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Introducing broker
A person or organization which is able to perform all the functions of a Broker except for the ability to Accept money, securities, or Property from a Customer .
Semi Related Terms: 371 CLICK HERE TO VIEW
10-K ,
Allowance for depreciation ,
Accrual of discount ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
Active money ,
All-risks coverage ,
At risk ,
Add-on service ,
Abstract of title ,
Accept ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Assignment of mortgage ,
A shares ,
Average price per share ,
At the money ,
Across the board ,
Affiliated person ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Banking Act of 1933 ,
Barren money ,
Bid-to-cover ratio ,
Bureau of Public Debt ,
Broker ,
Broker loan ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Broad money ,
Basic earnings per share ,
Balance of payments ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Broker loan rate ,
B shares ,
Breadth-of-market theory ,
Beat the gun ,
Cost Of Goods Sold ,
Cost of sales ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Call money rate ,
Code of procedure ,
Contra broker ,
Contract broker ,
Customer protection rule ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Customer ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Community property ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Commercial property ,
Cost of debt capital ,
Cost of funds ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Date of issue ,
Date of payment ,
Drawn securities ,
Deep discount broker ,
Discount broker ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Date of record ,
Desk (the) ,
Division of labor ,
Durable Power of Attorney ,
Date of maturity ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Ex-legal ,
Either-or order ,
ECU ,
Extended broad money ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Ex-pit transaction ,
Ex-all ,
Ex-warrants ,
Employee Retirement Income Security Act of 1974 ,
Ex-rights ,
Ex-rights date ,
Form 10-Q ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Fiat money ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Fee-for-service ,
Form 8-K ,
Form S-1 ,
Family of funds ,
Fund of funds ,
Free right of exchange ,
Government securities ,
Government Securities Clearing Corporation ,
General Securities Representative Examination ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Health Maintenance Organization ,
Home equity line of credit ,
Hammering the market ,
Held at the opening ,
Holding the market ,
International Securities Identification Number ,
Independent broker ,
Introducing broker ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
Insurance broker ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
I/O strip ,
Income property ,
Investment property ,
Imbalance of orders ,
In the tank ,
Jumping the gun ,
Know Your Customer ,
Lender of last resort ,
Law of one price ,
Lending at a rate ,
Limit-on-close order ,
Lawful money ,
Law of demand ,
Law of supply ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Leading the market ,
Long-term gain or loss ,
Level I quotes ,
Money center bank ,
Money order ,
Make a market ,
Market on close order ,
Mark-to-market ,
Money management ,
Medium of exchange ,
Money ,
Marginal propensity to consume ,
Money at call ,
Money factor ,
Mortgage broker ,
Marketable securities ,
Money flow ,
Near money ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
Notice of Default ,
National Association of Real Estate Investment Trusts ,
Non-investment property ,
Off the books ,
One time charge ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
One-share one-vote rule ,
Opinion of title ,
On account ,
On-the-spot loan ,
Out of the money ,
On-balance volume ,
On close ,
One man picture ,
On open ,
On the opening ,
Pooling of interests ,
Pro forma ,
Property inventory ,
Price Value of a Basis Point ,
Payment for order flow ,
Prime broker ,
Public Securities Association ,
P&L ,
Primary earnings per share ,
Provision for income taxes ,
Preferred Provider Organization ,
Property damage coverage ,
Per stirpes ,
Power of Attorney ,
Property ,
Prioritization of debt ,
Purchase-money mortgage ,
Personal property ,
Property tax ,
Preservation of capital ,
Property assessment ,
Painting the tape ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Reading the tape ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Regulation Z ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Real estate broker ,
Residential property ,
Residential rental property ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
SEC filing ,
SG&A ,
Sight letter of credit ,
S&L ,
SEC ,
Securities and Exchange Commission ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Sell the book ,
Street broker ,
Standard of living ,
Second-to-die insurance ,
Statute of Limitations ,
Satisfaction of debt ,
Securities lending ,
Staggered board of directors ,
Selling the spread ,
Special use property ,
Savings Incentive Match Plan for Employees ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
Smart money ,
S&P phenomenon ,
T-Bill ,
Term to maturity ,
Take a position ,
Trailing P/E ,
Tight money ,
Tenancy by the entirety ,
Tenancy at will ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Unencumbered property ,
Unit of trade ,
Unit of trading ,
World Trade Organization ,
Waiver of premium ,
W-2 Form ,
W formation ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares ,
Z shares