Institutional brokerage
Brokerage which has institutions as its Client.
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10-K,
Add-on service,
As is,
Attorney in fact,
A shares,
Age-weighted plan,
Additional paid-in capital,
Broker,
Brokerage,
Brokerage firm,
Brokerage house,
Broker loan,
Buying on margin,
Buy on close,
Buy on opening,
Blanket lien,
Broker loan rate,
B shares,
Committee on Uniform Securities Identification Procedures,
Client,
Contra broker,
Contract broker,
C shares,
Cloud on title,
Class A Shares,
Class B Shares,
Close a position,
Curbs in,
Deposit in transit,
Deep discount broker,
Discount broker,
Dividend in arrears,
Doing business as,
Debtor in possession,
Debtor-in-possession financing,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
E-mini,
First In First Out,
Financial institution,
Floor broker,
Full-service brokerage,
Forward P/E,
Form 8-K,
Form S-1,
Federal tax lien,
G-7,
General Agreement on Tariffs and Trade,
G-8,
General lien,
Gather in the stops,
Holder in due course,
In escrow,
Independent broker,
In-house,
Institutional brokerage,
Introducing broker,
In line,
Insurance broker,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
ITS,
Last In First Out,
Lending at a rate,
Limit-on-close order,
Legal age,
Lien,
Lien affidavit,
Lock-in,
Locked in,
Level I quotes,
Make a market,
Market on close order,
Mortgage lien,
Mortgage broker,
No-lien affidavit,
Normal retirement age,
On-floor order,
Online broker,
On margin,
Outside broker,
On account,
On-the-spot loan,
Old age, survivors, and disability insurance,
On-balance volume,
On close,
On open,
On the opening,
Payment-in-kind security,
Price Value of a Basis Point,
Prior lien bond,
Prime broker,
Prime brokerage,
P&L,
Paid-in capital,
Paid-in surplus,
Percent held by institutions,
Private Investment in Public Equity,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation G,
Regulation T,
Regulation U,
Retail brokerage,
Regulation A,
Real estate broker,
Return on Capital Employed,
SG&A,
S&L,
Street broker,
S Corporation,
Subchapter S Corporation,
Schedule C,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Truth in Lending,
Tax lien,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
W-2 Form,
W formation,
When, as, and if issued