Middle office
In the trade Settlement process, the group of employees responsible for calculating profits and losses and for managing Risk.
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10-K,
Accounts receivable aging,
Aging schedule,
Allowance for depreciation,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
All-risks coverage,
At risk,
Add-on service,
Abstract of title,
As is,
Attorney in fact,
Assignment of mortgage,
A shares,
At the money,
Across the board,
Additional paid-in capital,
Average up,
Ad valorem,
Against the box,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Away from the market,
Below the line,
Book profit,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Block trade,
Bureau of Public Debt,
Brought over the wall,
Buying on margin,
Buy on close,
Buy on opening,
Buy the book,
Balance of payments,
Board of Governors,
Breaking the syndicate,
Bill of exchange,
Bill of sale,
Breach of trust,
By the book,
Bust-up takeover,
Benchmark risk,
B shares,
Buy and write,
Breadth-of-market theory,
Beat the gun,
Capital loss,
Cost Of Goods Sold,
Cost of sales,
Call risk,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Credit risk,
Code of procedure,
Crossed trade,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cash and carry trade,
Cash settlement,
Chasing the market,
Chicago Board of Trade,
Country risk,
Casualty loss,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
C shares,
Class of options,
Close to the money,
Counterparty risk,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Capital loss carryover,
Child and dependent care credit,
Coefficient of determination,
Cup and handle,
Certificate of delivery,
Close a position,
Cornering the market,
Curbs in,
Direct profit,
Deposit in transit,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Desk (the),
Division of labor,
De-escalation clause,
De facto,
Due process,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Default risk,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Diversifiable risk,
Dogs of the Dow,
Double up,
Daylight trade,
Day trade,
Depth of market,
Downside risk,
Eurodollar certificate of deposit,
Equity risk premium,
Event risk,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Excluded risk,
Employee Stock Purchase Plan,
Employee stock repurchase agreement,
Employee Retirement Income Security Act of 1974,
Excess profits tax,
Even up,
First In First Out,
Federal Savings and Loan Association,
Flow of funds,
Fill or kill,
Front-ending an order,
Forward P/E,
Factors of production,
Favorable balance of trade,
Federal Trade Commission,
Free trade,
Fee-for-service,
Form 8-K,
Form S-1,
Friends and family offering,
Financial risk,
Full faith and credit,
Family of funds,
Fund of funds,
Free and clear,
Free right of exchange,
Forward trade,
Gross profit,
Gross profit margin,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Group insurance,
Group sale,
Growth and income fund,
Group IRA,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
Hit the bid,
House of issue,
Health Insurance Portability and Accountability Act,
Holder in due course,
Home equity line of credit,
Highly compensated employee,
Head and shoulders,
Hammering the market,
Held at the opening,
Holding the market,
In escrow,
Interest rate risk,
In-house,
Investment Advisor Act of 1940,
Investment banking group,
Investment Company Act of 1940,
In line,
International trade,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
In intestacy,
In play,
In-process research and development,
Income risk,
I/O strip,
In-service withdrawal,
Idiosyncratic risk,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
ITS,
Jointly and severally,
Jumping the gun,
Joint and several liability,
Joint and survivor annuity,
Last In First Out,
Lender of last resort,
Law of one price,
Limited risk,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Limit up,
London International Financial Futures and Options Exchange,
Letter of comment,
Legal risk,
Line of credit,
Lock-in,
Leading the market,
Locked in,
Long-term gain or loss,
Loss carryover,
Level I quotes,
Make a market,
Market on close order,
Medium of exchange,
Managing underwriter,
Money at call,
Mortgage risk,
Net profit,
Net profit margin,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Trade Association,
Null and void,
Notice of Default,
National Association of Real Estate Investment Trusts,
Next Day Settlement,
Off the books,
Office of Thrift Supervision,
Out-of-favor,
Over-the-Counter,
On-floor order,
On margin,
Or better,
Operating profit margin,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
Old age, survivors, and disability insurance,
Ordinary loss,
On-balance volume,
On close,
One man picture,
On open,
On the opening,
Open trade equity,
Owner-employee,
Pooling of interests,
Pre-depreciation profit,
Pre-tax profit margin,
Profit,
Profit and loss statement,
Profit margin,
Pro forma,
Payment-in-kind security,
Price Value of a Basis Point,
Payment for order flow,
P&L,
Profit warning,
Provision for income taxes,
Power of Attorney,
Paid up,
Prepayment risk,
Principal risk,
Prioritization of debt,
Pairs trade,
Passive loss,
Profit-sharing,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Preservation of capital,
Point-and-figure chart,
Profit ratio,
Painting the tape,
Paper loss,
Paper profit,
Profit-taking,
Reports and Records,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Risk adjusted return,
Risk,
Reading the tape,
Real-time trade reporting,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Reduced paid-up insurance,
Reinvestment risk,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Roll up,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Risk arbitrage,
Risk-averse,
Risk management,
Risk neutral,
Risk premium,
Risk seeking,
Return on Capital Employed,
ROC,
ROCE,
Rate of return,
Realized profit,
Real rate of return,
Risk capital,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
Sight letter of credit,
S&L,
Securities and Exchange Commission,
Series EE bond,
Step-up bond,
Segregation of securities,
Selling group,
Sell the book,
Settlement,
Stop-loss,
Standard of living,
Systemic risk,
Settlement price,
Settlement options,
Settle,
Statute of Limitations,
Structured settlement,
Sale and leaseback,
Satisfaction of debt,
Settlement sheet,
Staggered board of directors,
Socially responsible fund,
Selling the spread,
Step-up warrant,
Step-up lease,
Savings Incentive Match Plan for Employees,
Simplified Employee Pension IRA,
Selling short against the box,
Shorting against the box,
Swing trade,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Same Day Funds Settlement,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
Settlement date,
Short swing profits,
S&P phenomenon,
Stop and reverse,
T-Bill,
Trade,
Take a position,
Trailing P/E,
Trade barrier,
Trade deficit,
Trade surplus,
Trade house,
Tenancy by the entirety,
Truth in Lending,
Tenancy at will,
The Street,
Timing the market,
Tax loss carryback,
Tax loss carryforward,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Trading profit,
Take a bath,
Take profits,
Trade date,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unlimited risk,
Underwriting group,
Unappropriated profit,
Unsystematic risk,
Up volume,
Unit of trade,
Unit of trading,
Unrealized loss,
Unrealized profit,
World Trade Organization,
Waiver of premium,
Widow-and-orphan stock,
When, as, and if issued,
X or XD,
Y shares