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Investment banker
An individual or institution which acts as an Underwriter or Agent for corporations and municipalities issuing securities. Most also maintain broker/dealer operations, maintain markets for previously issued securities, and Offer advisory services to investors. investment banks also have a large role in facilitating mergers and Acquisition , Private equity placements and corporate restructuring. Unlike traditional banks, investment banks do not Accept deposits from and provide loans to individuals. also called Investment banker .
Related Terms: 28
Agent , Acquisition , Accept , Advisor , Broker , Call , Dealer , Deal , ECU , Investment bank , Investment banker , ITS , Loan , Muni , Merger , Market , Offer , Placement , Private equity , Ratio , Ring , SEC , Sue , Underwriter , UIT , VAT , Write , Writer
Semi Related Terms: 880 CLICK HERE TO VIEW
10-Q ,
10-K ,
Acquisition cost ,
Allowance for depreciation ,
Asset/equity ratio ,
Adjustable rate ,
Agent bank ,
Accrual of discount ,
Accrued market discount ,
American Municipal Bond Assurance Corporation ,
Amortization of premium ,
At par ,
Agent ,
All or any part ,
At best ,
At call ,
Average equity ,
Adjustable rate preferred stock ,
Alien corporation ,
All-risks coverage ,
At risk ,
Acquisition ,
Aggregate corporation ,
Asset acquisition ,
Add-on service ,
Abstract of title ,
Accept ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Adjustable Rate Mortgage ,
Advance rate ,
Annual Percentage Rate ,
Applicable federal rate ,
Asset conversion loan ,
Assignment of mortgage ,
Advisor ,
A shares ,
Assets under management ,
Automatic investment plan ,
Average price per share ,
At the money ,
Absorption rate ,
Age-weighted plan ,
Additional paid-in capital ,
Ad valorem ,
Active market ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Auction market ,
Automated Pricing and Reporting System ,
Away from the market ,
Accredited investor ,
Angel investor ,
Bank reconciliation ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Burn rate ,
Bank credit ,
Bank draft ,
Bank holding company ,
Bank Holiday ,
Banking Act of 1933 ,
Bank Note ,
Bank Trust Department ,
Bank-eligible issues ,
Benchmark interest rate ,
Bid-to-cover ratio ,
Bond market ,
Bureau of Public Debt ,
Broker ,
Broker loan ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Basic earnings per share ,
Balance of payments ,
Bank Rate ,
Base interest rate ,
Bear market ,
Board of Governors ,
Bulldog market ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
Balloon loan ,
Bank term loan ,
Base rate ,
Blended rate ,
Bridge loan ,
Broker loan rate ,
Blitzkrieg tender offer ,
B shares ,
Buy and write ,
Balanced investment strategy ,
Break-even tax rate ,
Blow-off top ,
Breadth-of-market theory ,
Bull market ,
Capital investment ,
Cash asset ratio ,
Cash ratio ,
Collection ratio ,
Cost Of Goods Sold ,
Cost of sales ,
Commercial bank ,
Consumer bank ,
Call ,
Call date ,
Called away ,
Called bond ,
Call price ,
Call protection ,
Call risk ,
Capital market ,
Certificateless municipal bond ,
Certificate of Participation ,
Collaterized Loan Obligation ,
Committee on Uniform Securities Identification Procedures ,
Conversion ratio ,
Corporate bond equivalent ,
Corporate trust ,
Coupon rate ,
Current issue ,
Current market value ,
Current production rate ,
Call money rate ,
Clearing corporation ,
Code of procedure ,
Contra broker ,
Contract broker ,
Capitalization of income ,
Capitalization rate ,
Cap rate ,
Civilian unemployment rate ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Cash and carry trade ,
Cash market ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Commodities Exchange Act ,
Commodity Trading Advisor ,
Contract market ,
Captive agent ,
Chartered Life Underwriter ,
Cost-of-living rider ,
Certificate of stock ,
Closed corporation ,
Corporate action ,
Corporate governance ,
Cost of carry ,
Corporate Financing Committee ,
Certificate of title ,
Contract for deed ,
Corporate fiduciary ,
Cancellation of debt ,
Certificate of Claim ,
Character loan ,
Classified loan ,
Conforming loan ,
Consolidation loan ,
Cost of debt capital ,
Cost of funds ,
Creeping tender offer ,
Closed-end investment company ,
C shares ,
Call option ,
Call ratio backspread ,
Call swaption ,
Class of options ,
Close to the money ,
Covered call ,
Certificate of Occupancy ,
Closing agent ,
Cloud on title ,
Cash or Deferred Arrangement ,
Choice market ,
Class A Shares ,
Class B Shares ,
Corporate repurchase ,
Crash of 1929 ,
Crash of 1987 ,
Child and dependent care credit ,
Coefficient of determination ,
Cup and handle ,
Certificate of delivery ,
Close a position ,
Close market ,
Continuous market ,
Cornering the market ,
Curbs in ,
Corporate venture capital ,
Debt service coverage ,
Dealer bank ,
Demand deposit ,
Deposit in transit ,
Deposit multiplier ,
Deposit slip ,
Direct deposit ,
Date of issue ,
Date of payment ,
Dealer market ,
Debt-equity swap ,
Debt market ,
Drawn securities ,
Dual currency bond ,
Dual listing ,
Day loan ,
Dealer ,
Deep discount broker ,
Discount broker ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Disbursing agent ,
Dividend in arrears ,
Dividend payout ratio ,
Dividend rate ,
Discount rate ,
Division of labor ,
Domestic corporation ,
Dual life insurance ,
Deal stock ,
Direct placement ,
De-escalation clause ,
De facto ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Debt service ,
Deed of Release ,
Deed of Trust ,
Demand loan ,
Discharge of bankruptcy ,
Discharge of lien ,
Discount loan ,
Due-on-sale clause ,
Dual-purpose fund ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Defensive investment strategy ,
Dogs of the Dow ,
Deep market ,
Depth of market ,
Double auction market ,
Deal ,
Deal flow ,
Efficiency ratio ,
Effective annual interest rate ,
Eurodollar certificate of deposit ,
Equity-linked note ,
Equity risk premium ,
Escrowed to maturity ,
External market ,
Either-or order ,
ECU ,
Exchange rate ,
Economic growth rate ,
Edge Act ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Emerging market ,
European Central Bank ,
Export-Import Bank ,
Equity funding ,
Effective tax rate ,
Equity option ,
Ex-all ,
Exchange ratio ,
Enrolled agent ,
Equity kicker ,
Equity mortgage ,
Evergreen loan ,
Equity fund ,
Exercise ratio ,
Equity REIT ,
Employee Retirement Income Security Act of 1974 ,
Exclusion ratio ,
Equity capital ,
Equity financing ,
Equity swap ,
First In First Out ,
Fixed-charge coverage ratio ,
Form 10-Q ,
Federal Deposit Insurance Corporation ,
Federal Savings and Loan Association ,
Financial institution ,
Federal Home Loan Mortgage Corporation ,
First call date ,
Fiscal agent ,
Flight to quality ,
Floating-rate bond ,
Flow of funds ,
Federal Call ,
Fill or kill ,
Floor broker ,
Front-ending an order ,
Full-service brokerage ,
Floating exchange rate ,
Foreign exchange rate ,
Forward deal ,
Forward exchange rate ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Federal Reserve Bank ,
Federal Reserve Discount Rate ,
Free market ,
Free market price ,
Foreign corporation ,
Foreign direct investment ,
Fee-for-service ,
Fair market value ,
Form 8-K ,
Form S-1 ,
Friends and family offering ,
Fully distributed issue ,
Fair Credit Reporting Act ,
Fair Debt Collection Practices Act ,
FHA Loan ,
Fixed rate ,
Fixed-rate loan ,
Fixed-Rate Mortgage ,
Floating rate ,
Floor loan ,
Forward interest rate ,
Forward Rate Agreement ,
Full faith and credit ,
Family of funds ,
Financial advisor ,
Fund of funds ,
Free and clear ,
Federal Insurance Contributions Act ,
Fixed investment trust ,
Free right of exchange ,
Federal ID Number ,
Fourth market ,
Government securities ,
Government Securities Clearing Corporation ,
Guaranteed Investment Contract ,
General Securities Representative Examination ,
Glass-Steagall Act ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Growing equity mortgage ,
Growth and income fund ,
Gather in the stops ,
Graveyard market ,
Hart-Scott-Rodino Act of 1976 ,
House call ,
House of issue ,
Hedge ratio ,
Health Insurance Portability and Accountability Act ,
Hot issue ,
Holder in due course ,
Hang out loan ,
High-ratio mortgage ,
Home equity ,
Home Equity Conversion Mortgage ,
Home equity debt ,
Home equity line of credit ,
Home equity loan ,
Home Mortgage Disclosure Act ,
Horizontal acquisition ,
Horizontal merger ,
Housing Market Index ,
Head and shoulders ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Investment flows ,
In escrow ,
Interest rate collar ,
Interest rate risk ,
Interest rate swap ,
International Securities Identification Number ,
Investment bill ,
Investment-grade bond ,
Investment letter ,
Investment security ,
Investment value ,
Issue date ,
Independent broker ,
In-house ,
Introducing broker ,
Investment Advisor Act of 1940 ,
Investment bank ,
Investment banker ,
Investment Bankers Association ,
Investment banking ,
Investment banking group ,
Investment Company Act of 1940 ,
In line ,
Inefficient market ,
Inflation rate ,
Investment multiplier ,
Interest rate futures ,
Inverted market ,
Interbank Rate ,
Internal market ,
Independent agent ,
Individual policy pension trust ,
Insurance agent ,
Insurance broker ,
Inside market ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Investor relations ,
Indication of interest ,
In intestacy ,
Indexed loan ,
Installment loan ,
Interest-only loan ,
Interest rate ,
Interest rate cap ,
Interest rate ceiling ,
Interest rate floor ,
In play ,
In-process research and development ,
Investment company ,
Investment fund ,
Investment objective ,
Investment policy ,
Investment trust ,
Interest rate option ,
I/O strip ,
Investment property ,
Income replacement ratio ,
In-service withdrawal ,
Investment philosophy ,
Individual tax return ,
Imbalance of orders ,
Imperfect market ,
In and out ,
Individual investor ,
Institutional investor ,
In sympathy ,
In the tank ,
ITS ,
Jointly and severally ,
Joint and several liability ,
Jumbo loan ,
Joint and survivor annuity ,
Junior equity ,
Last In First Out ,
Liquidity ratio ,
Lender of last resort ,
Law of one price ,
Lead underwriter ,
Lending at a rate ,
Limit-on-close order ,
Long Market Value ,
Law of demand ,
Law of supply ,
London International Financial Futures and Options Exchange ,
London Inter-Bank Offer Rate ,
Loan stock ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Legal age ,
Line of credit ,
Loan ,
Loan note ,
Loan schedule ,
Loan sharking ,
Loan-to-cost ,
Loan-to-value ,
Loan value ,
Loan-value ratio ,
Lock-in ,
Large cap ,
Leading the market ,
Like-kind exchange ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Liquid market ,
Locked market ,
Member bank ,
Money center bank ,
Mutual Savings Bank ,
Market basket ,
Market capitalization ,
Market conversion price ,
Muni ,
Municipal bond ,
Municipal bond fund ,
Municipal bond insurance ,
Municipal Bond Insurance Association ,
Municipal investment trust ,
Municipal note ,
Municipal revenue bond ,
Muni fund ,
Maintenance call ,
Make a market ,
Margin call ,
Margin loan ,
Margin rate ,
Market if touched order ,
Market letter ,
Market maker ,
Market maker spread ,
Market on close order ,
Market order ,
Mark-to-market ,
Merchant bank ,
Multiple Listing Service ,
Medium of exchange ,
Marginal propensity to consume ,
Market economy ,
Most distant month ,
Merger ,
Managing underwriter ,
Market rate ,
Money at call ,
Morning loan ,
Mortgage banker ,
Mortgage broker ,
Mortgage rate ,
Marketable securities ,
Market cap ,
Market neutral ,
Market portfolio ,
Market timer ,
Market timing ,
Mill rate ,
Market analysis ,
Market ,
Market inefficiency ,
Market opening ,
Market return ,
Market-share weighted index ,
Market surveillance ,
Market-value weighted index ,
Market Volatility Index ,
Mixed market ,
Most active ,
Net investment ,
National Bank ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
National Market System ,
Nominal rate ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
Net capital ratio ,
No limit order ,
No quote ,
Non-equity option ,
Normal market ,
No-Fault ,
New issue ,
No-Action Letter ,
Null and void ,
Negative equity ,
No-lien affidavit ,
Non-conforming loan ,
Note loan ,
Notice of Default ,
No-load ,
Naked call ,
National Association of Real Estate Investment Trusts ,
Non-investment property ,
Normal retirement age ,
Nasdaq Small Cap Market ,
No-load stock ,
Nonstock Corporation ,
Narrow market ,
National Market Advisory Board ,
Negotiated market ,
No book ,
Nonaccredited investor ,
Off-balance-sheet financing ,
Off the books ,
Overhead ratio ,
Office of Thrift Supervision ,
Offer ,
Original Issue Discount ,
Out-of-favor ,
Off-floor order ,
On-floor order ,
Online broker ,
On margin ,
Or better ,
Outside broker ,
Open market operation ,
Operating rate ,
Original issue stock ,
Opinion of title ,
On account ,
On-the-spot loan ,
Options Clearing Corporation ,
Option writer ,
Out of the money ,
Old age, survivors, and disability insurance ,
On-balance volume ,
Odd lot buy/sell ratio ,
Off-board ,
On close ,
On open ,
On the opening ,
Open market ,
Open trade equity ,
Operationally efficient market ,
Outside market ,
Pooling of interests ,
Pre-depreciation profit ,
Pre-tax profit margin ,
Profit and loss statement ,
Pro forma ,
Private banking ,
Paper dealer ,
Pass-through coupon rate ,
Paying agent ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Private sector pass-through ,
Provisional call feature ,
Payment for order flow ,
Primary Dealer ,
Prime broker ,
Private placement ,
Public Securities Association ,
Purpose loan ,
Payout ratio ,
P&L ,
Primary earnings per share ,
Provision for income taxes ,
Private debt ,
Physical market ,
Policy loan ,
Pre-existing conditions ,
Private Mortgage Insurance ,
Placement ,
Primary market ,
Per stirpes ,
Power of Attorney ,
Partially amortized loan ,
Participation loan ,
Piggyback loan ,
Previous balance method ,
Prime rate ,
Prioritization of debt ,
Private Market Value ,
Prime rate fund ,
Privilege dealer ,
Pension Benefit Guaranty Corporation ,
Prudent Expert Act ,
Paid-in capital ,
Paid-in surplus ,
Passive investor ,
Pre-syndicate bid ,
Private company ,
Private Investment in Public Equity ,
Public equity ,
Perfect capital market ,
Preservation of capital ,
Put ratio backspread ,
Private letter ruling ,
Point-and-figure chart ,
Profit ratio ,
Put/call ratio ,
Private equity ,
Private limited partnership ,
Qualified institutional investor ,
Reports and Records ,
Retention rate ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Run rate ,
Real interest rate ,
Regional bank ,
Regulation Q ,
Reserve ratio ,
Rate covenant ,
Rating service ,
Real Estate Mortgage Investment Conduit ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulated investment company ,
Real economic growth rate ,
Ratio ,
Regulation A ,
Reverse acquisition ,
Reverse merger ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Rate-improvement ,
Rate lock ,
Recourse loan ,
Renegotiable rate ,
Rescheduled loan ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Ratio calendar combination ,
Ratio calendar spread ,
Ratio spread ,
Ratio write ,
Real estate agent ,
Real estate broker ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Risk/return trade-off ,
Ratio analysis ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
Retail investor ,
Ring ,
SEC filing ,
Selling, General and Administrative Expenses ,
SG&A ,
Savings and Loan ,
Savings bank ,
Savings deposits ,
Sight letter of credit ,
S&L ,
State bank ,
SEC ,
Secondary market ,
Securities and Exchange Commission ,
Spot rate ,
Student Loan Marketing Association ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Stock loan ,
Street broker ,
Savings rate ,
Standard of living ,
Swap rate ,
Spot market ,
Second-to-die insurance ,
Short interest ratio ,
Stock Clearing Corporation ,
Stock market ,
Severally but not jointly ,
Small corporate offering registration ,
Statute of Limitations ,
Statutory investment ,
Sue ,
Sale and leaseback ,
Satisfaction of debt ,
Secondary mortgage market ,
Secured loan ,
Securities lending ,
Security loan ,
Signature loan ,
Single-payment loan ,
Soft loan ,
Stafford loan ,
Standby loan commitment ,
Start rate ,
Swing loan ,
Staggered board of directors ,
Statutory merger ,
Systematic investment plan ,
Short market value ,
Savings Incentive Match Plan for Employees ,
S Corporation ,
Short-term gain or loss ,
Standard mileage rate ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
Small investor ,
Sophisticated investor ,
Specialist market ,
S&P phenomenon ,
Stop and reverse ,
Time deposit ,
T-Bill ,
Term to maturity ,
Take a position ,
Two-sided market ,
Two-way market ,
Trailing P/E ,
Tender offer ,
Transfer agent ,
Teaser rate ,
Term deposit ,
Term loan ,
Truth in Lending ,
Tenancy at will ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
Thin market ,
Third market ,
Tight market ,
Transparent market ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Unseasoned issue ,
Underwriter ,
Uniform Securities Act ,
Unemployment rate ,
Unsecured loan ,
Uncovered call ,
UIT ,
Unit Investment Trust ,
Unit of trade ,
Unit of trading ,
Variable rate ,
Vertical acquisition ,
Vertical merger ,
Variable ratio write ,
Variable ratio plan ,
VAT ,
Write down ,
Williams Act ,
World Bank ,
Waiver of premium ,
Working capital loan ,
Wraparound loan ,
Write ,
Writer ,
Widow-and-orphan stock ,
W-2 Form ,
W formation ,
Weak market ,
When, as, and if issued ,
When issued ,
Wide market ,
Wilshire 5000 Equity Index ,
X or XD ,
Year-To-Date ,
Yankee bond market ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares ,
Zero-investment portfolio