Issuer

Allowance for depreciation, Asset/equity ratio, Accrual of discount, American Municipal Bond Assurance Corporation, Amortization of premium, At par, All or any part, At best, At call, Alien corporation, At risk, Aggregate corporation, Add-on service, Abstract of title, Action to quiet title, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, Automatic investment plan, At the money, Additional paid-in capital, Ad valorem, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Accredited investor, Angel investor, Books of final entry, Books of original entry, Bank holding company, Banking Act of 1933, Bank Trust Department, Bid-to-cover ratio, Bureau of Public Debt, Best efforts offering, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Balance of payments, Board of Governors, Bill of exchange, Bill of sale, Breach of trust, Blitzkrieg tender offer, B shares, Buy and write, Balanced investment strategy, Blow-off top, Breadth-of-market theory, Capital investment, Cash asset ratio, Cash ratio, Collection ratio, Cost Of Goods Sold, Cost of sales, Certificateless municipal bond, Certificate of Participation, Collateral trust certificate, Committee on Uniform Securities Identification Procedures, Conversion ratio, Corporate trust, Clearing corporation, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Cheapest to deliver, Chicago Board of Trade, CLU, Cost-of-living rider, Certificate of stock, Closed corporation, Cost of carry, Certificate of title, Contract for deed, Contract sale, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, Controlled company, Creeping tender offer, Closed-end investment company, Collective trust, C shares, Call ratio backspread, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Cash sale, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Curbs in, Deposit in transit, Date of issue, Date of payment, Drawn securities, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend payout ratio, Division of labor, Domestic corporation, Direct Public Offering, De-escalation clause, De facto, Discretionary trust, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Defensive investment strategy, Dogs of the Dow, Depth of market, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, ECU, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Ex-all, Exchange ratio, Exercise ratio, Ex-warrants, Employee Retirement Income Security Act of 1974, Exclusion ratio, Ex-rights, Ex-rights date, First In First Out, Fixed-charge coverage ratio, Federal Deposit Insurance Corporation, Federal Savings and Loan Association, Federal Home Loan Mortgage Corporation, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Foreign corporation, Foreign direct investment, Fee-for-service, Form S-1, Firm commitment offering, Friends and family offering, Finance company, Forward sale, Full faith and credit, Family of funds, Fund of funds, Free and clear, Fixed investment trust, Free right of exchange, Government Bond, Government National Mortgage Association, Government Paper, Government securities, Government Securities Clearing Corporation, Guaranteed Investment Contract, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, Government expenditure, G-8, Group sale, Growth and income fund, Ginnie Mae trust, Gather in the stops, Hart-Scott-Rodino Act of 1976, House of issue, Hedge ratio, Health Insurance Portability and Accountability Act, Holding company, Holder in due course, High-ratio mortgage, Home equity line of credit, Head and shoulders, Held at the opening, Investment flows, In escrow, International Securities Identification Number, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, Investment multiplier, Individual policy pension trust, Initial Public Offering, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, Intrastate offering, Inc., In intestacy, Inter vivos trust, In play, In-process research and development, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Investment property, Income replacement ratio, In-service withdrawal, Investment philosophy, Imbalance of orders, In and out, Individual investor, Institutional investor, In sympathy, In the tank, Jointly and severally, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Last In First Out, Liquidity ratio, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Limited company, London Inter-Bank Offer Rate, Long-Term Equity Anticipation Securities, Letter of comment, Living trust, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Limited Liability Company, Locked in, Long-term gain or loss, Last sale, Level I quotes, Mutual company, Muni, Municipal bond, Municipal bond fund, Municipal bond insurance, Municipal Bond Insurance Association, Municipal investment trust, Municipal note, Municipal revenue bond, Muni fund, Make a market, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Management company, Marketable securities, Net investment, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, Nondiscretionary trust, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Non-investment property, Nonstock Corporation, Nonaccredited investor, Off-balance-sheet financing, Off the books, Overhead ratio, Office of Thrift Supervision, Offer, Offering, Offering circular, Offering price, Offering scale, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, On margin, Or better, Offshore company, Offering date, Opinion of title, On account, On-the-spot loan, Open-end management company, Options Clearing Corporation, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, Off-board, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Payment-in-kind security, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Public offering, Payment for order flow, Public Securities Association, Payout ratio, P&L, Provision for income taxes, Public company, Public offering price, Pour-over will, Power of Attorney, Preforeclosure sale, Prioritization of debt, Pension Benefit Guaranty Corporation, Paid-in capital, Paid-in surplus, Participating trust, Passive investor, Private company, Private Investment in Public Equity, Preservation of capital, Put ratio backspread, Point-and-figure chart, Profit ratio, Put/call ratio, Qualified institutional investor, Qualified trust, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Real Estate Mortgage Investment Conduit, Regulation D, Regulation G, Regulation T, Regulation U, Rights offering, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Ratio, Red herring, Registered Company, Regulation A, Reverse Take-Over, Revisionary trust, Revocable trust, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Roll over, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, Retail investor, Ring, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, SEC, Secondary offering, Securities and Exchange Commission, Shelf offering, Split offering, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Standard of living, Second-to-die insurance, Stock life insurance company, Short interest ratio, Stock Clearing Corporation, Small corporate offering registration, Statute of Limitations, Statutory investment, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Systematic investment plan, Savings Incentive Match Plan for Employees, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Trust-preferred security, Take a position, Trailing P/E, Tender offer, Testamentary trust, Trust, Trust company, Trust fund, Truth in Lending, Term trust, Tenancy at will, Title company, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Tax sale, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit Investment Trust, Unit Trust, Unit of trade, Unit of trading, Variable ratio write, Voting trust, Variable ratio plan, Waiver of premium, Widow-and-orphan stock, Wash sale rule, When, as, and if issued, X or XD, Year-over-year, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-investment portfolio