FT MarketWatch

NASD Regulation

NASDR. An independent Subsidiary of the NASD that regulates the activities of broker/dealers in the Over-the-Counter markets and the Nasdaq Stock Market.

Related Terms: 11 Broker, Dealer, Dependent, Deal, Market, NASD, Nasdaq, Over-the-Counter, SDR, Stock market, Subsidiary
Other Related Pages: Category: Brokerages Starting With: N
Semi Related Terms: 512 CLICK HERE TO VIEW
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stock, Breadth-of-market theory, Beat the gun, Bull market, Cost Of Goods Sold, Cost of sales, Capital market, Certificate of Participation, Common stock equivalent, Current market value, Code of procedure, Contra broker, Contract broker, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cyclical stock, Cash and carry trade, Cash market, Certificated stock, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Contract market, Cost-of-living rider, Callable stock, Certificate of stock, Consumer stock, Control stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Closed-end credit, Cost of debt capital, Cost of funds, Closed-end fund, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Choice market, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Close market, Continuous market, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Debt market, Dealer, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Deal stock, Defensive stock, Distribution stock, Donated stock, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dirty stock, Dogs of the Dow, Dependent, Deep market, Depth of market, Double auction market, Deal, Deal flow, Eurodollar certificate of deposit, Escrowed to maturity, External market, Edge Act, E-mini, Exchange of spot, Emerging market, Employee Stock Purchase Plan, Employee stock repurchase agreement, Employee Retirement Income Security Act of 1974, First In First Out, Form 10-Q, Federal Savings and Loan Association, Flight to quality, Flow of funds, Floor broker, Front-ending an order, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Free market, Free market price, Front-end load, Fair market value, First preferred stock, Form 8-K, Form S-1, Full stock, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Full faith and credit, Family of funds, Fund of funds, Free and clear, Federal Insurance Contributions Act, Free right of exchange, Federal ID Number, Fourth market, Glass-Steagall Act, Growth stock, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Graveyard market, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, 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Law of supply, London International Financial Futures and Options Exchange, Loan stock, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Locked in, Level I quotes, Liquid market, Locked market, Market basket, Market capitalization, Market conversion price, Make a market, Market if touched order, Market letter, Market maker, Market maker spread, Market on close order, Market order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Market economy, Marginable stock, Market rate, Money at call, Mortgage broker, Market cap, Market neutral, Market portfolio, Market timer, Market timing, Market analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, New York Stock Exchange, Notice of Sale, NASD, Nasdaq, NASDR, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Normal market, Nonvoting stock, Null and void, Notice of Default, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, Nasdaq Small Cap Market, No-load stock, Narrow market, Nasdaq Composite Index, National Market Advisory Board, Negotiated market, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Online broker, Outside broker, Open market operation, Optionable stock, Original issue stock, Opinion of title, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On the opening, Open market, Operationally efficient market, Outside market, Pooling of interests, Profit and loss statement, Paper dealer, Payment-in-kind security, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Primary Dealer, Prime broker, Preferred stock, Prior preferred stock, P&L, Physical market, Primary market, Pour-over will, Power of Attorney, Prioritization of debt, Private Market Value, Privilege dealer, Prudent Expert Act, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Perfect capital market, Preservation of capital, Point-and-figure chart, Painting the tape, Reports and Records, Return of capital, Regulation Q, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Restricted stock, Regulation A, Reverse Take-Over, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Roll over, Rule of 78, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Rate of return, Real rate of return, Selling, General and Administrative 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