Semi Related Terms: 430 CLICK HERE TO VIEW
10-K,
Agent bank,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
As is,
Attorney in fact,
Assignment of mortgage,
A shares,
Assets under management,
At the money,
Additional paid-in capital,
Ad valorem,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Automated Pricing and Reporting System,
Bank reconciliation,
Books of final entry,
Books of original entry,
Bank credit,
Bank draft,
Bank holding company,
Bank Holiday,
Banking Act of 1933,
Bank Note,
Bank Trust Department,
Bank-eligible issues,
Block trade,
Bureau of Public Debt,
Best efforts offering,
Broker,
Broker loan,
Buying on margin,
Buy on close,
Buy on opening,
Balance of payments,
Bank Rate,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
Bank term loan,
Broker loan rate,
Blitzkrieg tender offer,
B shares,
Buy and write,
Blow-off top,
Breadth-of-market theory,
Certified Public Accountant,
Cost Of Goods Sold,
Cost of sales,
Commercial bank,
Consumer bank,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Contra broker,
Contract broker,
Crossed trade,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Cash and carry trade,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Cancellation of debt,
Certificate of Claim,
Cost of debt capital,
Cost of funds,
Creeping tender offer,
C shares,
Class of options,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Child and dependent care credit,
Coefficient of determination,
Cup and handle,
Certificate of delivery,
Close a position,
Curbs in,
Dealer bank,
Deposit in transit,
Date of issue,
Date of payment,
Dealer market,
Drawn securities,
Dealer,
Deep discount broker,
Discount broker,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Dividend in arrears,
Division of labor,
Deal stock,
Direct Public Offering,
De-escalation clause,
De facto,
Doing business as,
Durable Power of Attorney,
Date of maturity,
Debtor in possession,
Debtor-in-possession financing,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep in the money,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Daylight trade,
Day trade,
Depth of market,
Deal,
Deal flow,
Eurodollar certificate of deposit,
Either-or order,
ECU,
E-mini,
Exchange of spot,
European Central Bank,
Export-Import Bank,
Employee Retirement Income Security Act of 1974,
First In First Out,
Federal Savings and Loan Association,
Federal National Mortgage Association,
Flow of funds,
Fill or kill,
Floor broker,
Front-ending an order,
Forward deal,
Forward P/E,
Factors of production,
Favorable balance of trade,
Federal Reserve Bank,
Federal Trade Commission,
Free trade,
Form 8-K,
Form S-1,
Firm commitment offering,
Friends and family offering,
Full faith and credit,
Family of funds,
Fund of funds,
Free and clear,
Free right of exchange,
Forward trade,
Government National Mortgage Association,
Government securities,
Government Securities Clearing Corporation,
General Securities Representative Examination,
G-7,
General Agreement on Tariffs and Trade,
G-8,
Going public,
Growth and income fund,
Gather in the stops,
Hart-Scott-Rodino Act of 1976,
House of issue,
Health Insurance Portability and Accountability Act,
Health Maintenance Organization,
Holder in due course,
Home equity line of credit,
Head and shoulders,
Held at the opening,
In escrow,
International Securities Identification Number,
Independent broker,
In-house,
Introducing broker,
Investment Advisor Act of 1940,
Investment bank,
Investment banker,
Investment Bankers Association,
Investment Company Act of 1940,
In line,
International trade,
Insurance broker,
Initial Public Offering,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
Intrastate offering,
In intestacy,
In play,
In-process research and development,
I/O strip,
In-service withdrawal,
Imbalance of orders,
In and out,
In sympathy,
In the tank,
Jointly and severally,
Joint and several liability,
Joint and survivor annuity,
Last In First Out,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
London International Financial Futures and Options Exchange,
London Inter-Bank Offer Rate,
Long-Term Equity Anticipation Securities,
Letter of comment,
Line of credit,
Lock-in,
Locked in,
Long-term gain or loss,
Level I quotes,
Member bank,
Money center bank,
Mutual association,
Mutual Savings Bank,
Municipal Bond Insurance Association,
Make a market,
Market on close order,
Merchant bank,
Medium of exchange,
Money at call,
Mortgage banker,
Mortgage broker,
Marketable securities,
National Bank,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
National Securities Clearing Corporation,
National Securities Trade Association,
National Futures Association,
Notary Public,
Null and void,
Notice of Default,
National Association of Real Estate Investment Trusts,
Off-balance-sheet financing,
Off the books,
Office of Thrift Supervision,
Offer,
Offering,
Offering circular,
Offering price,
Offering scale,
Out-of-favor,
Off-floor order,
On-floor order,
Online broker,
On margin,
Or better,
Outside broker,
Offering date,
Opinion of title,
On account,
On-the-spot loan,
Out of the money,
Old age, survivors, and disability insurance,
On-balance volume,
Off-board,
On close,
On open,
On the opening,
Open trade equity,
Pooling of interests,
Profit and loss statement,
Paper dealer,
Payment-in-kind security,
Price Value of a Basis Point,
Public bond,
Public offering,
Public purpose bond,
Primary Dealer,
Prime broker,
Public limited partnership,
Public Securities Association,
P&L,
Public goods,
Public sector,
Preferred Provider Organization,
Public company,
Public offering price,
Power of Attorney,
Prioritization of debt,
Pairs trade,
Privilege dealer,
Paid-in capital,
Paid-in surplus,
Private Investment in Public Equity,
Public,
Public equity,
Public ownership,
Preservation of capital,
Point-and-figure chart,
Public book,
Reports and Records,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regional bank,
Real-time trade reporting,
Regulation D,
Regulation G,
Regulation T,
Regulation U,
Rights offering,
Round of funding,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Regulation Z,
Revolving line of credit,
Right of recourse,
Rule of 78,
Ratio write,
Real estate broker,
Right of redemption,
Retirement Equity Act of 1984,
Risk/return trade-off,
Return on Capital Employed,
Rate of return,
Real rate of return,
Ring,
SEC filing,
Selling, General and Administrative Expenses,
SG&A,
Savings and Loan,
Savings Association Insurance Fund,
Savings bank,
Sight letter of credit,
S&L,
State bank,
Stock association,
SEC,
Secondary offering,
Securities and Exchange Commission,
Shelf offering,
Split offering,
Student Loan Marketing Association,
SEC fee,
Securities analyst,
Securities Industry Association,
Securities Investor Protection Corporation,
Securities loan,
Segregation of securities,
Street broker,
Standard of living,
Small corporate offering registration,
Statute of Limitations,
Sale and leaseback,
Satisfaction of debt,
Securities lending,
Staggered board of directors,
Swing trade,
S Corporation,
Short-term gain or loss,
Subchapter S Corporation,
Schedule C,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Securities fraud,
Seek a market,
S&P phenomenon,
Stop and reverse,
T-Bill,
Trade,
Take a position,
Trailing P/E,
Trade barrier,
Trade deficit,
Trade surplus,
Trade house,
Tender offer,
Truth in Lending,
Tenancy at will,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
Trade date,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Uniform Securities Act,
Unit of trade,
Unit of trading,
Variable ratio write,
Write down,
World Bank,
World Trade Organization,
Waiver of premium,
Write,
Widow-and-orphan stock,
W-2 Form,
W formation,
When, as, and if issued,
X or XD,
Z shares