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Nominee

The person, bank or 

Brokerage

 in whose name securities are transferred.



Related Terms: 5

Broker

,

Brokerage

,

ECU

,

SEC

,

Transfer


Other Related Pages:

Category: Brokerages


Starting With: N


Semi Related Terms: 247  CLICK HERE TO VIEW

10-K

,

Agent bank

,

Automatic Funds Transfer

,

All or any part

,

Add-on service

,

Attorney in fact

,

A shares

,

Average price per share

,

At the money

,

Age-weighted plan

,

Across the board

,

Additional paid-in capital

,

Affiliated person

,

Against the box

,

At the bell

,

At the close

,

At the figure

,

At the full

,

At the market

,

At the opening order

,

Away from the market

,

Bank reconciliation

,

Below the line

,

Book value per share

,

Bank credit

,

Bank draft

,

Bank holding company

,

Bank Holiday

,

Bank Note

,

Bank Trust Department

,

Bank-eligible issues

,

Broker

,

Brokerage

,

Brokerage firm

,

Brokerage house

,

Broker loan

,

Brought over the wall

,

Buying on margin

,

Buy on close

,

Buy on opening

,

Buy the book

,

Basic earnings per share

,

Bank Rate

,

Breaking the syndicate

,

By the book

,

Bank term loan

,

Broker loan rate

,

B shares

,

Beat the gun

,

Commercial bank

,

Consumer bank

,

Committee on Uniform Securities Identification Procedures

,

Contra broker

,

Contract broker

,

Chasing the market

,

C shares

,

Close to the money

,

Cloud on title

,

Cash or Deferred Arrangement

,

Class A Shares

,

Class B Shares

,

Close a position

,

Cornering the market

,

Curbs in

,

Dealer bank

,

Deposit in transit

,

Drawn securities

,

Deep discount broker

,

Discount broker

,

Dividend in arrears

,

Desk (the)

,

Debtor in possession

,

Debtor-in-possession financing

,

Due-on-sale clause

,

Deep in the money

,

Deep out of the money

,

Direct transfer

,

Dogs of the Dow

,

Electronic Funds Transfer

,

Either-or order

,

ECU

,

E-mini

,

European Central Bank

,

Export-Import Bank

,

First In First Out

,

Fill or kill

,

Floor broker

,

Front-ending an order

,

Full-service brokerage

,

Forward P/E

,

Fully diluted earnings per share

,

Federal Reserve Bank

,

Form 8-K

,

Form S-1

,

Government securities

,

Government Securities Clearing Corporation

,

General Securities Representative Examination

,

G-7

,

General Agreement on Tariffs and Trade

,

G-8

,

Gather in the stops

,

Generation-skipping transfer

,

Hit the bid

,

Holder in due course

,

Hammering the market

,

Held at the opening

,

Holding the market

,

In escrow

,

International Securities Identification Number

,

Independent broker

,

In-house

,

Institutional brokerage

,

Introducing broker

,

Investment bank

,

In line

,

Insurance broker

,

In intestacy

,

In play

,

In-process research and development

,

I/O strip

,

In-service withdrawal

,

In and out

,

In sympathy

,

In the tank

,

Jumping the gun

,

Last In First Out

,

Lending at a rate

,

Limit-on-close order

,

London Inter-Bank Offer Rate

,

Long-Term Equity Anticipation Securities

,

Legal age

,

Lock-in

,

Leading the market

,

Locked in

,

Long-term gain or loss

,

Level I quotes

,

Member bank

,

Money center bank

,

Mutual Savings Bank

,

Make a market

,

Market on close order

,

Merchant bank

,

Mortgage broker

,

Marketable securities

,

National Bank

,

National Association of Securities Dealers

,

National Association of Securities Dealers Automated Quotations system

,

National Securities Clearing Corporation

,

National Securities Trade Association

,

Normal retirement age

,

Off the books

,

Over-the-Counter

,

On-floor order

,

Online broker

,

On margin

,

Or better

,

Outside broker

,

On account

,

On-the-spot loan

,

Out of the money

,

Old age, survivors, and disability insurance

,

On-balance volume

,

On close

,

On open

,

On the opening

,

Payment-in-kind security

,

Price Value of a Basis Point

,

Prime broker

,

Prime brokerage

,

Public Securities Association

,

P&L

,

Primary earnings per share

,

Per stirpes

,

Paid-in capital

,

Paid-in surplus

,

Private Investment in Public Equity

,

Painting the tape

,

Return on Capital

,

Return on Invested Capital

,

Return on Total Assets

,

Regional bank

,

Reading the tape

,

Regulation D

,

Regulation G

,

Regulation T

,

Regulation U

,

Retail brokerage

,

Red herring

,

Regulation A

,

Real estate broker

,

Return on Capital Employed

,

SEC filing

,

SG&A

,

Savings bank

,

S&L

,

State bank

,

SEC

,

Securities and Exchange Commission

,

SEC fee

,

Securities analyst

,

Securities Industry Association

,

Securities Investor Protection Corporation

,

Securities loan

,

Segregation of securities

,

Sell the book

,

Street broker

,

Street name

,

Securities lending

,

Selling the spread

,

Selling short against the box

,

Shorting against the box

,

S Corporation

,

Short-term gain or loss

,

Subchapter M

,

Subchapter S Corporation

,

Schedule C

,

Securities Act of 1933

,

Securities Acts Amendments of 1975

,

Securities Exchange Act of 1934

,

Securities fraud

,

Seek a market

,

S&P phenomenon

,

Transfer

,

T-Bill

,

Take a position

,

Trailing P/E

,

Transfer agent

,

Tenancy by the entirety

,

Truth in Lending

,

Transfer tax

,

Transfer payments

,

The Street

,

Timing the market

,

Take a bath

,

U.S. Government Agency Security

,

U.S. Savings Bond

,

U.S. Treasury

,

U.S. Treasury Bill

,

U.S. Treasury Bond

,

U.S. Treasury Note

,

U.S. Treasury Securities

,

Uniform Securities Act

,

Wire transfer

,

World Bank

,

W-2 Form

,

W formation

,

X or XD


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