Penalty
A fee imposed for a violation of a rule.
Semi Related Terms: 236 CLICK HERE TO VIEW
30-day wash rule,
Allowance for depreciation,
Accrual of discount,
Amortization of premium,
At par,
All or any part,
At best,
At call,
At risk,
Add-on service,
Abstract of title,
Assignment of mortgage,
A shares,
At the money,
At the bell,
At the close,
At the figure,
At the full,
At the market,
At the opening order,
Books of final entry,
Books of original entry,
Banking Act of 1933,
Bureau of Public Debt,
Buying on margin,
Buy on close,
Buy on opening,
Balance of payments,
Board of Governors,
Bill of exchange,
Bill of sale,
Breach of trust,
B shares,
Breadth-of-market theory,
Cost Of Goods Sold,
Cost of sales,
Certificate of Participation,
Committee on Uniform Securities Identification Procedures,
Code of procedure,
Customer protection rule,
Capitalization of income,
Cost of Living Adjustment,
Cost-of-living index,
Council of Economic Advisers,
Chicago Board of Trade,
Cost-of-living rider,
Certificate of stock,
Cost of carry,
Certificate of title,
Contract for deed,
Cancellation of debt,
Certificate of Claim,
Commitment fee,
Cost of debt capital,
Cost of funds,
Class of options,
Certificate of Occupancy,
Cloud on title,
Cash or Deferred Arrangement,
Class A Shares,
Class B Shares,
Crash of 1929,
Crash of 1987,
Coefficient of determination,
Certificate of delivery,
Close a position,
Date of issue,
Date of payment,
Division of Enforcement,
Division of Investment Management,
Division of Market Regulation,
Date of record,
Division of labor,
Durable Power of Attorney,
Date of maturity,
Deed of Release,
Deed of Trust,
Discharge of bankruptcy,
Discharge of lien,
Due-on-sale clause,
Deep out of the money,
Deed of Surrender,
Department of Housing and Urban Development,
Dogs of the Dow,
Depth of market,
Eurodollar certificate of deposit,
Either-or order,
E-mini,
Exchange for futures,
Exchange for physical,
Exchange of spot,
Exit fee,
Employee Retirement Income Security Act of 1974,
Flow of funds,
Fill or kill,
Forward P/E,
Factors of production,
Favorable balance of trade,
Fee-for-service,
Form S-1,
Family of funds,
Fund of funds,
Free right of exchange,
General Agreement on Tariffs and Trade,
Hart-Scott-Rodino Act of 1976,
House of issue,
Home equity line of credit,
Held at the opening,
Investment Advisor Act of 1940,
Investment Company Act of 1940,
Insider Trading sanctions Act of 1984,
Internal Rate of Return,
Indication of interest,
I/O strip,
Impose,
Income exclusion rule,
Imbalance of orders,
Lender of last resort,
Law of one price,
Lending at a rate,
Limit-on-close order,
Law of demand,
Law of supply,
Letter of comment,
Line of credit,
Long-term gain or loss,
Level I quotes,
Maintenance fee,
Make a market,
Market on close order,
Medium of exchange,
Money at call,
Negotiable certificate of deposit,
Negotiable Order of Withdrawal,
Nine-Bond Rule,
Notice of Sale,
National Association of Securities Dealers,
National Association of Securities Dealers Automated Quotations system,
Notice of Default,
National Association of Real Estate Investment Trusts,
Office of Thrift Supervision,
Out-of-favor,
On-floor order,
On margin,
Or better,
One-share one-vote rule,
Opinion of title,
On account,
On-the-spot loan,
Origination fee,
Out of the money,
On-balance volume,
On close,
On open,
On the opening,
Pooling of interests,
Price Value of a Basis Point,
Payment for order flow,
P&L,
Provision for income taxes,
Power of Attorney,
Prioritization of debt,
Preservation of capital,
Plus tick rule,
Return of capital,
Return on Capital,
Return on Invested Capital,
Return on Total Assets,
Regulation D,
Regulation T,
Regulation U,
Round of funding,
Rule 10b-6,
Rule 15c3-1,
Rule 19c3,
Rule 405,
Rule 415,
Rules of Fair Practice,
Rate of exchange,
Reciprocal of European terms,
Regulation A,
Right of first refusal,
Right of rescission,
Revolving line of credit,
Right of recourse,
Rule of 78,
Redemption fee,
Right of redemption,
Retirement Equity Act of 1984,
Return on Capital Employed,
Rate of return,
Real rate of return,
Rule 13d,
SG&A,
Sales fee,
Sight letter of credit,
S&L,
Series EE bond,
SEC fee,
Segregation of securities,
Standard of living,
Statute of Limitations,
Satisfaction of debt,
Staggered board of directors,
Savings Incentive Match Plan for Employees,
Short sale rule,
S Corporation,
Short-term gain or loss,
Subchapter M,
Subchapter S Corporation,
Securities Act of 1933,
Securities Acts Amendments of 1975,
Securities Exchange Act of 1934,
Seek a market,
S&P phenomenon,
T-Bill,
Take a position,
Trailing P/E,
Tenancy at will,
Taxpayer Relief Act of 1997,
Tax Reform Act of 1986,
Tax Reform Act of 1993,
Take a bath,
U.S. Government Agency Security,
U.S. Savings Bond,
U.S. Treasury,
U.S. Treasury Bill,
U.S. Treasury Bond,
U.S. Treasury Note,
U.S. Treasury Securities,
Unit of trade,
Unit of trading,
Wrap fee,
Waiver of premium,
Wash sale rule,
X or XD