Investment policy
A formal description of the Investment philosophy that will be utilized for a given Fund, retirement plan, or other investment vehicle.
Semi Related Terms: 425 CLICK HERE TO VIEW
401(k) plan,
403(b) plan,
457 plan,
Allowance for depreciation,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
Automatic reinvestment plan,
At risk,
Add-on service,
Abstract of title,
Attorney in fact,
Assignment of mortgage,
Aggressive growth fund,
A shares,
Asset allocation fund,
Automatic investment plan,
At the money,
Age-weighted plan,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Balanced fund,
Blend fund,
Bond fund,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
B shares,
Balanced investment strategy,
Breadth-of-market theory,
Beat the gun,
Capital investment,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chasing the market,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Capital appreciation fund,
Clone fund,
Closed-end fund,
Closed-end investment company,
Closed fund,
Crossover fund,
C shares,
Class of options,
Close to the money,
Certificate of Occupancy,
Cloud on title,
Cafeteria plan,
Cash-balance plan,
Cash or Deferred Arrangement,
Collectively bargained plan,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Constant dollar plan,
Coefficient of determination,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Dividend Reinvestment Plan,
Dividend rollover plan,
Desk (the),
Division of labor,
De-escalation clause,
De facto,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Debt retirement,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Dual-purpose fund,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Defined benefit plan,
Defined contribution plan,
Defensive investment strategy,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Employee Stock Purchase Plan,
Enhanced index fund,
Environmental fund,
Equity fund,
Exchange fund,
Employee Retirement Income Security Act of 1974,
First In First Out,
Form 10-Q,
Flow of funds,
Fill or kill,
Front-ending an order,
Fund supermarket,
Forward P/E,
Factors of production,
Favorable balance of trade,
Foreign direct investment,
Fee-for-service,
Form 8-K,
Form S-1,
Fund,
Family of funds,
Focused fund,
Fund family,
Fund manager,
Fund of funds,
Flexible benefit plan,
Frozen plan,
Fixed investment trust,
Free right of exchange,
Guaranteed Investment Contract,
Good Til Canceled,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Global fund,
Growth and income fund,
Growth fund,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Holder in due course,
Home equity line of credit,
Hedge fund,
Hammering the market,
Held at the opening,
Holding the market,
Investment flows,
In escrow,
Investment bill,
Investment-grade bond,
Investment letter,
Investment security,
Investment value,
In-house,
Investment Advisor Act of 1940,
Investment bank,
Investment banker,
Investment Bankers Association,
Investment banking,
Investment banking group,
Investment Company Act of 1940,
In line,
International Monetary Fund,
Investment multiplier,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Income fund,
Index fund,
Institutional fund,
International fund,
Investment company,
Investment fund,
Investment objective,
Investment policy,
Investment trust,
I/O strip,
Investment property,
In-service withdrawal,
Investment philosophy,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Joint will,
Keogh Plan,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Letter of comment,
Living will,
Line of credit,
Lock-in,
Lifecycle fund,
Load fund,
Leading the market,
Locked in,
Long-term gain or loss,
Level I quotes,
Municipal bond fund,
Municipal investment trust,
Muni fund,
Make a market,
Market on close order,
Medium of exchange,
Money at call,
Mutual fund,
Mutual fund custodian,
Mutual fund symbol,
Net investment,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Notice of Default,
National Association of Real Estate Investment Trusts,
Non-investment property,
Non-contributory plan,
Non-insured plan,
Non-qualified retirement plan,
Normal retirement age,
Off the books,
Other current assets,
Other long term liabilities,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Other income,
Opinion of title,
On account,
On-the-spot loan,
Open-end fund,
Option income fund,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pooling of interests,
Pro forma,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
P&L,
Provision for income taxes,
Periodic payment plan,
Pour-over will,
Power of Attorney,
Prioritization of debt,
Pooled fund,
Prime rate fund,
Publicly-traded fund,
Pure index fund,
Pension fund,
Pension plan,
Plan asset,
Plan sponsor,
Prototype plan,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Painting the tape,
Qualified retirement plan,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Real Estate Mortgage Investment Conduit,
Retire,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulated investment company,
Regional fund,
Registered Retirement Savings Plan,
Regulation A,
Right of first refusal,
Right of rescission,
Regulation Z,
Revolving line of credit,
Right of recourse,
Rule of 78,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
SG&A,
Savings Association Insurance Fund,
Sight letter of credit,
S&L,
Sinking fund,
Segregation of securities,
Sell the book,
Standard of living,
Stock bonus plan,
Stock option plan,
Statute of Limitations,
Statutory investment,
Satisfaction of debt,
Staggered board of directors,
Sector fund,
Series fund,
Socially responsible fund,
Specialized fund,
Specialty fund,
Stock fund,
Systematic investment plan,
Selling the spread,
Savings Incentive Match Plan for Employees,
Self-directed retirement account,
SEP Plan,
Single-employer plan,
Summary plan description,
Selling short against the box,
Shorting against the box,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Trust fund,
Truth in Lending,
Tax-free bond fund,
Tax-managed fund,
Tenancy at will,
Top hat plan,
The Street,
Timing the market,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Underfunded pension plan,
Unit Investment Trust,
Unit of trade,
Unit of trading,
Voluntary accumulation plan,
Variable ratio plan,
World fund,
Waiver of premium,
W-2 Form,
W formation,
X or XD,
Y shares,
Z shares,
Zero-investment portfolio