Semi Related Terms: 280 CLICK HERE TO VIEW
10-K,
Allowance for depreciation,
Agent bank,
All or any part,
As is,
Attorney in fact,
A shares,
Assets under management,
Automatic investment plan,
At the money,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Bank reconciliation,
Below the line,
Bank credit,
Bank draft,
Bank holding company,
Bank Holiday,
Banking Act of 1933,
Bank Note,
Bank Trust Department,
Bank-eligible issues,
Brought over the wall,
Buy the book,
Bank Rate,
Breaking the syndicate,
By the book,
Bank term loan,
B shares,
Buy and write,
Balanced investment strategy,
Beat the gun,
Capital investment,
Commercial bank,
Consumer bank,
Committee on Uniform Securities Identification Procedures,
Current issue,
Chasing the market,
Commodities Exchange Act,
Chartered Life Underwriter,
Contract for deed,
Closed-end investment company,
C shares,
Close to the money,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Close a position,
Cornering the market,
Curbs in,
Dealer bank,
Deposit in transit,
Date of issue,
Drawn securities,
Division of Investment Management,
Dividend in arrears,
Desk (the),
De-escalation clause,
De facto,
Doing business as,
Debtor in possession,
Debtor-in-possession financing,
Deep in the money,
Deep out of the money,
Defensive investment strategy,
Dogs of the Dow,
Either-or order,
ECU,
Edge Act,
E-mini,
Exchange for futures,
Exchange for physical,
European Central Bank,
Export-Import Bank,
Employee Retirement Income Security Act of 1974,
First In First Out,
Fill or kill,
Front-ending an order,
Forward P/E,
Federal Reserve Bank,
Foreign direct investment,
Fee-for-service,
Form 8-K,
Form S-1,
Fully distributed issue,
Fair Credit Reporting Act,
Fair Debt Collection Practices Act,
Federal Insurance Contributions Act,
Fixed investment trust,
Government securities,
Government Securities Clearing Corporation,
Guaranteed Investment Contract,
General Securities Representative Examination,
Glass-Steagall Act,
G-7,
G-8,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Hot issue,
Holder in due course,
Home Mortgage Disclosure Act,
Hammering the market,
Held at the opening,
Holding the market,
Investment flows,
In escrow,
International Securities Identification Number,
Investment bill,
Investment-grade bond,
Investment letter,
Investment security,
Investment value,
Issue date,
In-house,
Investment Advisor Act of 1940,
Investment bank,
Investment banker,
Investment Bankers Association,
Investment banking,
Investment banking group,
Investment Company Act of 1940,
In line,
Investment multiplier,
Insider Trading sanctions Act of 1984,
In intestacy,
In play,
In-process research and development,
Investment company,
Investment fund,
Investment objective,
Investment policy,
Investment trust,
I/O strip,
Investment property,
In-service withdrawal,
Investment philosophy,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Joint will,
Last In First Out,
Lead underwriter,
Lending at a rate,
London Inter-Bank Offer Rate,
Long-Term Equity Anticipation Securities,
Living will,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Member bank,
Money center bank,
Mutual Savings Bank,
Municipal investment trust,
Make a market,
Merchant bank,
Managing underwriter,
Marketable securities,
Net investment,
National Bank,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
New issue,
National Association of Real Estate Investment Trusts,
Non-investment property,
Off the books,
Original Issue Discount,
Over-the-Counter,
Or better,
Original issue stock,
On-the-spot loan,
Option writer,
Out of the money,
On the opening,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
Public Securities Association,
P&L,
Provision for income taxes,
Pour-over will,
Prudent Expert Act,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Painting the tape,
Regional bank,
Real Estate Mortgage Investment Conduit,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Regulated investment company,
Regulation A,
Ratio write,
Retirement Equity Act of 1984,
SEC filing,
SG&A,
Savings bank,
S&L,
State bank,
SEC,
Securities and Exchange Commission,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Sell the book,
Statutory investment,
Sue,
Securities lending,
Systematic investment plan,
Selling the spread,
Savings Incentive Match Plan for Employees,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
TED spread,
Truth in Lending,
Tenancy at will,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unseasoned issue,
Underwriter,
Uniform Securities Act,
Unit Investment Trust,
Variable ratio write,
Write down,
Williams Act,
World Bank,
Write,
Writer,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Zero-investment portfolio