Market surveillance

10-Q, Allowance for depreciation, Above par, At par, All or any part, At best, At call, At risk, Add-on service, As is, Attorney in fact, A shares, At the money, Across the board, Additional paid-in capital, Abusive tax shelter, Ad valorem, After-hours trading, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Banking Act of 1933, Bank Trust Department, Below par, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Basis trading, Break-even analysis, Breaking the syndicate, By the book, B shares, Buy and write, Break-even tax rate, Beat the gun, Committee on Uniform Securities Identification Procedures, Compliance department, Cash and carry trade, Chasing the market, Commodities Exchange Act, Commodity Futures Trading Commission, Commodity Trading Advisor, Contract for deed, C shares, Close to the money, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Child and dependent care credit, Cup and handle, Close a position, Cornering the market, Curbs in, Deposit in transit, Dividend in arrears, Desk (the), Daily trading limit, De-escalation clause, De facto, Doing business as, Debtor in possession, Debtor-in-possession financing, Due-on-sale clause, Deep in the money, Deep out of the money, Department of Housing and Urban Development, Dogs of the Dow, Event risk, Ex-legal, Either-or order, Effective par, Edge Act, E-mini, Exchange for futures, Exchange for physical, Employee Retirement Income Security Act of 1974, Even lot, Even spread, Even up, First In First Out, Form 10-Q, Federal Savings and Loan Association, Fill or kill, Front-ending an order, Forward P/E, Fee-for-service, Form S-1, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Full faith and credit, Free and clear, Federal Insurance Contributions Act, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, Health Insurance Portability and Accountability Act, Holder in due course, Home Mortgage Disclosure Act, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, In escrow, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insider trading, Insider Trading sanctions Act of 1984, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, In and out, In sympathy, Intermarket Trading System, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Legal list, Lending at a rate, Limit-on-close order, Last trading day, London International Financial Futures and Options Exchange, Liquidity event, Legal, Legal age, Legal entity, Legal risk, Legal assets, Lock-in, Leg, Long leg, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Matrix trading, Make a market, Market on close order, Money at call, NASD, Nasdaq, NASD Regulation, Null and void, Nasdaq Small Cap Market, Nasdaq Composite Index, Off the books, Over-the-Counter, On-floor order, On margin, Or better, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, On close, On open, On the opening, Pre-depreciation profit, Pre-tax profit margin, Profit and loss statement, Par bond, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, P&L, Provision for income taxes, Pre-existing conditions, Prudent Expert Act, Paid-in capital, Paid-in surplus, Pre-syndicate bid, Private Investment in Public Equity, Program trading, Point-and-figure chart, Painting the tape, Paper trading, Reports and Records, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Research department, Rules of Fair Practice, Regulation A, Retirement Equity Act of 1984, Return on Capital Employed, Selling, General and Administrative Expenses, SG&A, Savings and Loan, S&L, Securities and Exchange Commission, Sell the book, Spot trading, Sale and leaseback, Socially responsible fund, Selling the spread, Short leg, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Stop and reverse, Surveillance department, Suspended trading, T-Bill, Trading, Take a position, Trading authorization, Trailing P/E, Trading range, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxable event, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Trading profit, Trading Index, Take a bath, Trading costs, Trading curb, Trading floor, Trading halt, Trading session, Trading volume, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unlisted trading, Unit of trading, Williams Act, Widow-and-orphan stock, When, as, and if issued, X or XD