

,

At the money

,

Age-weighted plan

,

Additional paid-in capital

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Automated Pricing and Reporting System

,

Bank reconciliation

,

Bank credit

,

Bank draft

,

Bank holding company

,

Bank Holiday

,

Banking

,

Banking Act of 1933

,

Bank Note

,

Bank Trust Department

,

Bank-eligible issues

,

Broker

,

Broker loan

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Bank Rate

,

Banking syndicate

,

Bank term loan

,

Broker loan rate

,

B shares

,

Buy and write

,

Balanced investment strategy

,

Capital investment

,

Commercial bank

,

Consumer bank

,

Committee on Uniform Securities Identification Procedures

,

Contra broker

,

Contract broker

,

Cash and carry trade

,

Commodities Exchange Act

,

Closed-end investment company

,

C shares

,

Cloud on title

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Child and dependent care credit

,

Cup and handle

,

Close a position

,

Curbs in

,

Dealer bank

,

Deposit in transit

,

Dealer market

,

Dual currency bond

,

Dual listing

,

Dealer

,

Deep discount broker

,

Discount broker

,

Division of Investment Management

,

Dividend in arrears

,

Dual life insurance

,

Deal stock

,

De-escalation clause

,

De facto

,

Debtor in possession

,

Debtor-in-possession financing

,

Due-on-sale clause

,

Dual-purpose fund

,

Deep in the money

,

Department of Housing and Urban Development

,

Defensive investment strategy

,

Deal

,

Deal flow

,

Either-or order

,

Edge Act

,

E-mini

,

European Central Bank

,

Export-Import Bank

,

Employee Retirement Income Security Act of 1974

,

First In First Out

,

Federal Savings and Loan Association

,

Fractional reserve banking

,

Fill or kill

,

Floor broker

,

Front-ending an order

,

Forward deal

,

Forward P/E

,

Federal Reserve Bank

,

Foreign direct investment

,

Form 8-K

,

Form S-1

,

Friends and family offering

,

Fair Credit Reporting Act

,

Fair Debt Collection Practices Act

,

Full faith and credit

,

Free and clear

,

Federal Insurance Contributions Act

,

Fixed investment trust

,

Federal ID Number

,

Guaranteed Investment Contract

,

Glass-Steagall Act

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Growth and income fund

,

Gather in the stops

,

Hart-Scott-Rodino Act of 1976

,

Health Insurance Portability and Accountability Act

,

Health Maintenance Organization

,

Holder in due course

,

Home Mortgage Disclosure Act

,

Head and shoulders

,

Held at the opening

,

Investment flows

,

In escrow

,

Investment bill

,

Investment-grade bond

,

Investment letter

,

Investment security

,

Investment value

,

Independent broker

,

In-house

,

Introducing broker

,

Investment Advisor Act of 1940

,

Investment bank

,

Investment banker

,

Investment Bankers Association

,

Investment banking

,

Investment banking group

,

Investment Company Act of 1940

,

In line

,

Investment multiplier

,

Individual policy pension trust

,

Insurance broker

,

Insider Trading sanctions Act of 1984

,

In intestacy

,

In play

,

In-process research and development

,

Investment company

,

Investment fund

,

Investment objective

,

Investment policy

,

Investment trust

,

I/O strip

,

Investment property

,

In-service withdrawal

,

Investment philosophy

,

Individual tax return

,

In and out

,

Individual investor

,

In sympathy

,

In the tank

,

Jointly and severally

,

Joint and several liability

,

Joint and survivor annuity

,

Last In First Out

,

Lending at a rate

,

Limit-on-close order

,

London International Financial Futures and Options Exchange

,

London Inter-Bank Offer Rate

,

Legal age

,

Lock-in

,

Land banking

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Member bank

,

Money center bank

,

Mutual Savings Bank

,

Municipal investment trust

,

Make a market

,

Market on close order

,

Merchant bank

,

Money at call

,

Mortgage banking

,

Mortgage broker

,

Net investment

,

National Bank

,

Null and void

,

National Association of Real Estate Investment Trusts

,

Non-investment property

,

Normal retirement age

,

On-floor order

,

Online broker

,

On margin

,

Or better

,

Outside broker

,

On account

,

On-the-spot loan

,

Old age, survivors, and disability insurance

,

On-balance volume

,

On close

,

On open

,

On the opening

,

Profit and loss statement

,

Private banking

,

Paper dealer

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Primary Dealer

,

Prime broker

,

P&L

,

Preferred Provider Organization

,

Privilege dealer

,

Prudent Expert Act

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Point-and-figure chart

,

Reports and Records

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Regional bank

,

Retail banking

,

Real Estate Mortgage Investment Conduit

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Regulated investment company

,

Regulation A

,

Regulation Z

,

Real estate broker

,

Retirement Equity Act of 1984

,

Return on Capital Employed

,

Selling, General and Administrative Expenses

,

SG&A

,

Savings and Loan

,

Savings bank

,

S&L

,

State bank

,

Securities and Exchange Commission

,

Street broker

,

Statutory investment

,

Sale and leaseback

,

Systematic investment plan

,

S Corporation

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Exchange Act of 1934

,

Seek a market

,

S&P phenomenon

,

Stop and reverse

,

T-Bill

,

Take a position

,

Trailing P/E

,

Truth in Lending

,

Tenancy at will

,

Taxpayer Relief Act of 1997

,

Tax Reform Act of 1986

,

Tax Reform Act of 1993

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Unit Investment Trust

,

Wholesale banking

,

Williams Act

,

World Bank

,

World Trade Organization

,

Widow-and-orphan stock

,

When, as, and if issued

,

X or XD

,

Z shares

,

Zero-investment portfolio


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