Legal risk

10-K, Allowance for depreciation, Agent bank, Accrual of discount, Amortization of premium, All or any part, Add-on service, Abstract of title, As is, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Average up, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Bank reconciliation, Below the line, Books of final entry, Books of original entry, Bank credit, Bank draft, Bank holding company, Bank Holiday, Banking Act of 1933, Bank Note, Bank Trust Department, Bank-eligible issues, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Bank Rate, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bankrupt, Bank term loan, Bust-up takeover, B shares, Buy and write, Breadth-of-market theory, Beat the gun, Capital loss, Cost Of Goods Sold, Cost of sales, Commercial bank, Consumer bank, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Chicago Board of Trade, Casualty loss, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Capital loss carryover, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Double up, Depth of market, Eurodollar certificate of deposit, Ex-legal, Either-or order, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, European Central Bank, Export-Import Bank, Employee Retirement Income Security Act of 1974, Even up, First In First Out, Federal Savings and Loan Association, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Federal Reserve Bank, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Full faith and credit, Family of funds, Fund of funds, Free and clear, Free right of exchange, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, ISIN, In-house, Investment Advisor Act of 1940, Investment bank, Investment Company Act of 1940, In line, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, Institutional pot, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Legal list, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Limit up, London International Financial Futures and Options Exchange, London Inter-Bank Offer Rate, Letter of comment, Legal, Legal age, Legal entity, Legal risk, Legal assets, Line of credit, Lock-in, Leg, Long leg, Leading the market, Locked in, Long-term gain or loss, Loss carryover, Level I quotes, Member bank, Money center bank, Mutual Savings Bank, Make a market, Market on close order, Merchant bank, Medium of exchange, National Bank, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Opinion of title, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, Ordinary loss, On-balance volume, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Pro forma, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, P&L, Provision for income taxes, Pot, Power of Attorney, Paid up, Prioritization of debt, Passive loss, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Paper loss, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regional bank, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Reduced paid-up insurance, Regulation A, Right of first refusal, Right of rescission, Revolving line of credit, Right of recourse, Rule of 78, Roll up, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rising bottoms, ROC, ROCE, Rate of return, Real rate of return, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Savings bank, Sight letter of credit, S&L, State bank, Securities and Exchange Commission, Series EE bond, Step-up bond, Segregation of securities, Sell the book, Stop-loss, Standard of living, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Staggered board of directors, Selling the spread, Short leg, Step-up warrant, Step-up lease, Savings Incentive Match Plan for Employees, Summary plan description, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Sin tax, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Ten-bagger, The Street, Timing the market, Tax loss carryback, Tax loss carryforward, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Up volume, Unit of trade, Unit of trading, Unrealized loss, World Bank, Waiver of premium, Widow-and-orphan stock, When, as, and if issued, X or XD, Y shares