Independent broker
NYSE member who executes orders for other brokers who temporarily have more orders than they can handle.
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10-K,
Allowance for depreciation,
Allied member,
All or any part,
Alternative order,
Associate member,
Automated Order Entry System,
A shares,
At the money,
Across the board,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Away from the market,
Below the line,
Broker,
Broker loan,
Brought over the wall,
Buy limit order,
Buy minus order,
Buy order,
Buy stop order,
Buy the book,
Breaking the syndicate,
By the book,
Broker loan rate,
B shares,
Buy and write,
Beat the gun,
Credit order,
Clearing member,
Contingency order,
Contingent order,
Contra broker,
Contract broker,
Cash and carry trade,
Chasing the market,
Contract for deed,
C shares,
Close to the money,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Child and dependent care credit,
Cup and handle,
Close a position,
Cornering the market,
Day order,
Deep discount broker,
Designated Order Turnaround,
Discount broker,
Discretionary order,
Desk (the),
Durable goods orders,
De-escalation clause,
De facto,
Deep in the money,
Deep out of the money,
Department of Housing and Urban Development,
Dogs of the Dow,
Ex-legal,
Either-or order,
ECU,
E-mini,
Exchange for futures,
Exchange for physical,
Ex-pit transaction,
Ex-all,
Ex-warrants,
Ex-rights,
Ex-rights date,
Federal Savings and Loan Association,
Fill or kill,
Floor broker,
Front-ending an order,
Forward P/E,
Fee-for-service,
Form 8-K,
Form S-1,
Friends and family offering,
Full faith and credit,
Free and clear,
General Agreement on Tariffs and Trade,
Growth and income fund,
Gather in the stops,
Hit the bid,
Health Insurance Portability and Accountability Act,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
Independent broker,
Introducing broker,
Invisible hand,
Insurance broker,
In-process research and development,
I/O strip,
Imbalance of orders,
In and out,
In the tank,
Jointly and severally,
Jumping the gun,
Joint and several liability,
Joint and survivor annuity,
Lending at a rate,
Lessee member,
Limit-on-close order,
Limit order,
Limit order book,
Limit order information system,
London International Financial Futures and Options Exchange,
Leading the market,
Long-term gain or loss,
Level I quotes,
Member bank,
Money order,
Make a market,
Market if touched order,
Market on close order,
Market order,
Member firm,
Mortgage broker,
Matching orders,
Negotiable Order of Withdrawal,
NYSE,
No limit order,
Null and void,
NYSE Composite Index,
Off the books,
Other current assets,
Other long term liabilities,
Over-the-Counter,
Off-floor order,
On-floor order,
Online broker,
Open order,
Or better,
Order,
Order flow,
Order ticket,
Outside broker,
Other income,
On-the-spot loan,
Out of the money,
Old age, survivors, and disability insurance,
On the opening,
Order book official,
Order imbalance,
Profit and loss statement,
Price Value of a Basis Point,
Payment for order flow,
Prime broker,
P&L,
Provision for income taxes,
Point-and-figure chart,
Painting the tape,
Reports and Records,
Reading the tape,
Regulation D,
Regulation T,
Regulation U,
Regulation A,
Real estate broker,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
S&L,
Securities and Exchange Commission,
Sell limit order,
Sell order,
Sell the book,
Significant order,
Small Order Execution System,
Split order,
Stop-limit order,
Stop order,
Street broker,
Syndicate member,
Sale and leaseback,
Selling the spread,
Savings Incentive Match Plan for Employees,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Scale order,
Schedule C,
Seek a market,
S&P phenomenon,
Stop and reverse,
T-Bill,
Take a position,
Time order,
Trailing P/E,
Tenancy by the entirety,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Widow-and-orphan stock,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Y shares