Legal
Meeting the requirements under law.
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10-Q,
Attorney in fact,
A shares,
Assets under management,
At the money,
Across the board,
Additional paid-in capital,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Away from the market,
Below the line,
Best-execution requirement,
Brought over the wall,
Buy the book,
Breaking the syndicate,
By the book,
B shares,
Beat the gun,
Chasing the market,
Common-law voting,
Close to the money,
Class A Shares,
Class B Shares,
Close a position,
Cornering the market,
Curbs in,
Deposit in transit,
Dividend in arrears,
Dividend requirement,
Desk (the),
De-escalation clause,
De facto,
Debtor in possession,
Debtor-in-possession financing,
Deep in the money,
Deep out of the money,
Dogs of the Dow,
E-mini,
Eligibility requirements,
First In First Out,
Form 10-Q,
Forward P/E,
Federal Reserve requirement,
Form S-1,
G-7,
G-8,
Gather in the stops,
Hit the bid,
Holder in due course,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
In-house,
In line,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
In and out,
In sympathy,
In the tank,
Jumping the gun,
Last In First Out,
Law day,
Law of one price,
Lending at a rate,
Law of demand,
Law of supply,
Lock-in,
Leading the market,
Listing requirements,
Locked in,
Level I quotes,
Make a market,
Off the books,
Over-the-Counter,
On-the-spot loan,
Out of the money,
On the opening,
Payment-in-kind security,
Price Value of a Basis Point,
P&L,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Painting the tape,
Regulation Q,
Reserve requirement,
Reading the tape,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Regulation A,
SG&A,
S&L,
Series EE bond,
Sell the book,
Selling the spread,
Selling short against the box,
Shorting against the box,
S Corporation,
Subchapter M,
Subchapter S Corporation,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy by the entirety,
Truth in Lending,
The Street,
Timing the market,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
W-2 Form,
W formation