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Investment letter
A letter establishing that the buyer of new securities in a Private placement does not intend to resell them for some specified period of time, but instead plans to hold them as an investment.
Semi Related Terms: 471 CLICK HERE TO VIEW
401(k) plan ,
403(b) plan ,
457 plan ,
Allowance for depreciation ,
Average collection period ,
Accrual of discount ,
Amortization of premium ,
At par ,
All or any part ,
At best ,
At call ,
Automatic reinvestment plan ,
At risk ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Assignment of mortgage ,
A shares ,
Automatic investment plan ,
Average price per share ,
At the money ,
Age-weighted plan ,
Across the board ,
Additional paid-in capital ,
Ad valorem ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Book value per share ,
Banking Act of 1933 ,
Bid-to-cover ratio ,
Bond Buyer ,
Bureau of Public Debt ,
Buy ,
Brought over the wall ,
Buy limit order ,
Buy minus ,
Buy minus order ,
Buy on close ,
Buy on opening ,
Buy order ,
Buy stop order ,
Buy the book ,
Basic earnings per share ,
Balance of payments ,
Base period ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
Back-end load ,
B shares ,
Buy and write ,
Blackout period ,
Buy-side ,
Balanced investment strategy ,
Breadth-of-market theory ,
Beat the gun ,
Capital investment ,
Cost Of Goods Sold ,
Cost of sales ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Combination plans ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Closed-end credit ,
Commitment letter ,
Cost of debt capital ,
Cost of funds ,
Cure period ,
Closed-end fund ,
Closed-end investment company ,
C shares ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cafeteria plan ,
Cash-balance plan ,
Cash or Deferred Arrangement ,
Collectively bargained plan ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Constant dollar plan ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Drawn securities ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Distribution period ,
Dividend in arrears ,
Dividend Reinvestment Plan ,
Dividend rollover plan ,
Desk (the) ,
Division of labor ,
Deficiency letter ,
Direct placement ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Defined benefit plan ,
Defined contribution plan ,
Determination Letter ,
Defensive investment strategy ,
Dogs of the Dow ,
Depth of market ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Either-or order ,
ECU ,
ECI ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Employee Stock Purchase Plan ,
Expiration time ,
Employee Retirement Income Security Act of 1974 ,
First In First Out ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Forward P/E ,
Fully diluted earnings per share ,
Factors of production ,
Favorable balance of trade ,
Foreign direct investment ,
Fee-for-service ,
Front-end load ,
Form S-1 ,
Family of funds ,
Fund of funds ,
Flexible benefit plan ,
Frozen plan ,
Fixed investment trust ,
Free right of exchange ,
Government securities ,
Government Securities Clearing Corporation ,
Guaranteed Investment Contract ,
General Securities Representative Examination ,
G-7 ,
G-8 ,
Grace period ,
Gather in the stops ,
Hart-Scott-Rodino Act of 1976 ,
Highly confident letter ,
Hit the bid ,
House of issue ,
Holder in due course ,
Home equity line of credit ,
Holding period ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Investment flows ,
In escrow ,
International Securities Identification Number ,
Investment bill ,
Investment-grade bond ,
Investment letter ,
Investment security ,
Investment value ,
In-house ,
Investment Advisor Act of 1940 ,
Investment bank ,
Investment banker ,
Investment Bankers Association ,
Investment banking ,
Investment banking group ,
Investment Company Act of 1940 ,
In line ,
Investment multiplier ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
Investment company ,
Investment fund ,
Investment objective ,
Investment policy ,
Investment trust ,
I/O strip ,
Investment property ,
In-service withdrawal ,
Investment philosophy ,
Imbalance of orders ,
In and out ,
In sympathy ,
In the tank ,
Jumping the gun ,
Keogh Plan ,
Last In First Out ,
Lender of last resort ,
Law of one price ,
Letter security ,
Lending at a rate ,
Law of demand ,
Law of supply ,
Long-Term Equity Anticipation Securities ,
Letter of comment ,
Lockup period ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Municipal investment trust ,
Make a market ,
Market if touched order ,
Market letter ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Money at call ,
Marketable securities ,
Net investment ,
Negotiable certificate of deposit ,
Negotiable Order of Withdrawal ,
New York Stock Exchange ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
National Securities Clearing Corporation ,
National Securities Trade Association ,
No limit order ,
No quote ,
New York Futures Exchange ,
Notice period ,
No-Fault ,
New issue ,
No-Action Letter ,
No-lien affidavit ,
Notice of Default ,
No-load ,
National Association of Real Estate Investment Trusts ,
Non-investment property ,
Non-contributory plan ,
Non-insured plan ,
Non-qualified retirement plan ,
No-load stock ,
New high ,
No book ,
Off the books ,
One time charge ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
Or better ,
Opinion of title ,
On-the-spot loan ,
Open-end credit ,
Open-end mortgage ,
Open-end fund ,
Open-end management company ,
Out of the money ,
Open-end lease ,
Old age, survivors, and disability insurance ,
Odd lot buy/sell ratio ,
On the opening ,
Pooling of interests ,
Private banking ,
Payment-in-kind security ,
Price Value of a Basis Point ,
Private sector pass-through ,
Payment for order flow ,
Private placement ,
Public Securities Association ,
P&L ,
Primary earnings per share ,
Provision for income taxes ,
Private debt ,
Periodic payment plan ,
Private Mortgage Insurance ,
Placement ,
Per stirpes ,
Power of Attorney ,
Prioritization of debt ,
Private Market Value ,
Pension plan ,
Plan asset ,
Plan sponsor ,
Prototype plan ,
Paid-in capital ,
Paid-in surplus ,
Payback period ,
Private company ,
Private Investment in Public Equity ,
Preservation of capital ,
Private letter ruling ,
Painting the tape ,
Private equity ,
Private limited partnership ,
Quiet period ,
Qualified retirement plan ,
Return of capital ,
Real Estate Mortgage Investment Conduit ,
Reading the tape ,
Real-time trade reporting ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Regulated investment company ,
Registered Retirement Savings Plan ,
Regulation A ,
Release letter ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Redemption period ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Rate of return ,
Real rate of return ,
Real-time ,
SEC filing ,
SG&A ,
Sight letter of credit ,
S&L ,
SEC ,
Securities and Exchange Commission ,
Sell ,
SEC fee ,
Securities analyst ,
Securities Industry Association ,
Securities Investor Protection Corporation ,
Securities loan ,
Segregation of securities ,
Sell limit order ,
Sell order ,
Sell plus ,
Sell-side analyst ,
Sell the book ,
Standard of living ,
Second-to-die insurance ,
Stock bonus plan ,
Stock option plan ,
Severally but not jointly ,
Statute of Limitations ,
Statutory investment ,
Satisfaction of debt ,
Securities lending ,
Staggered board of directors ,
Systematic investment plan ,
Selling the spread ,
Savings Incentive Match Plan for Employees ,
SEP Plan ,
Single-employer plan ,
Summary plan description ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Securities fraud ,
Seek a market ,
S&P phenomenon ,
Time deposit ,
Time draft ,
T-Bill ,
Term to maturity ,
Take a position ,
Time order ,
Transmittal letter ,
Trailing P/E ,
Tenancy by the entirety ,
Time note ,
Truth in Lending ,
Time spread ,
Tenancy at will ,
Time-sharing ,
Top hat plan ,
Ten-bagger ,
The Street ,
Time stop ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Uniform Securities Act ,
Underfunded pension plan ,
Unit Investment Trust ,
Unit of trade ,
Unit of trading ,
Voluntary accumulation plan ,
Vesting period ,
Variable ratio plan ,
VAT ,
Waiver of premium ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares ,
Zero-investment portfolio